D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7B
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 901 | EARNELLINGTON RESIDENTIAL MTG RE | 23,936 | $311.0M | 0.55% | |
| 902 | BFHALLIANCE DATA SYSTEMS CORP | 51,300 | $310.7M | 0.55% | Put |
| 903 | FMNBFARMERS NATL BANC CORP | 28,718 | $310.0M | 0.55% | |
| 904 | —STEMLINE THERAPEUTICS INC | 28,646 | $310.0M | 0.55% | |
| 905 | TEXTEREX CORP NEW | 12,204 | $310.0M | 0.55% | |
| 906 | FMBIUSDFIRST MIDWEST BANCORP DEL | 115,349 | $308.9M | 0.55% | |
| 907 | —DICERNA PHARMACEUTICALS INC | 52,340 | $308.0M | 0.54% | |
| 908 | —THL CR INC | 32,400 | $308.0M | 0.54% | |
| 909 | —NANTHEALTH INC | 23,361 | $307.0M | 0.54% | |
| 910 | —CASCADE BANCORP | 50,699 | $307.0M | 0.54% | |
| 911 | CMCSACOMCAST CORP NEW | 4,617,015 | $306.3M | 0.54% | Put |
| 912 | —OPUS BK IRVINE CALIF | 8,660 | $306.0M | 0.54% | |
| 913 | —INVESTORS REAL ESTATE TR | 51,439 | $306.0M | 0.54% | |
| 914 | —DSW INC | 14,887 | $305.0M | 0.54% | |
| 915 | —ANGIES LIST INC | 588,318 | $303.5M | 0.54% | |
| 916 | WPRTWESTPORT FUEL SYSTEMS INC | 188,243 | $303.0M | 0.53% | |
| 917 | —INTEROIL CORP | 250,728 | $302.5M | 0.53% | Put |
| 918 | ALGALAMO GROUP INC | 4,584 | $302.0M | 0.53% | |
| 919 | —GULFMARK OFFSHORE INC | 179,850 | $302.0M | 0.53% | |
| 920 | TACTRANSALTA CORP | 779,223 | $301.2M | 0.53% | |
| 921 | —CONTANGO OIL & GAS COMPANY | 29,320 | $300.0M | 0.53% | |
| 922 | TOWNTOWNEBANK PORTSMOUTH VA | 12,435 | $299.0M | 0.53% | |
| 923 | EFXEQUIFAX INC | 49,104 | $297.3M | 0.52% | Call |
| 924 | GDGENERAL DYNAMICS CORP | 405,800 | $295.7M | 0.52% | Put |
| 925 | —STONEGATE MTG CORP | 64,461 | $295.0M | 0.52% | |
| 926 | MATVSCHWEITZER-MAUDUIT INTL INC | 74,716 | $294.6M | 0.52% | |
| 927 | BJRIBJS RESTAURANTS INC | 190,277 | $294.5M | 0.52% | |
| 928 | HIHILLENBRAND INC | 211,427 | $294.4M | 0.52% | |
| 929 | —PICO HLDGS INC | 24,948 | $294.0M | 0.52% | |
| 930 | —CLUBCORP HLDGS INC | 20,221 | $293.0M | 0.52% | |
| 931 | HSICSCHEIN HENRY INC | 1,797 | $293.0M | 0.52% | |
| 932 | CAKECHEESECAKE FACTORY INC | 142,398 | $292.8M | 0.52% | |
| 933 | —GCP APPLIED TECHNOLOGIES INC | 309,858 | $291.5M | 0.51% | Call |
| 934 | 3TYTITAN MACHY INC | 27,997 | $291.0M | 0.51% | |
| 935 | —CSS INDS INC | 11,377 | $291.0M | 0.51% | |
| 936 | OFGOFG BANCORP | 28,769 | $291.0M | 0.51% | |
| 937 | —CHINA FIN ONLINE CO LTD | 67,681 | $291.0M | 0.51% | |
| 938 | HONHONEYWELL INTL INC | 76,200 | $288.6M | 0.51% | Put |
| 939 | —INTREXON CORP | 96,145 | $288.4M | 0.51% | |
| 940 | LDOSLEIDOS HLDGS INC | 6,643 | $288.0M | 0.51% | |
| 941 | —FOUNDATION MEDICINE INC | 12,327 | $288.0M | 0.51% | |
| 942 | XLESELECT SECTOR SPDR TR | 29,027 | $287.8M | 0.51% | |
| 943 | FGENEURFIBROGEN INC | 70,928 | $286.2M | 0.50% | |
| 944 | —AKORN INC | 10,501 | $286.0M | 0.50% | |
| 945 | —EXPRESS SCRIPTS HLDG CO | 4,045,174 | $285.3M | 0.50% | Put |
| 946 | BDCBELDEN INC | 4,138 | $285.0M | 0.50% | |
| 947 | —BELMOND LTD | 22,458 | $285.0M | 0.50% | |
| 948 | CLWCLEARWATER PAPER CORP | 42,965 | $284.5M | 0.50% | |
| 949 | AAONAAON INC | 9,857 | $284.0M | 0.50% | |
| 950 | VRSNVERISIGN INC | 3,627,611 | $283.8M | 0.50% | |
