D.A. DAVIDSON & CO. Q3 2018 Filing
Filed November 13, 2018
Portfolio Value
$5.6B
Holdings
1,162
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (1,162 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1101 | —WESTERN ASSET MTG CAP CORP | 130,000 | $131.0M | 2.33% | |
| 1102 | NVAXNOVAVAX INC | 69,550 | $131.0M | 2.33% | |
| 1103 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 120,000 | $129.0M | 2.30% | |
| 1104 | —TUTOR PERINI CORP | 125,000 | $128.0M | 2.28% | |
| 1105 | —FINISAR CORP | 140,000 | $128.0M | 2.28% | |
| 1106 | CZREURCAESARS ENTMT CORP | 12,150 | $125.0M | 2.22% | |
| 1107 | NYCBEURNEW YORK CMNTY BANCORP INC | 11,848 | $123.0M | 2.19% | |
| 1108 | NMLNEUBERGER BERMAN MLP INCOME | 14,000 | $122.0M | 2.17% | |
| 1109 | FRBKQREPUBLIC FIRST BANCORP INC | 16,912 | $121.0M | 2.15% | |
| 1110 | —PENNYMAC CORP | 120,000 | $120.0M | 2.14% | |
| 1111 | —HCI GROUP INC | 120,000 | $119.0M | 2.12% | |
| 1112 | —APOLLO COML REAL EST FIN INC | 120,000 | $119.0M | 2.12% | |
| 1113 | VKQINVESCO MUN TR | 10,240 | $118.0M | 2.10% | |
| 1114 | —NUVEEN ALL CAP ENE MLP OPPO | 14,755 | $117.0M | 2.08% | |
| 1115 | —HANNON ARMSTRONG SUST INFR C | 120,000 | $117.0M | 2.08% | |
| 1116 | —PORTFOLIO RECOVERY ASSOCS IN | 120,000 | $116.0M | 2.06% | |
| 1117 | —CALAMP CORP | 110,000 | $116.0M | 2.06% | |
| 1118 | PFNPIMCO INCOME STRATEGY FUND I | 10,987 | $116.0M | 2.06% | |
| 1119 | —PDC ENERGY INC | 120,000 | $116.0M | 2.06% | |
| 1120 | ON 1 12/01/20ON SEMICONDUCTOR CORP | 100,000 | $116.0M | 2.06% | |
| 1121 | —FORTERRA INC | 15,500 | $116.0M | 2.06% | |
| 1122 | —GREEN PLAINS INC | 120,000 | $115.0M | 2.05% | |
| 1123 | RWT 4.75 08/15/23REDWOOD TR INC | 120,000 | $115.0M | 2.05% | |
| 1124 | SNAPSNAP INC | 13,420 | $114.0M | 2.03% | |
| 1125 | IGRCBRE CLARION GLOBAL REAL EST | 15,550 | $114.0M | 2.03% | |
| 1126 | —SYNAPTICS INC | 120,000 | $114.0M | 2.03% | |
| 1127 | —TTM TECHNOLOGIES INC | 59,000 | $113.0M | 2.01% | |
| 1128 | —ATLAS AIR WORLDWIDE HLDGS IN | 100,000 | $112.0M | 1.99% | |
| 1129 | VTGNUSDVISTAGEN THERAPEUTICS INC | 76,500 | $111.0M | 1.97% | |
| 1130 | RJAUSDSWEDISH EXPT CR CORP | 19,553 | $111.0M | 1.97% | |
| 1131 | —ARBOR RLTY TR INC | 90,000 | $107.0M | 1.90% | |
| 1132 | AEGAEGON N V | 15,510 | $100.0M | 1.78% | |
| 1133 | —BLACKSTONE MTG TR INC | 100,000 | $100.0M | 1.78% | |
| 1134 | —NUVEEN HGH INC DEC18 TRGT TR | 10,057 | $99.0M | 1.76% | |
| 1135 | —PROSPECT CAPITAL CORPORATION | 97,000 | $98.0M | 1.74% | |
| 1136 | —LIMELIGHT NETWORKS INC | 19,389 | $97.0M | 1.73% | |
| 1137 | —HERCULES CAPITAL INC | 100,000 | $97.0M | 1.73% | |
| 1138 | GRPNCHFGROUPON INC | 25,370 | $96.0M | 1.71% | |
| 1139 | —DUFF & PHELPS SLCT ENGY MLP | 15,000 | $91.0M | 1.62% | |
| 1140 | CHWCALAMOS GBL DYN INCOME FUND | 10,012 | $91.0M | 1.62% | |
| 1141 | VVRINVESCO SR INCOME TR | 21,000 | $90.0M | 1.60% | |
| 1142 | —HORIZON GLOBAL CORP | 120,000 | $89.0M | 1.58% | |
| 1143 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 10,000 | $88.0M | 1.57% | |
| 1144 | MSDMORGAN STANLEY EMER MKTS DEB | 10,000 | $87.0M | 1.55% | |
| 1145 | —ASHFORD HOSPITALITY TR INC | 12,500 | $80.0M | 1.42% | |
| 1146 | YTRAYATRA ONLINE INC | 12,950 | $72.0M | 1.28% | |
| 1147 | —ONCOSEC MED INC | 47,500 | $67.0M | 1.19% | |
| 1148 | —GENIUS BRANDS INTL INC | 26,398 | $54.0M | 0.96% | |
| 1149 | —FANG HLDGS LTD | 20,692 | $54.0M | 0.96% | |
| 1150 | —ACTINIUM PHARMACEUTICALS INC | 73,000 | $54.0M | 0.96% | |
| 1151 | —OBSIDIAN ENERGY LTD | 56,042 | $53.0M | 0.94% | |
| 1152 | —WELLS FARGO & CO | 25,000 | $42.0M | 0.75% | |
| 1153 | YRIYAMANA GOLD INC | 16,512 | $41.0M | 0.73% | |
| 1154 | NQUSDLINK MOTION INC | 47,000 | $31.0M | 0.55% | |
| 1155 | —PROSPECT CAPITAL CORPORATION | 30,000 | $30.0M | 0.53% | |
| 1156 | —ARES CAP CORP | 25,000 | $25.0M | 0.44% | |
| 1157 | —SPIRIT RLTY CAP INC NEW | 15,000 | $15.0M | 0.27% | |
| 1158 | —ADVAXIS INC | 14,000 | $13.0M | 0.23% | |
| 1159 | —RITE AID CORP | 10,000 | $13.0M | 0.23% | |
| 1160 | —AETHLON MED INC | 10,587 | $12.0M | 0.21% | |
| 1161 | —ENTREE RES LTD | 10,000 | $4.0M | 0.07% | |
| 1162 | —FRANKLIN LTD DURATION INCM T | 30,171 | $3.0M | 0.05% |
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