D. E. Shaw & Co., Inc. Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$81.2B

Holdings

2,629

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (2,629 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	—CHINA INDEX HLDGS LTD	112,027	$436.0M	0.54%
702	ADUSADDUS HOMECARE CORP	5,492	$435.0M	0.54%
703	FICOFAIR ISAAC CORP	161,396	$433.6M	0.53%	Put
704	FEFIRSTENERGY CORP	688,080	$432.8M	0.53%
705	—MCDERMOTT INTL INC	1,356,107	$432.3M	0.53%	Put
706	1RGREV GROUP INC	37,686	$431.0M	0.53%
707	—NEXA RES S A	45,579	$429.0M	0.53%
708	NDAQNASDAQ INC	4,308	$428.0M	0.53%
709	HOGHARLEY DAVIDSON INC	11,900	$428.0M	0.53%	Put
710	CENXCENTURY ALUM CO	64,478	$428.0M	0.53%
711	CCOCAMECO CORP	688,739	$427.1M	0.53%
712	ATROASTRONICS CORP	14,550	$427.0M	0.53%
713	MLB1MERCADOLIBRE INC	774,116	$426.7M	0.53%	Put
714	QLYSQUALYS INC	25,826	$426.5M	0.53%	Call
715	RNSTRENASANT CORP	12,154	$426.0M	0.52%
716	INOINOVIO PHARMACEUTICALS INC	208,188	$426.0M	0.52%
717	JBGSJBG SMITH PPTYS	10,818	$424.0M	0.52%
718	GOOGALPHABET INC	347,055	$423.1M	0.52%	Put
719	HRZNHORIZON TECHNOLOGY FIN CORP	35,682	$422.0M	0.52%
720	PBVPRESTIGE CONSMR HEALTHCARE I	121,773	$421.8M	0.52%
721	AMKRAMKOR TECHNOLOGY INC	2,325,207	$421.8M	0.52%
722	PEOEXELON CORP	630,054	$421.0M	0.52%
723	CARGCARGURUS INC	239,326	$421.0M	0.52%
724	AXASEURABRAXAS PETE CORP	825,113	$419.0M	0.52%
725	NOG1EURNORTHERN OIL & GAS INC NEV	1,369,100	$418.3M	0.52%
726	LUVSOUTHWEST AIRLS CO	1,750,488	$418.2M	0.51%	Put
727	OHIOMEGA HEALTHCARE INVS INC	10,000	$418.0M	0.51%	Call
728	HELEHELEN OF TROY CORP LTD	2,654	$418.0M	0.51%
729	—MEDICINES CO	98,265	$417.5M	0.51%	Put
730	PLANUSDANAPLAN INC	696,362	$417.3M	0.51%	Call
731	—OPTION CARE HEALTH INC	1,451,009	$417.2M	0.51%
732	MGRCMCGRATH RENTCORP	22,674	$417.2M	0.51%
733	QA4AGENTHERM INC	10,137	$416.0M	0.51%
734	MIKUSDMICHAELS COS INC	42,539	$416.0M	0.51%
735	SYU1SYNOVUS FINL CORP	131,455	$415.3M	0.51%	Put
736	DDSDILLARDS INC	6,281	$415.0M	0.51%
737	AGYSAGILYSYS INC	16,187	$415.0M	0.51%
738	PEPPEPSICO INC	3,022,384	$414.4M	0.51%	Put
739	1GSNNOVANTA INC	5,048	$413.0M	0.51%
740	CHHCHOICE HOTELS INTL INC	4,640	$413.0M	0.51%
741	JACKJACK IN THE BOX INC	219,452	$411.6M	0.51%
742	—INNERWORKINGS INC	1,158,160	$409.7M	0.50%
743	RGRSTURM RUGER & CO INC	55,553	$408.9M	0.50%	Put
744	REVEURREVLON INC	17,373	$408.0M	0.50%
745	EFSCENTERPRISE FINL SVCS CORP	10,021	$408.0M	0.50%
746	PDLIEURPDL BIOPHARMA INC	2,156,167	$407.3M	0.50%
747	WBKWESTPAC BKG CORP	20,294	$406.0M	0.50%
748	MATXMATSON INC	10,831	$406.0M	0.50%
749	CLSEURCELESTICA INC	552,363	$405.6M	0.50%
