D. E. Shaw & Co., Inc. Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$56.7T

Holdings

2,548

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,548 positions)

#StockSharesValue% PortfolioType
1
CPACOPA HOLDINGS SA
26,570$2.3B0.00%Put
2
FCXFREEPORT-MCMORAN INC
3,520,528$2.2B0.00%Put
3
YELPYELP INC
3,014,430$2.1B0.00%Put
4
JUMEI INTL HLDG LTD
342,484$2.0B0.00%Put
5
PARSLEY ENERGY INC
431,274$2.0B0.00%Put
6
DREW INDS INC
46,862$2.0B0.00%Put
7
CZREURCAESARS ENTMT CORP
246,916$1.8B0.00%Call
8
CYHCOMMUNITY HEALTH SYS INC NEW
156,859$1.8B0.00%Call
9
HAYNUSDHAYNES INTERNATIONAL INC
46,441$1.7B0.00%Put
10
INFRAREIT INC
199,609$1.7B0.00%Put
11
SPLKCHFSPLUNK INC
88,728$1.7B0.00%Put
12
AU3EURANGLOGOLD ASHANTI LTD
104,164$1.7B0.00%Put
13
PINNACLE ENTMT INC NEW
546,288$1.6B0.00%Call
14
MZTILANCASTER COLONY CORP
12,157$1.6B0.00%
15
TRONOX LTD
169,357$1.6B0.00%Put
16
CFCF INDS HLDGS INC
2,239,439$1.6B0.00%Put
17
PBPROSPERITY BANCSHARES INC
27,601$1.5B0.00%
18
NUSNU SKIN ENTERPRISES INC
342,074$1.5B0.00%Put
19
QUNAR CAYMAN IS LTD
51,950$1.5B0.00%Put
20
VRTXVERTEX PHARMACEUTICALS INC
491,411$1.5B0.00%Put
21
SLRCSOLAR CAP LTD
72,510$1.5B0.00%
22
EXPOEXPONENT INC
28,824$1.5B0.00%
23
FFIVF5 NETWORKS INC
208,436$1.5B0.00%Put
24
GBXGREENBRIER COS INC
39,372$1.4B0.00%Put
25
DOW CHEM CO
909,941$1.4B0.00%Put
26
SG7SAGE THERAPEUTICS INC
30,025$1.4B0.00%Put
27
BECNUSDBEACON ROOFING SUPPLY INC
32,742$1.4B0.00%
28
CALPINE CORP
108,702$1.4B0.00%Put
29
TSNTYSON FOODS INC
44,472$1.4B0.00%Put
30
MNRUSDMONMOUTH REAL ESTATE INVT CO
94,671$1.4B0.00%
31
DISDISNEY WALT CO
6,362,363$1.3B0.00%Put
32
AMZNAMAZON COM INC
1,588,874$1.3B0.00%Put
33
WFCWELLS FARGO & CO NEW
9,193,607$1.3B0.00%Put
34
SFSTIFEL FINL CORP
191,833$1.3B0.00%Put
35
RMERESMED INC
20,009$1.3B0.00%
36
BUNGE LIMITED
1,759,681$1.3B0.00%Put
37
CRCCANADIAN NAT RES LTD
40,200$1.3B0.00%Call
38
TRIPTRIPADVISOR INC
154,019$1.3B0.00%Put
39
PACBPACIFIC BIOSCIENCES CALIF IN
141,568$1.3B0.00%
40
ANFABERCROMBIE & FITCH CO
587,219$1.3B0.00%Put
41
METAFACEBOOK INC
3,714,520$1.3B0.00%Put
42
APOLLO ED GROUP INC
2,035,080$1.3B0.00%Put
43
TRGPTARGA RES CORP
55,555$1.3B0.00%Put
44
COMMERCEHUB INC
262,439$1.3B0.00%
45
CHGGCHEGG INC
174,525$1.2B0.00%
46
GLNGGOLAR LNG LTD BERMUDA
58,144$1.2B0.00%Put
47
TDTORONTO DOMINION BK ONT
88,264$1.2B0.00%
48
CHTRCHARTER COMMUNICATIONS INC N
110,249$1.2B0.00%Put
