D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7B
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | FIBKFIRST INTST BANCSYSTEM INC | 13,493 | $425.0M | 0.75% | |
| 702 | RHIROBERT HALF INTL INC | 11,200 | $424.0M | 0.75% | Call |
| 703 | BOHBANK HAWAII CORP | 5,809 | $422.0M | 0.74% | |
| 704 | JOEST JOE CO | 22,973 | $422.0M | 0.74% | |
| 705 | CHCOCITY HLDG CO | 8,391 | $422.0M | 0.74% | |
| 706 | SWBISMITH & WESSON HLDG CORP | 260,261 | $421.5M | 0.74% | Put |
| 707 | ATDALLEGHENY TECHNOLOGIES INC | 966,420 | $420.1M | 0.74% | |
| 708 | NYTNEW YORK TIMES CO | 35,172 | $420.0M | 0.74% | |
| 709 | ORLYO REILLY AUTOMOTIVE INC NEW | 26,033 | $419.9M | 0.74% | |
| 710 | AGYSAGILYSYS INC | 37,703 | $419.0M | 0.74% | |
| 711 | INTCINTEL CORP | 4,732,400 | $418.4M | 0.74% | Put |
| 712 | BXMTBLACKSTONE MTG TR INC | 86,526 | $418.1M | 0.74% | |
| 713 | ABMDEURABIOMED INC | 349,449 | $417.6M | 0.74% | Call |
| 714 | FCPTFOUR CORNERS PPTY TR INC | 317,898 | $417.4M | 0.74% | |
| 715 | BCOVUSDBRIGHTCOVE INC | 292,863 | $415.4M | 0.73% | |
| 716 | WTWISDOMTREE INVTS INC | 217,878 | $414.8M | 0.73% | Put |
| 717 | HMNHORACE MANN EDUCATORS CORP N | 11,302 | $414.0M | 0.73% | |
| 718 | IXORIX CORP | 5,587 | $414.0M | 0.73% | |
| 719 | INOINOVIO PHARMACEUTICALS INC | 44,267 | $413.0M | 0.73% | |
| 720 | —FELCOR LODGING TR INC | 64,171 | $412.0M | 0.73% | |
| 721 | —LIBBEY INC | 429,687 | $411.3M | 0.73% | |
| 722 | FSTRFOSTER L B CO | 166,590 | $410.6M | 0.72% | |
| 723 | ZM3ZUMIEZ INC | 22,753 | $410.0M | 0.72% | |
| 724 | TRMKTRUSTMARK CORP | 14,844 | $409.0M | 0.72% | |
| 725 | CNCEEURCONCERT PHARMACEUTICALS INC | 40,503 | $409.0M | 0.72% | |
| 726 | RIORIO TINTO PLC | 232,004 | $408.3M | 0.72% | Put |
| 727 | —DAVIDSTEA INC | 33,096 | $408.0M | 0.72% | |
| 728 | GMS1EURGMS INC | 18,339 | $408.0M | 0.72% | |
| 729 | TLNTALEN ENERGY CORP | 29,379 | $407.0M | 0.72% | |
| 730 | —MARIN SOFTWARE INC | 161,467 | $407.0M | 0.72% | |
| 731 | —LUMBER LIQUIDATORS HLDGS INC | 666,681 | $405.7M | 0.72% | Put |
| 732 | BMYBRISTOL MYERS SQUIBB CO | 7,520,500 | $405.5M | 0.72% | Put |
| 733 | CATYCATHAY GEN BANCORP | 13,162 | $405.0M | 0.71% | |
| 734 | ALNYALNYLAM PHARMACEUTICALS INC | 45,122 | $404.7M | 0.71% | Put |
| 735 | —ROCKET FUEL INC | 153,170 | $404.0M | 0.71% | |
| 736 | UDRUDR INC | 11,231 | $404.0M | 0.71% | |
| 737 | OECORION ENGINEERED CARBONS S A | 119,085 | $402.8M | 0.71% | |
| 738 | HTBHOMETRUST BANCSHARES INC | 21,745 | $402.0M | 0.71% | |
| 739 | CSWCCAPITAL SOUTHWEST CORP | 27,370 | $402.0M | 0.71% | |
| 740 | NGNOVAGOLD RES INC | 71,308 | $399.0M | 0.70% | |
| 741 | CITCINTAS CORP | 47,279 | $398.9M | 0.70% | Call |
| 742 | —NRG YIELD INC | 23,488 | $398.0M | 0.70% | |
| 743 | VLOVALERO ENERGY CORP NEW | 1,033,700 | $396.4M | 0.70% | Put |
| 744 | —HEALTHSOUTH CORP | 9,772 | $396.0M | 0.70% | |
| 745 | —APOLLO INVT CORP | 584,111 | $396.0M | 0.70% | |
| 746 | WAFDWASHINGTON FED INC | 58,556 | $395.2M | 0.70% | |
| 747 | TMTOYOTA MOTOR CORP | 3,400 | $395.0M | 0.70% | |
| 748 | WCGEURWELLCARE HEALTH PLANS INC | 62,579 | $394.9M | 0.70% | |
| 749 | —REYNOLDS AMERICAN INC | 8,358 | $394.0M | 0.70% | |
