D.A. DAVIDSON & CO. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$4.0B
Holdings
2,427
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,427 positions)
| Stock | Value |
|---|---|
MHFWESTERN ASSET MUNICIPAL HIGH INC FUND | $5K |
SDRLSEADRILL LTD | $5K |
FTQIFIRST TRUST EXCH TRADED FD VI LOW BETA INC | $5K |
OGM1COGENT COMMUNICATIONS GROUP INC | $5K |
—MAXWELL TECHNOLOGIES INC | $5K |
KBHKB HOME | $5K |
STIPISHARES BARCLAYS 0-5 YR TIPS BD FD(STIP) | $5K |
SJTSAN JUAN BASIN ROYALTY TR | $5K |
—ABAXIS INC | $5K |
BPOPPOPULAR INC (NEW) | $5K |
—WABASH NATIONAL CORP SR NOTE CONV | $5K |
—TEVA PHARM FINL LLC GTD SR DEB CONV INTO ADR OF TEVA PHARM INDS | $5K |
—COLONY CAPITAL INC | $5K |
PKNPERKINELMER INC | $5K |
—RACKSPACE HOSTING INC | $5K |
GLREGREENLIGHT CAPITAL RE LTD | $4K |
—MOLINA HLTHCARE INC SR NOTE CONV | $4K |
BDTXBLACK DIAMOND INC | $4K |
—LIGHTBRIDGE CORP NEW | $4K |
—RETAIL PPTYS AMER INC CL A | $4K |
EESWISDOMTREE SMALL CAP EARNINGS ETF(EES) | $4K |
—WASHINGTON PRIME GROUP NEW | $4K |
KWRQUAKER CHEMICAL CORP | $4K |
—RED HAT INC CONV BOND | $4K |
—AIR LEASE CORP SR CONV NOTE | $4K |
PUKNPRUDENTIAL PLC ADS (REP 2 ORD) | $4K |
—VANGUARD NATURAL RESOURCES LLC | $4K |
NGDNEW GOLD INC | $4K |
—SOUTHWESTERN ENERGY CO DEP SHS REPSTG | $4K |
GAPGAP INC | $4K |
SMFGSUMITOMO MITSUI FINL GP INC SPONS ADR | $4K |
ECECOPETROL SA - SPON ADR | $4K |
RFPUSDRESOLUTE FOREST PRODUCTS INC | $4K |
ETSYETSY INC | $4K |
SFBCSOUND FINANCIAL BANCORP INC | $4K |
YELPYELP INC CL A | $4K |
—INTERSIL CORPORATION | $4K |
—PRICELINE COM INC SR NOTE CONV | $4K |
CLWCLEARWATER PAPER CORP | $4K |
WTWWILLIS TOWERS WATSON PUB LTD CO | $4K |
RCI/BROGERS COMMUNICATIONS CL B | $4K |
RSGREPUBLIC SERVICES INC | $4K |
MITKMITEK SYSTEMS INC COM NEW | $4K |
LPLALPL FINANCIAL HOLDINGS INC | $4K |
RELXRELX NV SPON ADR | $3K |
—MICHAEL KORS HOLDINGS LTD | $3K |
—IXIA | $3K |
—INTERCEPT PHARMS INC SR NOTE CONV | $3K |
—SYNERON MEDICAL LTD | $3K |
MSDMORGAN STANLEY EMERGING MKTS DEBT FD (MSD) | $3K |
FTLSFIRST TR EXCH TRD FD III LONG SHORT EQTY | $3K |
—NANOVIRICIDES INC NEW | $3K |
OIIOCEANEERING INTERNATIONAL INC | $3K |
—FIAT CHRYSLER AUTOMOBILES N V MANDATORY | $3K |
OPKOPKO HEALTH INC | $3K |
PC6APETROCHINA CO LTD | $3K |
—RUBICON TECHNOLOGY INC | $3K |
—OPHTHOTECH CORP | $3K |
AKOBEMBOTELLADORA ANDINA S A SPONSORED ADR | $3K |
—COMMERCEHUB INC SER C WHEN ISSUED | $3K |
—SOLARCITY CORP | $3K |
—ADURO BIOTECH INC | $3K |
—PETROQUEST ENERGY INC NEW | $3K |
—EQUITY ONE INC | $3K |
DVAXDYNAVAX TECHNOLOGIES CORP NEW | $3K |
CDECOEUR MINING | $3K |
—CHART INDS INC SR SUB NOTE CONV | $3K |
AMD 2.125 09/01/26ADVANCED MICRO DEVICES INC SR NOTE CONV | $3K |
GWREGUIDEWIRE SOFTWARE | $3K |
EXPEAGLE MATERIALS INC | $3K |
GCOGENESCO INC | $3K |
—RPM INTL INC SR NOTE CONV | $3K |
TYTRI CONTINENTAL CORP | $3K |
TWOTWO HARBORS INVESTMENT CORP | $3K |
TACTRANSALTA CORP | $3K |
IMAIMAX CORP | $3K |
ONON SEMICONDUCTOR CORPORATION | $3K |
INTC 3.25 08/01/39INTEL CORP CONV SUB DEB | $3K |
MHLAMAIDEN HOLDINGS LTD | $3K |
—VIACOM INC CL A | $3K |
TSBKTIMBERLAND BANCORP INC | $3K |
—CALIFORNIA RESOURCES CORP NEW | $3K |
—BLDRS EMERGING MKTS 50 ADR INDEX (ADRE) | $3K |
CLMTUSDCALUMET SPECIALTY PRODUCTS | $3K |
—VANECK VECTORS JPM | $3K |
—MANITOWOC COMPANY INC | $2K |
CNKCINEMARK HOLDINGS INC | $2K |
—VANTIV | $2K |
KNDIKANDI TECHNOLOGIES GROUP | $2K |
—CIENA CORP SR CONV NOTE | $2K |
ZAYOEURZAYO GROUP HOLDINGS INC | $2K |
AZOAUTOZONE INC | $2K |
LLLUMBER LIQUIDATORS HOLDINGS | $2K |
HUNHUNTSMAN CORP | $2K |
—ORGANOVO HOLDINGS INC | $2K |
—ECHO GLOBAL LOGISTICS INC | $2K |
LITELUMENTUM HOLDINGS INC | $2K |
FATEFATE THERAPEUTICS INC | $2K |
MHDBLACKROCK MUNIHOLDINGS FUND INC(MHD) | $2K |
—POWERSHARES S&P EM-MK LOW VO | $2K |