CONFLUENCE INVESTMENT MANAGEMENT LLC Q3 2020 Filing
Filed October 19, 2020
Portfolio Value
$6.2B
Holdings
293
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (293 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | SPTISpdr Portfolio Intermediate Te | 34,655 | $1.2B | 18.73% | |
| 202 | NTDOYNintendo Co. Ltd. ADS | 16,199 | $1.1B | 18.62% | |
| 203 | SAPSAP AG - ADS | 7,315 | $1.1B | 18.54% | |
| 204 | BKCCUSDBlackRock Kelso Capital Corp. | 460,712 | $1.1B | 18.28% | |
| 205 | BROBrown & Brown Inc. | 24,440 | $1.1B | 17.98% | |
| 206 | WMMVYWalmart De-Mexico-Spon ADR V | 45,777 | $1.1B | 17.84% | |
| 207 | APTVAPTIV PLC | 11,279 | $1.0B | 16.81% | |
| 208 | NATHNathan's Famous Inc | 18,385 | $942.0M | 15.32% | |
| 209 | CSWCCapital Southwest Corp. | 65,518 | $920.0M | 14.96% | |
| 210 | ESLTElbit Systems Ltd | 7,629 | $918.0M | 14.93% | |
| 211 | IAUiShares iBonds Dec 2023 Term C | 33,539 | $880.0M | 14.31% | |
| 212 | RHHBYRoche Holding AG | 19,686 | $844.0M | 13.72% | |
| 213 | IUSViShares Core US Values - ETF | 15,546 | $844.0M | 13.72% | |
| 214 | PFLTPennantPark Floating Rate Capi | 95,138 | $803.0M | 13.06% | |
| 215 | CCAPCrescent Capital BDC, Inc. | 61,240 | $781.0M | 12.70% | |
| 216 | FANUYFanuc Ltd. ADS | 40,929 | $780.0M | 12.68% | |
| 217 | —DBS GROUP HOLDINGS-SPON ADR | 13,318 | $777.0M | 12.63% | |
| 218 | PAGSPagseguro Digital Ltd | 20,163 | $760.0M | 12.36% | |
| 219 | MINTPimco Enhanced Short Maturity | 7,291 | $743.0M | 12.08% | |
| 220 | FSC1EUROaktree Specialty Lending Corp | 153,070 | $741.0M | 12.05% | |
| 221 | JJSFJ & J Snack Foods Corp | 5,507 | $718.0M | 11.67% | |
| 222 | PRUPrudential Financial Inc | 11,253 | $715.0M | 11.63% | |
| 223 | NBISYandex NV | 9,686 | $632.0M | 10.28% | |
| 224 | WXXWYWuxi Biologics Cayman Inc | 12,817 | $624.0M | 10.15% | |
| 225 | UOVEYUnited Overseas Bank Limited | 21,807 | $608.0M | 9.89% | |
| 226 | MLCOMelco Resorts & Entertainment | 35,921 | $598.0M | 9.72% | |
| 227 | KMTUYKOMATSU LTD | 26,622 | $583.0M | 9.48% | |
| 228 | VUSXXVanguard Treasury Money Market | 520,957 | $521.0M | 8.47% | |
| 229 | JAZZJazz Pharmaceuticals Plc | 3,587 | $511.0M | 8.31% | |
| 230 | VVisa, Inc. - A | 2,534 | $507.0M | 8.24% | |
| 231 | GBILGoldman Sachs Treasury Access | 4,986 | $501.0M | 8.15% | |
| 232 | IAUiShares iBonds Dec 2022 Term C | 19,321 | $495.0M | 8.05% | |
| 233 | HTHTHuazhu Group Ltd. | 11,098 | $480.0M | 7.80% | |
| 234 | ICMBInvestcorp Credit Management B | 130,340 | $473.0M | 7.69% | |
| 235 | NVDANVIDIA Corp. | 870 | $471.0M | 7.66% | |
| 236 | AAPLApple Inc. | 3,948 | $457.0M | 7.43% | |
| 237 | KCAPUSDPortman Ridge Finance Corp | 340,472 | $456.0M | 7.41% | |
| 238 | —iShares iBonds Dec 2021 Term C | 17,414 | $436.0M | 7.09% | |
| 239 | MLB1MERCADOLIBRE INC | 401 | $434.0M | 7.06% | |
| 240 | RDS/ARoyal Dutch Shell PLC - Cl A | 17,175 | $432.0M | 7.02% | |
| 241 | GOOGLAlphabet Inc. - Class A | 290 | $425.0M | 6.91% | |
| 242 | —Medley Capital Corp. | 23,335 | $416.0M | 6.76% | |
| 243 | —Solar Senior Capital Ltd. | 32,843 | $414.0M | 6.73% | |
| 244 | PYPLPayPal Holdings, Inc. | 2,097 | $413.0M | 6.72% | |
| 245 | EQXEquinox Gold | 33,717 | $395.0M | 6.42% | |
| 246 | FSPFranklin Street Properties Cor | 102,500 | $375.0M | 6.10% | |