49
OVASCIENCE INC
169,188$1.2B0.00%
50
AMDADVANCED MICRO DEVICES INC
8,660,228$1.2B0.00%Put
51
SOSOUTHERN CO
191,348$1.2B0.00%Put
52
BENFRANKLIN RES INC
439,596$1.2B0.00%Put
53
ARIAD PHARMACEUTICALS INC
85,072$1.2B0.00%Call
54
ONEBEACON INSURANCE GROUP LT
81,289$1.2B0.00%
55
NPKINEWPARK RES INC
156,770$1.2B0.00%
56
EFTTECHTARGET INC
143,026$1.2B0.00%
57
NBRNABORS INDUSTRIES LTD
738,073$1.2B0.00%Put
58
GOOGALPHABET INC
781,092$1.2B0.00%Put
59
OXYOCCIDENTAL PETE CORP DEL
594,119$1.2B0.00%Put
60
SIGSIGNET JEWELERS LIMITED
249,641$1.1B0.00%Put
61
CCCHEMOURS CO
71,406$1.1B0.00%Call
62
TAPMOLSON COORS BREWING CO
118,996$1.1B0.00%Put
63
ALLERGAN PLC
800,434$1.1B0.00%Put
64
MVC CAPITAL INC
135,725$1.1B0.00%
65
QRVOQORVO INC
42,774$1.1B0.00%Put
66
HBC2HSBC HLDGS PLC
72,562$1.1B0.00%Put
67
CN4CONNS INC
107,852$1.1B0.00%Call
68
GIIIG-III APPAREL GROUP LTD
37,900$1.1B0.00%Put
69
NTESNETEASE INC
34,555$1.1B0.00%Put
70
BSBRBANCO SANTANDER BRASIL S A
162,862$1.1B0.00%
71
FEYECHFFIREEYE INC
1,219,372$1.1B0.00%Put
72
BBYBEST BUY INC
56,957$1.1B0.00%Put
73
EDUCATION RLTY TR INC
24,691$1.1B0.00%
74
GMEGAMESTOP CORP NEW
120,036$1.1B0.00%Put
75
BZHBEAZER HOMES USA INC
597,960$1.1B0.00%Put
76
UAUNDER ARMOUR INC
1,177,758$1.1B0.00%Put
77
ISRGINTUITIVE SURGICAL INC
255,773$1.1B0.00%Put
78
CHUYUSDCHUYS HLDGS INC
37,500$1.0B0.00%Put
79
ATATLANTIC PWR CORP
424,058$1.0B0.00%
80
AAPLAPPLE INC
9,247,596$1.0B0.00%Put
81
LBRDKLIBERTY BROADBAND CORP
686,454$1.0B0.00%
82
ENZBENZO BIOCHEM INC
201,823$1.0B0.00%
83
ENDOCYTE INC
331,591$1.0B0.00%
84
COBALT INTL ENERGY INC
825,192$1.0B0.00%
85
PIIPOLARIS INDS INC
13,200$1.0B0.00%Put
86
CPFCENTRAL PAC FINL CORP
40,218$1.0B0.00%
87
STEIN MART INC
158,943$1.0B0.00%
88
DOOREURMASONITE INTL CORP NEW
149,461$1.0B0.00%
89
FSBCFIVE STAR QUALITY CARE INC
522,938$998.0M0.00%
90
PLAINS GP HLDGS L P
1,650,116$995.4M0.00%Call
91
BRAVO BRIO RESTAURANT GROUP
208,060$995.0M0.00%
92
CYTKCYTOKINETICS INC
310,959$994.9M0.00%
93
LFUSLITTELFUSE INC
7,716$994.0M0.00%
94
AOSSMITH A O
38,700$990.8M0.00%Put
95
GNC HLDGS INC
189,682$989.9M0.00%
96
CPI CARD GROUP INC
163,721$989.0M0.00%
97
UTLUNITIL CORP
25,258$987.0M0.00%
98
ALKALASKA AIR GROUP INC
320,107$986.1M0.00%Put
99
LNNLINDSAY CORP
13,332$986.0M0.00%
100
ROFIN SINAR TECHNOLOGIES INC
30,643$986.0M0.00%
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