750	NRCNATIONAL RESH CORP	7,012	$405.0M	0.50%
751	SFSTIFEL FINL CORP	7,058	$405.0M	0.50%
752	NVGSNAVIGATOR HOLDINGS LTD	37,955	$405.0M	0.50%
753	HRLHORMEL FOODS CORP	9,185	$402.0M	0.49%
754	VLOVALERO ENERGY CORP NEW	1,711,847	$401.7M	0.49%	Put
755	VTYVERINT SYS INC	9,380	$401.0M	0.49%
756	BRCBRADY CORP	74,538	$399.6M	0.49%
757	CENTCENTRAL GARDEN & PET CO	13,641	$399.0M	0.49%
758	GTESGATES INDUSTRIAL CORPRATIN P	39,523	$398.0M	0.49%
759	BOKFBOK FINL CORP	49,380	$397.5M	0.49%	Put
760	—AFFIMED N V	135,079	$397.0M	0.49%
761	QUREUNIQURE NV	80,341	$396.8M	0.49%	Put
762	AMCXAMC NETWORKS INC	34,824	$395.3M	0.49%	Put
763	ELSEQUITY LIFESTYLE PPTYS INC	158,669	$394.8M	0.49%	Put
764	—STATE AUTO FINL CORP	12,174	$394.0M	0.49%
765	CBTCABOT CORP	31,529	$393.0M	0.48%
766	CALMCAL MAINE FOODS INC	9,833	$393.0M	0.48%
767	ASMBASSEMBLY BIOSCIENCES INC	240,670	$391.0M	0.48%
768	ATVIEURACTIVISION BLIZZARD INC	1,496,119	$390.9M	0.48%	Put
769	PAYCPAYCOM SOFTWARE INC	164,974	$390.2M	0.48%	Put
770	ARANTERO RES CORP	128,642	$388.0M	0.48%
771	JPMJPMORGAN CHASE & CO	3,283,623	$386.4M	0.48%	Put
772	AG8AGILENT TECHNOLOGIES INC	5,041,866	$386.4M	0.48%
773	VREXVAREX IMAGING CORP	281,373	$385.7M	0.47%
774	GILDGILEAD SCIENCES INC	6,081,957	$385.5M	0.47%	Put
775	—EXANTAS CAP CORP	197,092	$384.9M	0.47%
776	DECKDECKERS OUTDOOR CORP	114,900	$384.6M	0.47%	Put
777	COHUCOHU INC	276,110	$384.3M	0.47%
778	WVEWAVE LIFE SCIENCES LTD	18,690	$384.0M	0.47%
779	NWNNORTHWEST NAT HLDG CO	5,373	$383.0M	0.47%
780	NXSTNEXSTAR MEDIA GROUP INC	47,496	$382.5M	0.47%	Put
781	—MERSANA THERAPEUTICS INC	241,566	$382.0M	0.47%
782	PKNPERKINELMER INC	28,483	$381.0M	0.47%
783	CNSCOHEN & STEERS INC	6,933	$381.0M	0.47%
784	UFSDOMTAR CORP	110,533	$380.6M	0.47%	Put
785	HLFHERBALIFE NUTRITION LTD	4,166,392	$380.5M	0.47%	Put
786	—HERTZ GLOBAL HLDGS INC	6,671,408	$380.0M	0.47%	Put
787	BPYPNBROOKFIELD PROPERTY REIT INC	325,252	$379.3M	0.47%
788	TRTXTPG RE FIN TR INC	279,531	$379.2M	0.47%
789	—GTT COMMUNICATIONS INC	150,851	$378.0M	0.47%	Put
790	NWLNEWELL BRANDS INC	20,200	$378.0M	0.47%
791	NEMNEWMONT GOLDCORP CORPORATION	1,477,149	$377.6M	0.46%	Put
792	CBTXEURCBTX INC	13,515	$377.0M	0.46%
793	BATRAUSDLIBERTY MEDIA CORP DELAWARE	13,494	$376.0M	0.46%
794	—TIVITY HEALTH INC	1,374,529	$375.5M	0.46%	Put
795	DWDMORGAN STANLEY	8,789,504	$375.0M	0.46%	Put
796	2XYSCIPLAY CORP	35,073	$375.0M	0.46%
797	VSECVSE CORP	10,986	$375.0M	0.46%
798	ALBALBEMARLE CORP	182,633	$374.3M	0.46%	Put
799	WINAWINMARK CORP	2,119	$374.0M	0.46%
800	—ARC DOCUMENT SOLUTIONS INC	273,919	$373.0M	0.46%

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