D. E. Shaw & Co., Inc. Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$58.9M

Holdings

2,560

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (2,560 positions)

#	Stock	Shares	Value	% Portfolio	Type
1501	—RETROPHIN INC	117,719	$2.2M	3.79%	Put
1502	CFFNCAPITOL FED FINL INC	135,374	$2.2M	3.78%
1503	FMBIUSDFIRST MIDWEST BANCORP DEL	87,993	$2.2M	3.77%
1504	AEISADVANCED ENERGY INDS	40,456	$2.2M	3.76%
1505	HTOSJW GROUP	39,502	$2.2M	3.76%
1506	—BLACK BOX CORP DEL	144,697	$2.2M	3.75%
1507	—CHEMICAL FINL CORP	40,530	$2.2M	3.73%
1508	COLMCOLUMBIA SPORTSWEAR CO	37,621	$2.2M	3.73%
1509	MCSMARCUS CORP	69,616	$2.2M	3.73%
1510	CTLTEURCATALENT INC	81,228	$2.2M	3.72%
1511	SFSTIFEL FINL CORP	43,615	$2.2M	3.70%
1512	PGCPEAPACK-GLADSTONE FINL CORP	70,491	$2.2M	3.70%
1513	—LIMELIGHT NETWORKS INC	863,513	$2.2M	3.70%
1514	—SUCAMPO PHARMACEUTICALS INC	160,559	$2.2M	3.70%
1515	—CURIS INC	706,070	$2.2M	3.69%
1516	MTNVAIL RESORTS INC	13,470	$2.2M	3.69%	Call
1517	AAOIAPPLIED OPTOELECTRONICS INC	92,658	$2.2M	3.69%
1518	MGRCMCGRATH RENTCORP	55,370	$2.2M	3.69%
1519	BSBRBANCO SANTANDER BRASIL S A	243,212	$2.2M	3.67%
1520	CZREURCAESARS ENTMT CORP	254,276	$2.2M	3.67%	Call
1521	BDTXBLACK DIAMOND INC	403,795	$2.2M	3.67%
1522	—ZOES KITCHEN INC	90,000	$2.2M	3.67%	Put
1523	PDEURPRECISION DRILLING CORP	395,828	$2.2M	3.66%
1524	—CARE COM INC	250,248	$2.1M	3.64%
1525	HFWAHERITAGE FINL CORP WASH	82,487	$2.1M	3.61%
1526	IBBISHARES TR	8,000	$2.1M	3.61%
1527	CLDTCHATHAM LODGING TR	103,283	$2.1M	3.60%
1528	CLBCORE LABORATORIES N V	17,664	$2.1M	3.60%
1529	RCI/BROGERS COMMUNICATIONS INC	54,891	$2.1M	3.59%
1530	FSTRFOSTER L B CO	155,502	$2.1M	3.59%
1531	XNCRXENCOR INC	80,331	$2.1M	3.59%
1532	TRNOTERRENO RLTY CORP	74,154	$2.1M	3.59%
1533	—ADVANCED SEMICONDUCTOR ENGR	419,251	$2.1M	3.59%
1534	—CAI INTERNATIONAL INC	243,536	$2.1M	3.59%
1535	HEIHEICO CORP NEW	27,306	$2.1M	3.58%
1536	WCNWASTE CONNECTIONS INC	26,849	$2.1M	3.58%
1537	AREALEXANDRIA REAL ESTATE EQ IN	18,922	$2.1M	3.57%	Call
1538	RYAAYRYANAIR HLDGS PLC	25,236	$2.1M	3.57%
1539	—ELECTRO SCIENTIFIC INDS	353,565	$2.1M	3.56%
1540	HTGCHERCULES CAPITAL INC	147,541	$2.1M	3.54%
1541	ERFGBPENERPLUS CORP	218,686	$2.1M	3.52%
1542	—AVX CORP NEW	132,442	$2.1M	3.52%
1543	GCI1EURGANNETT CO INC	213,067	$2.1M	3.51%
1544	—JIVE SOFTWARE INC	474,397	$2.1M	3.51%
1545	LM05LIBERTY MEDIA CORP DELAWARE	65,645	$2.1M	3.50%
1546	CVGWCALAVO GROWERS INC	33,499	$2.1M	3.49%
1547	FFBCFIRST FINL BANCORP OH	72,172	$2.1M	3.49%
1548	EGPEASTGROUP PPTY INC	27,803	$2.1M	3.49%
