D. E. Shaw & Co., Inc. Q1 2017 Filing

Filed May 15, 2017

Portfolio Value

$56.9M

Holdings

2,478

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (2,478 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	SLBSCHLUMBERGER LTD	3,899,345	$305K	0.54%	Put
902	ASGNON ASSIGNMENT INC	6,266	$304K	0.53%
903	BAXBAXTER INTL INC	1,238,205	$304K	0.53%
904	RIGTRANSOCEAN LTD	4,163,317	$304K	0.53%	Put
905	—ALLIANCE ONE INTL INC	23,612	$303K	0.53%
906	—INTRAWEST RESORTS HLDGS INC	117,820	$303K	0.53%
907	07SSECUREWORKS CORP	31,755	$302K	0.53%
908	ALXALEXANDERS INC	700	$302K	0.53%
909	APCANADARKO PETE CORP	4,840,736	$300K	0.53%	Put
910	CUBECUBESMART	11,556	$300K	0.53%
911	CBCHUBB LIMITED	328,462	$299K	0.53%
912	SEICSEI INVESTMENTS CO	28,524	$299K	0.53%
913	WERNWERNER ENTERPRISES INC	184,305	$299K	0.52%
914	BACBANK AMER CORP	12,634,411	$298K	0.52%	Put
915	—SILICONWARE PRECISION INDS L	36,814	$298K	0.52%
916	PRIPRIMERICA INC	52,145	$298K	0.52%
917	CTSCTS CORP	13,922	$297K	0.52%
918	MOALTRIA GROUP INC	1,155,517	$296K	0.52%	Put
919	LGNDLIGAND PHARMACEUTICALS INC	2,800	$296K	0.52%	Put
920	—INOVALON HLDGS INC	326,365	$296K	0.52%
921	—WHITING PETE CORP NEW	1,208,590	$295K	0.52%	Call
922	—NATIONAL INSTRS CORP	9,053	$295K	0.52%
923	—ROCKWELL COLLINS INC	3,038	$295K	0.52%
924	PJ4APARK CITY GROUP INC	23,771	$294K	0.52%
925	PHGKONINKLIJKE PHILIPS N V	9,166	$294K	0.52%
926	CUBICUSTOMERS BANCORP INC	9,313	$294K	0.52%
927	SMPSTANDARD MTR PRODS INC	28,980	$293K	0.52%
928	KRGKITE RLTY GROUP TR	13,618	$293K	0.52%
929	UFCSUNITED FIRE GROUP INC	6,821	$292K	0.51%
930	—EXAR CORP	386,114	$292K	0.51%
931	ZEN1EURZENDESK INC	586,347	$291K	0.51%
932	—BANK OF THE OZARKS INC	5,562	$289K	0.51%
933	LIILENNOX INTL INC	1,725	$289K	0.51%
934	MATMATTEL INC	11,256	$288K	0.51%
935	ALGALAMO GROUP INC	3,781	$288K	0.51%
936	NXQUANEX BUILDING PRODUCTS COR	166,263	$287K	0.50%
937	—BNC BANCORP	8,198	$287K	0.50%
938	SD2SANDY SPRING BANCORP INC	7,003	$287K	0.50%
939	ESSESSEX PPTY TR INC	1,241	$287K	0.50%
940	AJGGALLAGHER ARTHUR J & CO	5,073	$287K	0.50%
941	TRNTRINITY INDS INC	788,391	$287K	0.50%	Call
942	—CHEROKEE INC DEL NEW	33,164	$285K	0.50%
943	FOXFFOX FACTORY HLDG CORP	9,930	$285K	0.50%
944	HRLHORMEL FOODS CORP	8,196	$284K	0.50%
945	—JAMBA INC	31,401	$284K	0.50%
946	CRREURCARBO CERAMICS INC	694,181	$284K	0.50%
947	—HORNBECK OFFSHORE SVCS INC N	323,201	$283K	0.50%
948	UTXZUNITED TECHNOLOGIES CORP	2,517,330	$282K	0.50%	Call
949	ATHMAUTOHOME INC	932,170	$282K	0.50%