| 951 | EAELECTRONIC ARTS INC | 513,393 | $283.6M | 0.50% | |
| 952 | GBCIGLACIER BANCORP INC NEW | 9,891 | $282.0M | 0.50% | |
| 953 | —ASCENA RETAIL GROUP INC | 360,967 | $281.7M | 0.50% | Put |
| 954 | ESGRENSTAR GROUP LIMITED | 1,702 | $280.0M | 0.49% | |
| 955 | —PARK ELECTROCHEMICAL CORP | 16,093 | $280.0M | 0.49% | |
| 956 | —PARATEK PHARMACEUTICALS INC | 21,456 | $279.0M | 0.49% | |
| 957 | TEAMATLASSIAN CORP PLC | 9,300 | $279.0M | 0.49% | |
| 958 | EXREXTRA SPACE STORAGE INC | 3,510 | $279.0M | 0.49% | |
| 959 | PSECPROSPECT CAPITAL CORPORATION | 509,660 | $278.9M | 0.49% | |
| 960 | DSGDESCARTES SYS GROUP INC | 12,900 | $278.0M | 0.49% | |
| 961 | PBRPETROLEO BRASILEIRO SA PETRO | 2,913,923 | $277.9M | 0.49% | Put |
| 962 | ARIAPOLLO COML REAL EST FIN INC | 16,895 | $277.0M | 0.49% | |
| 963 | —GRUBHUB INC | 947,936 | $276.5M | 0.49% | |
| 964 | KPTIEURKARYOPHARM THERAPEUTICS INC | 28,219 | $275.0M | 0.49% | |
| 965 | —PEREGRINE PHARMACEUTICALS IN | 638,962 | $275.0M | 0.49% | |
| 966 | REGIEURRENEWABLE ENERGY GROUP INC | 32,424 | $275.0M | 0.49% | |
| 967 | BABAALIBABA GROUP HLDG LTD | 2,591,400 | $274.1M | 0.48% | Put |
| 968 | 5TCTRUECAR INC | 29,013 | $274.0M | 0.48% | |
| 969 | STMSTMICROELECTRONICS N V | 33,449 | $273.0M | 0.48% | |
| 970 | NEUNEWMARKET CORP | 103,748 | $272.3M | 0.48% | |
| 971 | CHKEURCHESAPEAKE ENERGY CORP | 3,375,707 | $271.9M | 0.48% | Put |
| 972 | BPBP PLC | 746,971 | $271.0M | 0.48% | Put |
| 973 | STAASTAAR SURGICAL CO | 28,836 | $271.0M | 0.48% | |
| 974 | BCOBRINKS CO | 7,292 | $270.0M | 0.48% | |
| 975 | CFGCITIZENS FINL GROUP INC | 1,967,828 | $269.4M | 0.48% | |
| 976 | —SPECTRANETICS CORP | 218,059 | $269.2M | 0.47% | |
| 977 | KAIKADANT INC | 5,144 | $268.0M | 0.47% | |
| 978 | CRVLCORVEL CORP | 6,978 | $268.0M | 0.47% | |
| 979 | MGMMGM RESORTS INTERNATIONAL | 265,016 | $266.6M | 0.47% | Put |
| 980 | LLYLILLY ELI & CO | 3,317,688 | $266.3M | 0.47% | Put |
| 981 | BIDUNBAIDU INC | 243,022 | $266.0M | 0.47% | Put |
| 982 | OIEUROWENS ILL INC | 75,028 | $265.1M | 0.47% | |
| 983 | —GREEN BANCORP INC | 24,200 | $265.0M | 0.47% | |
| 984 | —CALITHERA BIOSCIENCES INC | 81,613 | $265.0M | 0.47% | |
| 985 | IBMINTERNATIONAL BUSINESS MACHS | 1,664,596 | $264.4M | 0.47% | Put |
| 986 | FDUSFIDUS INVT CORP | 16,757 | $264.0M | 0.47% | |
| 987 | NENOBLE CORP PLC | 1,533,915 | $263.5M | 0.46% | Call |
| 988 | CNMDCONMED CORP | 6,560 | $263.0M | 0.46% | |
| 989 | —WHITING PETE CORP NEW | 30,000 | $262.0M | 0.46% | Call |
| 990 | —KEMET CORP | 73,174 | $261.0M | 0.46% | |
| 991 | CTXSEURCITRIX SYS INC | 562,612 | $260.7M | 0.46% | Put |
| 992 | B7SBROOKDALE SR LIVING INC | 2,313,490 | $260.2M | 0.46% | Put |
| 993 | —KMG CHEMICALS INC | 9,185 | $260.0M | 0.46% | |
| 994 | SJMSMUCKER J M CO | 15,203 | $259.8M | 0.46% | Call |
| 995 | MCSMARCUS CORP | 66,269 | $259.4M | 0.46% | |
| 996 | —BNC BANCORP | 10,650 | $259.0M | 0.46% | |
| 997 | CMRECOSTAMARE INC | 28,290 | $259.0M | 0.46% | |
| 998 | —MYOKARDIA INC | 15,819 | $258.0M | 0.46% | |
| 999 | HFCUSDHOLLYFRONTIER CORP | 510,221 | $257.3M | 0.45% | Put |
| 1000 | SXISTANDEX INTL CORP | 2,766 | $257.0M | 0.45% |