CONFLUENCE INVESTMENT MANAGEMENT LLC Q4 2019 Filing
Filed January 29, 2020
Portfolio Value
$6.8B
Holdings
283
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (283 positions)
| Stock | Value |
|---|---|
BSMYInvesco BulletShares 2025 | $14.7M |
IBDTiShares iBonds Dec 2028 Term C | $14.7M |
AQLTiShares Corporate Bond ETF 202 | $14.4M |
BIZDVanEck Vectors BDC Income ETF | $13.6M |
IBDSiShares iBonds Dec 2027 Term C | $12.6M |
GBDCGolub Capital BDC Inc. | $11.4M |
NMFCNew Mountain Finance Corp. | $11.2M |
AVNSAvanos Medical Inc. | $11.0M |
IJKS&P MidCap 400 Growth Index Fu | $10.9M |
—TCP Capital Corp. | $10.8M |
HTGCHercules Technology Growth Cap | $10.5M |
—Invesco BulletShares 2024 | $10.5M |
—Invesco BulletShares 2022 | $10.3M |
—Invesco BulletShares 2021 | $10.2M |
IUSViShares Core US Values - ETF | $9.6M |
SLRCSolar Capital Ltd. | $9.0M |
BBDCBarings BDC Inc | $9.0M |
IGIBiShares Intermediate Term Corp | $8.7M |
GTESGates Industrial | $7.7M |
PDCOEURPatterson Companies Inc. | $7.7M |
TPVGTriplePoint Venture Growth BDC | $7.6M |
ALNTAllied Motion Technologies Inc | $7.4M |
IIIVI3 Verticals Inc | $7.3M |
MFICApollo Investment Corp. | $7.2M |
HTOSJW Group | $7.2M |
TSLXUSDTPG Specialty Lending, Inc. | $6.8M |
NWNNorthwest Natural Holding Co | $6.7M |
THRThermon Group Holdings Inc. | $6.6M |
JBTJohn Bean Technologies Corp. | $6.5M |
NLYEURAnnaly Capital Management Inc. | $6.5M |
KAIKadant Inc | $6.4M |
SCMStellus Capital Investment | $6.4M |
TWOTwo Harbors Investment Corp. | $6.4M |
FWRDUSDForward Air Corp. | $6.2M |
GOODGladstone Commercial Corp. | $6.0M |
RBCRBC Bearings Incorporated | $6.0M |
—James River Group Holdings Ltd | $6.0M |
—MTS Systems Corp. | $6.0M |
PNNTPennantPark Investment Corp. | $5.8M |
VNQREIT Index - Vanguard | $5.8M |
BMRCBank of Marin (CA) | $5.8M |
OFSOFS Capital Corp. | $5.6M |
VBTXVeritex Holdings | $5.6M |
RCOResources Connection Inc | $5.6M |
HCSGHealthcare Services Group | $5.5M |
HXGBYHexagon AB | $5.5M |
SPYS&P 500 - SPDR | $5.4M |
SPHQPowershares S&P 500 Quality Po | $5.3M |
—Neenah Paper Inc | $5.2M |
IBMQiShares iBonds Dec 2028 Term M | $5.2M |
MLMMartin Marietta Materials Inc. | $5.1M |
GSBDGoldman Sachs BDC Inc. | $5.0M |
—Natus Medical Inc. | $5.0M |
VREXVarex Imaging Corp | $4.8M |
IGLBiShares Long-Term Corporate Bo | $4.8M |
IPHSEURInnophos Holdings Inc | $4.8M |
IBMPIshares Ibonds Dec 2027 Term M | $4.7M |
SPTISpdr Portfolio Intermediate Te | $4.6M |
XLVHealth Care Select Sector - SP | $4.4M |
XLFIConsumer Staples Select Sector | $4.2M |
IAUiShares iBonds Dec 2025 Term M | $3.8M |
AQLTiShares iBonds Dec 2024 Term M | $3.8M |
IBMOIshares Ibonds Dec 2026 Term M | $3.7M |
—iShares iBonds Dec 2021 AMT-Fr | $3.6M |
—iShares iBonds Dec 2022 AMT-Fr | $3.6M |
AQLTiShares Muni Bond 2023 | $3.6M |
MOVMovado Group Inc. | $3.6M |
PAHCPhibro Animal Health Corp Clas | $3.5M |
MAINMain Street Capital Corp. | $3.4M |
XLKTechnology Select Sector SPDR | $2.8M |
USCRUS Concrete Inc | $2.7M |
TFISPDR Nuveen Barclays Capital M | $2.6M |
MUBiShares National AMT-Free Muni | $2.5M |
GOOGLAlphabet Inc. - Class A | $2.4M |
IWDRussell 1000 Value Index - iSh | $2.3M |
ICLRIcon PLC | $2.2M |
IWNRussell 2000 Value Index - iSh | $2.1M |
GSKGlaxoSmithKline Plc (Adr 1:2) | $2.1M |
CSWCCapital Southwest Corp. | $2.0M |
—Alcentra Capital Corporation | $2.0M |
LVMUYLVMH Moet Hennessy Louis Vuitt | $2.0M |
IBDQiShares iBonds Dec 2025 Term C | $1.9M |
PFLTPennantPark Floating Rate Capi | $1.8M |
BABAAlibaba Group Holding Ltd | $1.8M |
BCSFBain Capital Specialty Finance | $1.7M |
BRK-BBerkshire Hathaway Inc. - Clas | $1.7M |
DSDVYDSV Panalpina | $1.7M |
TSMTaiwan Semiconductor Manufactu | $1.6M |
SONYSony Corp. ADS | $1.6M |
AAGIYAIA Group Ltd | $1.6M |
WCNWaste Connections, INC. | $1.6M |
FNVFranco-Nevada Corp. | $1.5M |
SHOPShopify Inc | $1.5M |
CYBRCyberark Software Ltd | $1.5M |
ICMBInvestcorp Credit Management B | $1.4M |
NATHNathan's Famous Inc | $1.4M |
FSC1EUROaktree Specialty Lending Corp | $1.4M |
ESLTElbit Systems Ltd | $1.3M |
IAUiShares iBonds Dec 2023 Term C | $1.3M |
ZTOZTO Express Cayman Inc | $1.2M |