950	METAFACEBOOK INC	1,987,594	$282K	0.50%	Put
951	RHRH	310,193	$282K	0.50%	Put
952	SCHN1EURSCHNITZER STL INDS	62,137	$282K	0.50%	Call
953	—FAIRPOINT COMMUNICATIONS INC	16,998	$282K	0.50%
954	ARCCARES CAP CORP	3,092,379	$281K	0.49%
955	EXLSEXLSERVICE HOLDINGS INC	119,821	$279K	0.49%
956	PFBCPREFERRED BK LOS ANGELES CA	5,191	$279K	0.49%
957	GAINGLADSTONE INVT CORP	30,795	$279K	0.49%
958	UFSDOMTAR CORP	7,609	$278K	0.49%
959	BKOBLUEROCK RESIDENTIAL GRW REI	22,602	$278K	0.49%
960	CSXCSX CORP	457,065	$277K	0.49%	Put
961	BMTABRITISH AMERN TOB PLC	4,174	$277K	0.49%
962	—CASCADIAN THERAPEUTICS INC	66,659	$276K	0.49%
963	CNRCANADIAN NATL RY CO	157,937	$275K	0.48%
964	—VASCO DATA SEC INTL INC	553,986	$275K	0.48%
965	—TEEKAY TANKERS LTD	133,996	$275K	0.48%
966	—CALGON CARBON CORP	18,865	$275K	0.48%
967	SJR/BEURSHAW COMMUNICATIONS INC	13,280	$275K	0.48%
968	NYCBEURNEW YORK CMNTY BANCORP INC	478,130	$274K	0.48%
969	EOGEOG RES INC	96,737	$272K	0.48%	Call
970	SPWHSPORTSMANS WHSE HLDGS INC	56,913	$272K	0.48%
971	THFFFIRST FINL CORP IND	5,721	$272K	0.48%
972	CBTCABOT CORP	4,543	$272K	0.48%
973	LQDTLIQUIDITY SERVICES INC	809,669	$271K	0.48%
974	—MEDIDATA SOLUTIONS INC	4,696	$271K	0.48%
975	UHALAMERCO	711	$271K	0.48%
976	AMGAFFILIATED MANAGERS GROUP	43,656	$271K	0.48%
977	OTTROTTER TAIL CORP	7,110	$269K	0.47%
978	SPSCSPS COMM INC	4,604	$269K	0.47%
979	BMRNBIOMARIN PHARMACEUTICAL INC	71,000	$269K	0.47%	Put
980	PORPORTLAND GEN ELEC CO	6,008	$267K	0.47%
981	BKUBANKUNITED INC	125,940	$266K	0.47%
982	SOHUNSOHU COM INC	162,075	$266K	0.47%	Put
983	—COUSINS PPTYS INC	32,165	$266K	0.47%
984	—SELECT INCOME REIT	10,275	$265K	0.47%
985	WDWALKER & DUNLOP INC	173,016	$265K	0.47%
986	REXRREXFORD INDL RLTY INC	11,703	$264K	0.46%
987	—INTELSAT S A	63,678	$264K	0.46%
988	GPOR1EURGULFPORT ENERGY CORP	3,707,157	$264K	0.46%	Put
989	—PATTERN ENERGY GROUP INC	69,626	$263K	0.46%
990	GCI1EURGANNETT CO INC	713,163	$263K	0.46%
991	FBKFB FINL CORP	7,396	$262K	0.46%
992	—GOLAR LNG PARTNERS LP	11,707	$262K	0.46%
993	YUMYUM BRANDS INC	4,099,561	$262K	0.46%
994	—AMTRUST FINL SVCS INC	75,539	$261K	0.46%
995	FLXSFLEXSTEEL INDS INC	5,187	$261K	0.46%
996	NWLNEWELL BRANDS INC	5,537	$261K	0.46%
997	—CATCHMARK TIMBER TR INC	160,996	$261K	0.46%
998	FLBFLUIDIGM CORP DEL	45,633	$260K	0.46%
999	SYFSYNCHRONY FINL	7,560,513	$259K	0.46%
1000	SCSANTANDER CONSUMER USA HDG I	109,332	$259K	0.46%

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