CONFLUENCE INVESTMENT MANAGEMENT LLC Q2 2021 Filing

Filed July 1, 2021

Portfolio Value

$7.5B

Holdings

302

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (302 positions)

#StockSharesValue% PortfolioType
101
VNTVontier Corporation
492,811$16.1B213.40%
102
IBTIiShares iBonds Dec 2028 Term T
557,813$14.2B188.69%
103
IBDTiShares iBonds Dec 2028 Term C
484,985$14.0B186.29%
104
SPYGSPDR Portfolio S&P 500 Growth
216,236$13.6B180.97%
105
BKIEURBlack Knight Incorporated
167,007$13.0B173.09%
106
DDDupont De Nemurs Incorporated
162,830$12.6B167.53%
107
SLYGSPDR S&P 600 Small Cap Growth
141,568$12.6B167.03%
108
IEMGiShares Core MSCI Emerging Mar
177,800$11.9B158.31%
109
IBDSiShares iBonds Dec 2027 Term C
426,181$11.5B153.22%
110
Invesco BulletShares 2024 Corp
518,915$11.5B153.05%
111
CLBCore Laboratories NV
252,253$9.8B130.58%
112
TLTiShares 20 Year Treasury Bond
64,626$9.3B123.99%
113
MOVMovado Group Incorporated
295,964$9.3B123.79%
114
IBDUiShares iBonds Dec 2029 Term C
343,720$9.2B122.53%
115
IBTEiShares iBonds Dec 2024 Term T
356,481$9.2B121.73%
116
AQLTiShares iBonds Dec 2025 Term T
356,750$9.2B121.72%
117
IBMSiShares iBonds Dec 2029 Term T
362,810$9.2B121.72%
118
IBTGiShares iBonds Dec 2026 Term T
355,300$9.1B120.99%
119
KAIKadant Incorporated
50,112$8.8B117.28%
120
AOUTAmerican Outdoor Brands Inc
236,085$8.3B110.26%
121
JBTJohn Bean Technologies Corpora
57,610$8.2B109.21%
122
PRFTUSDPerficient Incorporated
102,022$8.2B109.05%
123
RBCRBC Bearings Incorporated
39,281$7.8B104.12%
124
EPCEdgewell Personal Care Company
171,600$7.5B100.14%
125
VBTXVeritex Holdings
209,295$7.4B98.51%
126
ALNTAllied Motion Technologies Inc
212,723$7.3B97.62%
127
HTGCHercules Technology Growth Cap
408,710$7.0B92.68%
128
WGOWinnebago Industries Incorpora
102,560$7.0B92.64%
129
GOODGladstone Commercial Corporati
307,238$6.9B92.12%
130
IIIVI3 Verticals Incorporated
229,035$6.9B91.99%
131
iShares iBonds Dec 2022 Term T
271,588$6.9B91.74%
132
PDBCInvesco Optimum Yield Diversif
341,641$6.9B91.23%
133
FAROFaro Technologies Incorporated
85,287$6.6B88.16%
134
FWRDUSDForward Air Corporation
72,090$6.5B85.99%
135
IBMQiShares iBonds Dec 2028 Term M
235,314$6.5B85.75%
136
MDYVSPDR S&P 400 Mid Cap Value ETF
93,314$6.3B83.75%
137
HTOSJW Group
98,739$6.3B83.07%
138
PAHCPhibro Animal Health Corporati
212,261$6.1B81.47%
139
NMFCNew Mountain Finance Corporati
463,614$6.1B81.16%
140
SPYSPDR S&P 500
13,735$5.9B78.14%
141
MAINMain Street Capital Corporatio
140,512$5.8B76.73%
142
TCP Capital Corporation
412,504$5.7B75.76%
143
NWNNorthwest Natural Holding Comp
106,410$5.6B74.27%
144
AQLTiShares iBonds Dec 2024 Term M
206,194$5.6B73.96%
145
EWUiShares MSCI United Kingdom In
166,666$5.5B72.44%
146
JJSFJ & J Snack Foods Corporation
30,556$5.3B70.83%
147
IBMPiShares iBonds Dec 2027 Term M
194,381$5.3B70.12%
148
James River Group Holdings Lim