| 247 | RDYDR. REDDY'S LABORATORIES LTD. | 5,391 | $375.0M | 6.10% | |
| 248 | —Manatuck Hill Mariner Offshore | 2,177 | $374.0M | 6.08% | |
| 249 | GFIGold Fields Ltd | 30,409 | $374.0M | 6.08% | |
| 250 | MFICApollo Investment Corp. | 44,780 | $370.0M | 6.02% | |
| 251 | SHMSPDR Nuveen Barclays Capital S | 7,157 | $357.0M | 5.80% | |
| 252 | LLYEli Lilly & Co. | 2,400 | $355.0M | 5.77% | |
| 253 | VIPSVipshop Holdings Ltd | 22,012 | $344.0M | 5.59% | |
| 254 | NATHNathan's Famous Inc | 6,709 | $344.0M | 5.59% | |
| 255 | YUMCYum China Holdings Inc | 6,336 | $336.0M | 5.46% | |
| 256 | GDSGDS Holdings Ltd | 4,095 | $335.0M | 5.45% | |
| 257 | HDBHDFC Bank Ltd | 6,688 | $334.0M | 5.43% | |
| 258 | AMZNAmazon.com, Inc. | 104 | $327.0M | 5.32% | |
| 259 | XNGSYENN Energy Holdings Ltd | 7,310 | $318.0M | 5.17% | |
| 260 | LZRFYLocaliza Rent a Car SA | 30,516 | $308.0M | 5.01% | |
| 261 | ABXBarrick Gold ORD Shrs | 10,763 | $303.0M | 4.93% | |
| 262 | COSTCostco Wholesale Corporation | 850 | $302.0M | 4.91% | |
| 263 | WNSNWNS Holdings Ltd | 4,705 | $301.0M | 4.89% | |
| 264 | UI2Kemper Corp. | 4,470 | $299.0M | 4.86% | |
| 265 | TMETencent Music Entertainment Gr | 19,742 | $292.0M | 4.75% | |
| 266 | PAASPan American Silver Corp | 8,913 | $287.0M | 4.67% | |
| 267 | SEASeabridge Gold Inc. | 15,248 | $286.0M | 4.65% | |
| 268 | ZNHUSDChina Southern Airlines Co Ltd | 10,421 | $283.0M | 4.60% | |
| 269 | JPMJP Morgan Chase & Company | 2,897 | $279.0M | 4.54% | |
| 270 | PNGAYPing An Insurance Group Co of | 12,808 | $263.0M | 4.28% | |
| 271 | FCXFreeport-McMoRan Copper & Gold | 16,504 | $258.0M | 4.20% | |
| 272 | RGLDRoyal Gold, Inc. | 2,097 | $252.0M | 4.10% | |
| 273 | AYS1Sandstorm Gold Ltd. | 29,731 | $251.0M | 4.08% | |
| 274 | BIDUNBaidu Inc. ADS | 1,952 | $247.0M | 4.02% | |
| 275 | KBKB Financial Group Inc | 7,640 | $245.0M | 3.98% | |
| 276 | GQ9Gold Shares - SPDR | 1,365 | $242.0M | 3.93% | |
| 277 | AXPAmerican Express Company | 2,400 | $241.0M | 3.92% | |
| 278 | FLOTiShares Floating Rate Note Fun | 4,755 | $241.0M | 3.92% | |
| 279 | BACBank of America Corp. | 9,956 | $240.0M | 3.90% | |
| 280 | —MMC Norilsk Nickel | 9,816 | $237.0M | 3.85% | |
| 281 | TTENTotal SA - ADR | 6,861 | $235.0M | 3.82% | |
| 282 | SNPUSDChina Petroleum & Chemical Co | 5,687 | $230.0M | 3.74% | |
| 283 | SIL1EURSilverCrest Metals Inc | 26,911 | $228.0M | 3.71% | |
| 284 | TSLATesla Motors Inc | 525 | $225.0M | 3.66% | |
| 285 | CEOCNOOC Ltd. | 2,308 | $222.0M | 3.61% | |
| 286 | TXGTorex Gold Res Inc | 15,386 | $218.0M | 3.54% | |
| 287 | CTRACabot Oil & Gas Corp. | 12,395 | $215.0M | 3.50% | |
| 288 | HYMBSPDR Nuveen S&P High Yield | 3,782 | $215.0M | 3.50% | |
| 289 | GBOOYGrupo Financiero ADR | 11,765 | $204.0M | 3.32% | |
| 290 | HONHoneywell International, Inc. | 1,218 | $200.0M | 3.25% | |
| 291 | C1B2Cia Brasileira de Distribuicao | 15,732 | $194.0M | 3.15% | |
| 292 | ECEcopetrol SA | 18,846 | $185.0M | 3.01% | |
| 293 | OREUROsisko Gold Royalties Ltd | 15,415 | $182.0M | 2.96% | |
| 294 | CCOCameco Corp. | 16,599 | $168.0M | 2.73% | |
| 295 | —Antofagasta plc ADR | 12,046 | $158.0M | 2.57% | |
| 296 | —ICICI Bank Ltd. ADS | 13,460 | $132.0M | 2.15% |
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