D.A. DAVIDSON & CO. Q3 2020 Filing
Filed November 2, 2020
Portfolio Value
$5.7B
Holdings
951
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (951 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 801 | ETWEATON VANCE TXMGD GL BUYWR O | 31,260 | $267.0M | 4.65% | |
| 802 | SCHXSCHWAB STRATEGIC TR | 3,261 | $263.0M | 4.58% | |
| 803 | SLRCSOLAR CAP LTD | 16,595 | $263.0M | 4.58% | |
| 804 | PMOPUTNAM MUN OPPORTUNITIES TR | 20,097 | $261.0M | 4.54% | |
| 805 | A4SAMERIPRISE FINL INC | 1,683 | $259.0M | 4.51% | |
| 806 | CMFISHARES TR | 4,123 | $257.0M | 4.47% | |
| 807 | AQLTISHARES TR | 4,249 | $256.0M | 4.46% | |
| 808 | IVOVVANGUARD ADMIRAL FDS INC M | 2,435 | $255.0M | 4.44% | |
| 809 | ACWVISHARES INC | 2,747 | $253.0M | 4.40% | |
| 810 | RITMNEW RESIDENTIAL INVT CORP | 31,570 | $251.0M | 4.37% | |
| 811 | CEF/USPROTT PHYSICAL GOLD & SILVE | 13,475 | $247.0M | 4.30% | |
| 812 | AMTTD AMERITRADE HLDG CORP | 6,300 | $247.0M | 4.30% | |
| 813 | HTAEURHEALTHCARE TR AMER INC | 9,450 | $246.0M | 4.28% | |
| 814 | FLOTISHARES TR | 4,819 | $244.0M | 4.25% | |
| 815 | UNUSDUNILEVER N V | 4,018 | $243.0M | 4.23% | |
| 816 | BTOHANCOCK JOHN FINL OPPTYS FD | 11,302 | $242.0M | 4.21% | |
| 817 | SUBISHARES TR | 2,235 | $242.0M | 4.21% | |
| 818 | ROBOEXCHANGE TRADED CONCEPTS TR | 5,015 | $241.0M | 4.19% | |
| 819 | HWMHOWMET AEROSPACE INC | 14,292 | $239.0M | 4.16% | |
| 820 | AJGGALLAGHER ARTHUR J & CO | 2,250 | $238.0M | 4.14% | |
| 821 | AGGYWISDOMTREE TR | 4,380 | $236.0M | 4.11% | |
| 822 | FTXOFIRST TR EXCHANGE-TRADED FD | 13,880 | $235.0M | 4.09% | |
| 823 | POWAINVESCO EXCH TRD SLF IDX FD | 4,228 | $235.0M | 4.09% | |
| 824 | FSLRFIRST SOLAR INC | 3,555 | $235.0M | 4.09% | |
| 825 | XMLVINVESCO EXCH TRADED FD TR II | 5,623 | $234.0M | 4.07% | |
| 826 | UNMUNUM GROUP | 13,882 | $234.0M | 4.07% | |
| 827 | TEVATEVA PHARMACEUTICAL INDS LTD | 25,912 | $233.0M | 4.05% | |
| 828 | HEHAWAIIAN ELEC INDUSTRIES | 7,002 | $233.0M | 4.05% | |
| 829 | CITCINTAS CORP | 695 | $231.0M | 4.02% | |
| 830 | HUNHUNTSMAN CORP | 10,385 | $231.0M | 4.02% | |
| 831 | BKBANK NEW YORK MELLON CORP | 6,708 | $230.0M | 4.00% | |
| 832 | STRLSTERLING CONSTRUCTION CO INC | 16,200 | $229.0M | 3.99% | |
| 833 | WPMWHEATON PRECIOUS METALS CORP | 4,675 | $229.0M | 3.99% | |
| 834 | VRTXVERTEX PHARMACEUTICALS INC | 841 | $229.0M | 3.99% | |
| 835 | SRCE1ST SOURCE CORP | 7,427 | $229.0M | 3.99% | |
| 836 | BKNGBOOKING HOLDINGS INC | 133 | $228.0M | 3.97% | |
| 837 | LVSLAS VEGAS SANDS CORP | 4,862 | $227.0M | 3.95% | |
| 838 | XWIAXWESTERN ASST INFLTN LKD INM | 18,666 | $227.0M | 3.95% | |
| 839 | RMERESMED INC | 1,320 | $226.0M | 3.93% | |
| 840 | TWTRUSDTWITTER INC | 5,089 | $226.0M | 3.93% | |
| 841 | GWRSGLOBAL WTR RES INC | 21,000 | $226.0M | 3.93% | |
| 842 | LNCLINCOLN NATL CORP IND | 7,215 | $226.0M | 3.93% | |
| 843 | UHSUNIVERSAL HLTH SVCS INC | 2,100 | $225.0M | 3.92% | |
| 844 | —GW PHARMACEUTICALS PLC | 2,310 | $225.0M | 3.92% | |
| 845 | DINTDAVIS FUNDAMENTAL ETF TR | 11,250 | $225.0M | 3.92% | |
| 846 | GGGGRACO INC | 3,656 | $224.0M | 3.90% | |
| 847 | DBEFDBX ETF TR | 7,310 | $224.0M | 3.90% | |
| 848 | PBPROSPERITY BANCSHARES INC | 4,305 | $223.0M | 3.88% | |
| 849 | ZZILLOW GROUP INC | 2,192 | $223.0M | 3.88% | |
