D. E. Shaw & Co., Inc. Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$81.2M

Holdings

2,629

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (2,629 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	RGLDROYAL GOLD INC	104,439	$268K	0.33%	Put
1002	AMGNAMGEN INC	1,380,420	$267K	0.33%	Put
1003	—ISTAR INC	20,464	$267K	0.33%
1004	APLSAPELLIS PHARMACEUTICALS INC	11,065	$267K	0.33%
1005	LOCOEL POLLO LOCO HLDGS INC	24,305	$266K	0.33%
1006	FLICUSDFIRST LONG IS CORP	11,629	$265K	0.33%
1007	BACVERIZON COMMUNICATIONS INC	4,388,234	$265K	0.33%	Put
1008	XPROFRANKS INTL N V	380,455	$264K	0.32%
1009	ADUNITED STATES CELLULAR CORP	6,982	$262K	0.32%
1010	FNHCUSDFEDNAT HLDG CO	18,686	$261K	0.32%
1011	ACMRACM RESEARCH INC	18,807	$261K	0.32%
1012	CADEEURCADENCE BANCORPORATION	14,831	$260K	0.32%
1013	IVZINVESCO LTD	1,074,582	$259K	0.32%	Put
1014	SNAPSNAP INC	16,362,846	$259K	0.32%	Put
1015	FMSFRESENIUS MED CARE AG&CO KGA	7,674	$258K	0.32%
1016	NXPINXP SEMICONDUCTORS N V	2,362,822	$258K	0.32%	Put
1017	GLNGGOLAR LNG LTD BERMUDA	119,674	$257K	0.32%	Put
1018	CEVACEVA INC	195,826	$257K	0.32%
1019	BMIBADGER METER INC	4,776	$256K	0.32%
1020	PKGPACKAGING CORP AMER	57,259	$256K	0.31%	Put
1021	SWCHEURSWITCH INC	180,211	$255K	0.31%
1022	EQREQUITY RESIDENTIAL	160,905	$254K	0.31%
1023	ITCIEURINTRA CELLULAR THERAPIES INC	229,526	$253K	0.31%
1024	QCRHQCR HOLDINGS INC	33,994	$253K	0.31%
1025	LQDTLIQUIDITY SERVICES INC	34,188	$253K	0.31%
1026	OPYOPPENHEIMER HLDGS INC	8,419	$253K	0.31%
1027	BSBRBANCO SANTANDER BRASIL S A	23,200	$253K	0.31%
1028	BHCBAUSCH HEALTH COS INC	866,670	$253K	0.31%	Put
1029	HASIHANNON ARMSTRONG SUST INFR C	8,659	$252K	0.31%
1030	PROPROS HOLDINGS INC	136,878	$252K	0.31%	Call
1031	GLUUGLU MOBILE INC	1,174,777	$252K	0.31%
1032	GEOSGEOSPACE TECHNOLOGIES CORP	16,342	$251K	0.31%
1033	STWDSTARWOOD PPTY TR INC	10,347	$251K	0.31%
1034	—MONTAGE RES CORP	66,414	$251K	0.31%
1035	DRQEURDRIL QUIP INC	4,995	$251K	0.31%
1036	ICEINTERCONTINENTAL EXCHANGE IN	2,716,655	$251K	0.31%
1037	ENQENTEGRIS INC	335,056	$251K	0.31%
1038	ILMNILLUMINA INC	74,271	$250K	0.31%	Put
1039	HNGRUSDHANGER INC	61,482	$250K	0.31%
1040	CHEFCHEFS WHSE INC	6,206	$250K	0.31%
1041	—RIGNET INC	32,100	$249K	0.31%	Put
1042	LULULULULEMON ATHLETICA INC	1,292,633	$249K	0.31%	Put
1043	MDGLMADRIGAL PHARMACEUTICALS INC	22,868	$249K	0.31%	Put
1044	—VEONEER INCORPORATED	197,151	$248K	0.31%	Put
1045	—DIPLOMAT PHARMACY INC	1,164,007	$247K	0.30%
1046	MOVMOVADO GROUP INC	9,926	$247K	0.30%