1549	—BITAUTO HLDGS LTD	108,400	$2.1M	3.49%	Put
1550	PATKPATRICK INDS INC	26,874	$2.0M	3.48%
1551	—STELLAR ACQUISITION III INC	205,000	$2.0M	3.48%
1552	—M I ACQUISITIONS INC	205,000	$2.0M	3.48%
1553	NPOENPRO INDS INC	30,341	$2.0M	3.47%
1554	SCLSTEPAN CO	25,066	$2.0M	3.47%
1555	—COOPER TIRE & RUBR CO	52,379	$2.0M	3.46%
1556	—ECLIPSE RES CORP	761,897	$2.0M	3.46%
1557	—COLONY CAP INC	100,433	$2.0M	3.46%
1558	THRTHERMON GROUP HLDGS INC	106,508	$2.0M	3.45%
1559	CBOECBOE HLDGS INC	27,512	$2.0M	3.45%	Call
1560	—EXCO RESOURCES INC	2,315,486	$2.0M	3.44%
1561	BCOVUSDBRIGHTCOVE INC	251,262	$2.0M	3.44%
1562	WSOWATSCO INC	13,654	$2.0M	3.44%
1563	CLWCLEARWATER PAPER CORP	30,807	$2.0M	3.43%
1564	—WCI CMNTYS INC	86,088	$2.0M	3.43%
1565	—PACIFIC SPL ACQUISITION CORP	195,000	$2.0M	3.43%
1566	—TRINITY BIOTECH PLC	289,916	$2.0M	3.41%
1567	MYRGMYR GROUP INC DEL	53,152	$2.0M	3.40%
1568	—CELLDEX THERAPEUTICS INC NEW	565,243	$2.0M	3.40%
1569	LTXBUSDLEGACY TEX FINL GROUP INC	46,398	$2.0M	3.39%
1570	—OMNOVA SOLUTIONS INC	198,496	$2.0M	3.37%
1571	—PLY GEM HLDGS INC	121,925	$2.0M	3.36%
1572	—TRISTATE CAP HLDGS INC	89,603	$2.0M	3.36%
1573	SFMSPROUTS FMRS MKT INC	104,490	$2.0M	3.36%
1574	—NORD ANGLIA EDUCATION INC	84,793	$2.0M	3.36%
1575	SPWHSPORTSMANS WHSE HLDGS INC	210,171	$2.0M	3.35%
1576	ALGTALLEGIANT TRAVEL CO	11,855	$2.0M	3.35%
1577	BRBROADRIDGE FINL SOLUTIONS IN	29,700	$2.0M	3.34%	Put
1578	—HORTONWORKS INC	236,557	$2.0M	3.34%
1579	PDFSPDF SOLUTIONS INC	87,205	$2.0M	3.34%
1580	DISCKUSDDISCOVERY COMMUNICATNS NEW	73,295	$2.0M	3.33%
1581	—MANITOWOC FOODSERVICE INC	100,725	$1.9M	3.31%
1582	MAINMAIN STREET CAPITAL CORP	52,799	$1.9M	3.30%
1583	REGIEURRENEWABLE ENERGY GROUP INC	200,154	$1.9M	3.30%
1584	—PARSLEY ENERGY INC	55,004	$1.9M	3.29%
1585	WTHWORTHINGTON INDS INC	40,857	$1.9M	3.29%	Call
1586	—ANDINA ACQUISITION CORP II	195,000	$1.9M	3.29%
1587	ABRARBOR RLTY TR INC	259,191	$1.9M	3.28%
1588	NOMDNOMAD HLDGS LTD	200,210	$1.9M	3.25%
1589	HVTHAVERTY FURNITURE INC	79,899	$1.9M	3.22%
1590	—GLOBAL BRASS & COPPR HLDGS I	55,209	$1.9M	3.22%
1591	PRFTUSDPERFICIENT INC	107,525	$1.9M	3.20%
1592	FITBFIFTH THIRD BANCORP	69,652	$1.9M	3.19%	Call
1593	—ZHAOPIN LTD	124,175	$1.9M	3.19%
1594	DIODDIODES INC	73,035	$1.9M	3.18%
1595	BOOTBOOT BARN HLDGS INC	148,976	$1.9M	3.17%
1596	RMREGIONAL MGMT CORP	70,540	$1.9M	3.15%
1597	BKUBANKUNITED INC	49,032	$1.8M	3.14%
1598	—QUANTUM CORP	2,216,727	$1.8M	3.13%
1599	TSNTYSON FOODS INC	29,900	$1.8M	3.13%	Put
1600	KWRQUAKER CHEM CORP	14,400	$1.8M	3.13%	Put

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