| 750 | —MINDBODY INC | 20,000 | $393.0M | 0.69% | |
| 751 | NTRSNORTHERN TR CORP | 5,770 | $392.0M | 0.69% | |
| 752 | —LIONBRIDGE TECHNOLOGIES INC | 475,101 | $391.0M | 0.69% | |
| 753 | —TRECORA RES | 34,179 | $390.0M | 0.69% | |
| 754 | CACCAMDEN NATL CORP | 8,159 | $390.0M | 0.69% | |
| 755 | —AETNA INC NEW | 61,014 | $389.7M | 0.69% | Put |
| 756 | GLUUGLU MOBILE INC | 2,573,413 | $388.4M | 0.69% | |
| 757 | QIWQIWI PLC | 116,431 | $388.3M | 0.69% | Put |
| 758 | SKYWSKYWEST INC | 14,703 | $388.0M | 0.68% | |
| 759 | —SILVER WHEATON CORP | 731,404 | $387.4M | 0.68% | Put |
| 760 | —SUN HYDRAULICS CORP | 12,008 | $387.0M | 0.68% | |
| 761 | —BRISTOW GROUP INC | 27,398 | $384.0M | 0.68% | |
| 762 | NGVTINGEVITY CORP | 8,306 | $383.0M | 0.68% | |
| 763 | UBNTEURUBIQUITI NETWORKS INC | 350,280 | $382.4M | 0.67% | Call |
| 764 | ALEXALEXANDER & BALDWIN INC NEW | 9,912 | $381.0M | 0.67% | |
| 765 | INFIQINFINITY PHARMACEUTICALS INC | 243,767 | $381.0M | 0.67% | |
| 766 | FOXFFOX FACTORY HLDG CORP | 16,529 | $380.0M | 0.67% | |
| 767 | —ENDOCHOICE HLDGS INC | 47,560 | $380.0M | 0.67% | |
| 768 | —SILICONWARE PRECISION INDS L | 51,252 | $379.0M | 0.67% | |
| 769 | REXRREXFORD INDL RLTY INC | 16,514 | $378.0M | 0.67% | |
| 770 | VIPSVIPSHOP HLDGS LTD | 25,800 | $378.0M | 0.67% | |
| 771 | HSKAEURHESKA CORP | 6,940 | $378.0M | 0.67% | |
| 772 | —CHRISTOPHER & BANKS CORP | 260,137 | $377.0M | 0.67% | |
| 773 | GOODGLADSTONE COML CORP | 20,228 | $377.0M | 0.67% | |
| 774 | RGENREPLIGEN CORP | 12,474 | $377.0M | 0.67% | |
| 775 | —NAVIDEA BIOPHARMACEUTICALS I | 412,210 | $377.0M | 0.67% | |
| 776 | INGRINGREDION INC | 31,400 | $376.8M | 0.66% | Put |
| 777 | TKRTIMKEN CO | 390,658 | $376.4M | 0.66% | |
| 778 | DEAEASTERLY GOVT PPTYS INC | 19,671 | $375.0M | 0.66% | |
| 779 | UNFUNIFIRST CORP MASS | 2,843 | $375.0M | 0.66% | |
| 780 | MCRIMONARCH CASINO & RESORT INC | 14,846 | $374.0M | 0.66% | |
| 781 | —CRESCENT PT ENERGY CORP | 28,321 | $374.0M | 0.66% | |
| 782 | BG3BIG 5 SPORTING GOODS CORP | 244,841 | $374.0M | 0.66% | |
| 783 | —MONOGRAM RESIDENTIAL TR INC | 35,102 | $373.0M | 0.66% | |
| 784 | PQ3PROVIDENT FINL SVCS INC | 17,584 | $373.0M | 0.66% | |
| 785 | —ORBCOMM INC | 36,361 | $373.0M | 0.66% | |
| 786 | DXLGDESTINATION XL GROUP INC | 86,149 | $373.0M | 0.66% | |
| 787 | PKOHPARK OHIO HLDGS CORP | 10,218 | $372.0M | 0.66% | |
| 788 | WABWABTEC CORP | 4,554 | $372.0M | 0.66% | |
| 789 | ASCARDMORE SHIPPING CORP | 52,728 | $371.0M | 0.65% | |
| 790 | ECPGENCORE CAP GROUP INC | 16,458 | $370.0M | 0.65% | |
| 791 | CGNXCOGNEX CORP | 93,844 | $368.6M | 0.65% | |
| 792 | —FIRST CONN BANCORP INC MD | 20,699 | $368.0M | 0.65% | |
| 793 | DNREURDENBURY RES INC | 3,077,290 | $367.6M | 0.65% | |
| 794 | NXRTNEXPOINT RESIDENTIAL TR INC | 18,563 | $365.0M | 0.64% | |
| 795 | —NANOMETRICS INC | 16,348 | $365.0M | 0.64% | |
| 796 | —FIDELITY NATIONAL FINANCIAL | 663,403 | $364.9M | 0.64% | |
| 797 | GOOGLALPHABET INC | 453,182 | $364.4M | 0.64% | Put |
| 798 | —SEARS HOMETOWN & OUTLET STOR | 73,566 | $363.0M | 0.64% | |
| 799 | SWXSOUTHWEST GAS CORP | 5,201 | $363.0M | 0.64% | |
| 800 | VMWEURVMWARE INC | 4,946,494 | $362.8M | 0.64% | Put |