139,863$5.2B69.75%
149
THRThermon Group Holdings Incorpo
302,375$5.2B68.48%
150
IBMOiShares iBonds Dec 2026 Term M
184,493$5.0B66.15%
151
SLRCSolar Capital Limited
266,856$5.0B66.11%
152
GBDCGolub Capital BDC Incorporated
318,441$4.9B65.26%
153
PNNTPennantPark Investment Corpora
718,993$4.8B63.84%
154
BBDCBarings BDC Incorporated
450,259$4.8B63.19%
155
RVNUxTrackers Municipal Infrastruc
159,178$4.7B62.49%
156
BMRCBank of Marin (CA)
147,158$4.7B62.39%
157
Neenah Paper Incorporated
93,118$4.7B62.10%
158
Natus Medical Incorporated
179,533$4.7B62.00%
159
TSLXSixth Street Specialty Lending
203,302$4.5B59.96%
160
SCMStellus Capital Investment
347,219$4.4B58.10%
161
AQLTiShares iBonds Dec 2023 Term T
164,654$4.2B56.09%
162
IGLBiShares Long-Term Corporate Bo
58,866$4.1B54.92%
163
XLFSPDR Financial Select Sector E
111,087$4.1B54.17%
164
IAUiShares iBonds Dec 2025 Term M
143,698$4.0B53.48%
165
AQLTiShares iBonds Dec 2023 Term M
154,014$4.0B53.44%
166
LQDiShares iBoxx $ Inv Grade Corp
28,937$3.9B51.68%
167
OFSOFS Capital Corporation
388,521$3.9B51.42%
168
XLISPDR Industrial Select Sector
37,372$3.8B50.86%
169
GSBDGoldman Sachs BDC Incorporated
190,339$3.7B49.59%
170
XLBSPDR Materials Select Sector E
45,254$3.7B49.51%
171
XHBSPDR S&P Homebuilders ETF
46,998$3.4B45.75%
172
MDYGSPDR S&P 400 Mid Cap Growth ET
42,555$3.3B43.85%
173
OBDCOwl Rock Capital Corporation
206,729$3.0B39.21%
174
MUBiShares National Muni Bond ETF
24,034$2.8B37.44%
175
TFISPDR Nuveen Bloomberg Barclays
54,014$2.8B37.41%
176
IBTHiShares iBonds Dec 2027 Term T
106,947$2.7B36.22%
177
CSWCCapital Southwest Corporation
106,410$2.5B32.86%
178
TSMTaiwan Semiconductor Manufactu
19,298$2.3B30.82%
179
BRK-BBerkshire Hathaway Incorporate
5$2.1B27.82%
180
BSMUInvesco BulletShares 2030 Muni
79,648$2.0B27.17%
181
BSMTInvesco BulletShares 2029 Muni
77,819$2.0B27.11%
182
EMXCiShares MSCI Emerging Markets
27,419$1.7B22.73%
183
SHOPShopify Incorporated
1,160$1.7B22.53%
184
TPVGTriplePoint Venture Growth BDC
109,417$1.7B22.09%
185
JJSFJ & J Snack Foods Corporation
9,458$1.6B21.93%
186
FNVFranco-Nevada Corporation
11,227$1.6B21.65%
187
BABAAlibaba Group Holding Limited
6,960$1.6B20.97%
188
SONYSony Group Corporation
16,044$1.6B20.73%
189
LVMUYLVMH Moet Hennessy Louis Vuitt
9,488$1.5B19.90%
190
NATHNathan's Famous Incorporated
20,686$1.5B19.60%
191
BROBrown & Brown Incorporated
27,440$1.5B19.38%
192
DSDVYDSV Panalpina
12,237$1.4B19.02%
193
NVONovo Nordisk A/S ADS
16,548$1.4B18.42%
194
INFYInfosys Technologies Limited A
63,736$1.4B17.96%
195
RIORio Tinto PLC
16,091$1.4B17.94%
196
TCEHYTencent Holdings Limited
17,314$1.3B17.33%
197
ICLRIcon PLC
6,141$1.3B16.87%
198
iShares iBonds Dec 2022 Term M
47,967$1.3B16.75%
199
KCAPUSDPortman Ridge Finance Corporat
520,736$1.2B16.47%
200
AAGIYAIA Group Limited
23,943$1.2B15.83%
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