| 850 | MTDMETTLER TOLEDO INTERNATIONAL | 230 | $222.0M | 3.86% | |
| 851 | BF/BBROWN FORMAN CORP | 2,950 | $222.0M | 3.86% | |
| 852 | BXMTBLACKSTONE MTG TR INC | 10,044 | $221.0M | 3.85% | |
| 853 | XCHYXCALAMOS CONV & HIGH INCOME F | 18,900 | $221.0M | 3.85% | |
| 854 | FYTFIRST TR EXCH TRD ALPHDX FD | 7,145 | $220.0M | 3.83% | |
| 855 | STMSTMICROELECTRONICS N V | 7,165 | $220.0M | 3.83% | |
| 856 | TXRHTEXAS ROADHOUSE INC | 3,604 | $219.0M | 3.81% | |
| 857 | SONOSONOS INC | 14,350 | $218.0M | 3.79% | |
| 858 | WYNNWYNN RESORTS LTD | 3,030 | $218.0M | 3.79% | |
| 859 | FTFFRANKLIN LTD DURATION INCOME | 25,555 | $218.0M | 3.79% | |
| 860 | SMARGBPSMARTSHEET INC | 4,386 | $217.0M | 3.78% | |
| 861 | CPZCALAMOS LNG SHR EQT DYNAMIC | 14,700 | $214.0M | 3.72% | |
| 862 | NEANUVEEN SR INCOME FD | 44,238 | $214.0M | 3.72% | |
| 863 | HYLSFIRST TR EXCHANGE-TRADED FD | 4,543 | $214.0M | 3.72% | |
| 864 | DFSEURDISCOVER FINL SVCS | 3,679 | $213.0M | 3.71% | |
| 865 | PNWPINNACLE WEST CAP CORP | 2,837 | $212.0M | 3.69% | |
| 866 | —ENERGIZER HLDGS INC NEW | 2,522 | $210.0M | 3.65% | |
| 867 | CINFCINCINNATI FINL CORP | 2,679 | $209.0M | 3.64% | |
| 868 | SRCLSTERICYCLE INC | 3,313 | $209.0M | 3.64% | |
| 869 | KBWBINVESCO EXCH TRADED FD TR II | 5,567 | $209.0M | 3.64% | |
| 870 | RACEFERRARI N V | 1,135 | $209.0M | 3.64% | |
| 871 | MAAMID-AMER APT CMNTYS INC | 1,800 | $209.0M | 3.64% | |
| 872 | CGCCANOPY GROWTH CORP | 14,551 | $208.0M | 3.62% | |
| 873 | BAMBROOKFIELD ASSET MGMT INC | 6,293 | $208.0M | 3.62% | |
| 874 | OTTROTTER TAIL CORP | 5,700 | $206.0M | 3.58% | |
| 875 | EXASEXACT SCIENCES CORP | 2,020 | $206.0M | 3.58% | |
| 876 | ETVEATON VANCE TX MNG BY WRT OP | 14,901 | $206.0M | 3.58% | |
| 877 | —QUOTIENT LTD | 40,000 | $206.0M | 3.58% | |
| 878 | FMFFIRST TR EXCHANGE-TRADED FD | 4,700 | $205.0M | 3.57% | |
| 879 | CRWDCROWDSTRIKE HLDGS INC | 1,495 | $205.0M | 3.57% | |
| 880 | PRIPRIMERICA INC | 1,805 | $204.0M | 3.55% | |
| 881 | TPLUSDTEXAS PAC LD TR | 447 | $202.0M | 3.52% | |
| 882 | JRINUVEEN REAL ASSET INCOME & G | 16,736 | $202.0M | 3.52% | |
| 883 | ROKTSPDR SER TR | 6,381 | $201.0M | 3.50% | |
| 884 | FW2NBANNER CORP | 6,241 | $201.0M | 3.50% | |
| 885 | NMCONUVEEN MUN CR OPPORTUNITIES C | 15,797 | $199.0M | 3.46% | |
| 886 | RDHLGBPREDHILL BIOPHARMA LTD | 19,300 | $197.0M | 3.43% | |
| 887 | —FORTERRA INC | 16,400 | $194.0M | 3.38% | |
| 888 | NVTNVENT ELECTRIC PLC | 10,916 | $193.0M | 3.36% | |
| 889 | FDUSFIDUS INVT CORP | 19,300 | $190.0M | 3.31% | |
| 890 | NEWTNEWTEK BUSINESS SVCS CORP | 10,150 | $188.0M | 3.27% | |
| 891 | —BARCLAYS BANK PLC | 110,000 | $183.0M | 3.18% | |
| 892 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 150,000 | $182.0M | 3.17% | |
| 893 | MRAMEVERSPIN TECHNOLOGIES INC | 32,000 | $181.0M | 3.15% | |
| 894 | —ZAGG INC | 64,462 | $180.0M | 3.13% | |
| 895 | SRNESORRENTO THERAPEUTICS INC | 16,000 | $178.0M | 3.10% | |
| 896 | ERIIENERGY RECOVERY INC | 21,450 | $176.0M | 3.06% | |
| 897 | —BARCLAYS BANK PLC | 110,000 | $165.0M | 2.87% | |
| 898 | LYGLLOYDS BANKING GROUP PLC | 123,000 | $160.0M | 2.78% | |
| 899 | FHBFIRST HAWAIIAN INC | 11,035 | $160.0M | 2.78% | |
| 900 | BKOBLUEROCK RESIDENTIAL GWT REI | 20,780 | $158.0M | 2.75% |