1047	XYZSQUARE INC	3,981,520	$247K	0.30%	Put
1048	3M4MASIMO CORP	43,616	$246K	0.30%
1049	—BASIC ENERGY SVCS INC NEW	170,840	$246K	0.30%
1050	—LINE CORP	6,845	$246K	0.30%
1051	—ALLERGAN PLC	1,457,650	$245K	0.30%	Put
1052	DKDELEK US HLDGS INC NEW	38,510	$245K	0.30%	Put
1053	SEASEABRIDGE GOLD INC	19,301	$244K	0.30%
1054	—PROVIDENCE SVC CORP	4,098	$244K	0.30%
1055	IBMINTERNATIONAL BUSINESS MACHS	1,672,931	$243K	0.30%	Put
1056	CVCOCAVCO INDS INC DEL	1,265	$243K	0.30%
1057	—ANIXTER INTL INC	241,469	$240K	0.30%
1058	LCIILCI INDS	2,617	$240K	0.30%
1059	NEUNEWMARKET CORP	8,908	$240K	0.30%
1060	PNRPENTAIR PLC	320,535	$240K	0.30%
1061	GLWCORNING INC	1,011,926	$240K	0.30%	Put
1062	FLXSFLEXSTEEL INDS INC	16,148	$239K	0.29%
1063	OOMAOOMA INC	22,960	$239K	0.29%
1064	SKYSKYLINE CHAMPION CORPORATION	7,939	$239K	0.29%
1065	TBHCKIRKLANDS INC	154,931	$239K	0.29%
1066	WWAYFAIR INC	2,116,776	$237K	0.29%	Put
1067	VSTMVERASTEM INC	195,612	$237K	0.29%
1068	CORREURCORENERGY INFRASTRUCTURE TR	5,013	$237K	0.29%
1069	NVTA1EURINVITAE CORP	12,275	$237K	0.29%
1070	CNCEEURCONCERT PHARMACEUTICALS INC	40,077	$236K	0.29%
1071	SCLSTEPAN CO	2,419	$235K	0.29%
1072	—VIRNETX HLDG CORP	43,635	$235K	0.29%
1073	—CBL & ASSOC PPTYS INC	181,725	$234K	0.29%
1074	SHOOMADDEN STEVEN LTD	6,528	$234K	0.29%
1075	FTNTFORTINET INC	242,995	$233K	0.29%	Put
1076	BROBROWN & BROWN INC	92,709	$233K	0.29%
1077	ABCBAMERIS BANCORP	5,800	$233K	0.29%	Put
1078	—LIMELIGHT NETWORKS INC	77,046	$233K	0.29%
1079	DNREURDENBURY RES INC	194,560	$232K	0.29%
1080	—BBX CAP CORP NEW	49,670	$232K	0.29%
1081	INBKFIRST INTERNET BANCORP	10,777	$231K	0.28%
1082	RPREALPAGE INC	82,177	$231K	0.28%
1083	CHNGUSDCHANGE HEALTHCARE INC	19,000	$230K	0.28%
1084	—NEW HOME CO INC	52,798	$230K	0.28%
1085	PSECPROSPECT CAPITAL CORPORATION	34,931	$230K	0.28%
1086	KAIKADANT INC	2,609	$229K	0.28%
1087	AAOIAPPLIED OPTOELECTRONICS INC	434,417	$229K	0.28%	Put
1088	—ALLEGIANCE BANCSHARES INC	7,092	$228K	0.28%
1089	—APPLIED GENETIC TECHNOL CORP	54,702	$228K	0.28%
1090	—CUBIC CORP	3,223	$227K	0.28%
1091	—NANOMETRICS INC	6,954	$227K	0.28%
1092	RELXRELX PLC	9,510	$226K	0.28%
1093	TCRTZIOPHARM ONCOLOGY INC	52,639	$225K	0.28%
1094	—MEDALLIA INC	8,200	$225K	0.28%
1095	PHMPULTE GROUP INC	132,980	$225K	0.28%
1096	CGENCOMPUGEN LTD	52,833	$224K	0.28%
1097	CYHCOMMUNITY HEALTH SYS INC NEW	62,079	$223K	0.27%	Call
1098	AAONAAON INC	4,855	$223K	0.27%
1099	CMBTEURONAV NV ANTWERPEN	24,264	$223K	0.27%
1100	MBTGBPMOBILE TELESYSTEMS PJSC	27,532	$223K	0.27%

PreviousPage 11 of 27Next