D. E. Shaw & Co., Inc. Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$58.9B
Holdings
2,560
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,560 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | PAASPAN AMERICAN SILVER CORP | 731,195 | $663.4M | 1.13% | Put |
| 402 | HLFHERBALIFE LTD | 2,594,540 | $663.4M | 1.13% | Put |
| 403 | —ZOGENIX INC | 54,523 | $662.0M | 1.12% | |
| 404 | —GNC HLDGS INC | 60,000 | $662.0M | 1.12% | Put |
| 405 | TXM1TRAVELZOO INC | 70,441 | $662.0M | 1.12% | |
| 406 | TTPHEURTETRAPHASE PHARMACEUTICALS I | 164,062 | $661.0M | 1.12% | |
| 407 | QUADQUAD / GRAPHICS INC | 85,242 | $660.6M | 1.12% | |
| 408 | DISCAUSDDISCOVERY COMMUNICATNS NEW | 24,050 | $659.0M | 1.12% | |
| 409 | DHXDHI GROUP INC | 720,163 | $658.8M | 1.12% | |
| 410 | —CRESCENT PT ENERGY CORP | 48,464 | $658.0M | 1.12% | |
| 411 | FLRFLUOR CORP NEW | 87,664 | $658.0M | 1.12% | Put |
| 412 | MODMODINE MFG CO | 427,858 | $656.7M | 1.12% | |
| 413 | EIGEMPLOYERS HOLDINGS INC | 140,381 | $655.9M | 1.11% | |
| 414 | FQIDIGITAL RLTY TR INC | 54,312 | $654.7M | 1.11% | Put |
| 415 | GSGOLDMAN SACHS GROUP INC | 898,418 | $651.7M | 1.11% | Put |
| 416 | —WI-LAN INC | 399,000 | $650.0M | 1.10% | |
| 417 | TCBITEXAS CAPITAL BANCSHARES INC | 90,032 | $649.4M | 1.10% | Put |
| 418 | ALLYALLY FINL INC | 34,076 | $648.0M | 1.10% | |
| 419 | XPOXPO LOGISTICS INC | 781,450 | $646.1M | 1.10% | Call |
| 420 | GPCGENUINE PARTS CO | 126,204 | $644.4M | 1.09% | |
| 421 | MZTILANCASTER COLONY CORP | 4,551 | $643.0M | 1.09% | |
| 422 | MG1MGE ENERGY INC | 9,832 | $642.0M | 1.09% | |
| 423 | —VONAGE HLDGS CORP | 93,764 | $642.0M | 1.09% | |
| 424 | DISHDISH NETWORK CORP | 577,820 | $641.9M | 1.09% | Put |
| 425 | PVHPVH CORP | 1,206,150 | $639.3M | 1.09% | Put |
| 426 | —TWENTY FIRST CENTY FOX INC | 2,700,022 | $636.1M | 1.08% | Put |
| 427 | CHKEURCHESAPEAKE ENERGY CORP | 1,103,500 | $632.1M | 1.07% | Call |
| 428 | —ULTRATECH INC | 777,591 | $632.0M | 1.07% | |
| 429 | CUTREURCUTERA INC | 36,426 | $632.0M | 1.07% | |
| 430 | SSDSIMPSON MANUFACTURING CO INC | 156,128 | $631.2M | 1.07% | |
| 431 | NWBINORTHWEST BANCSHARES INC MD | 35,010 | $631.0M | 1.07% | |
| 432 | —INOTEK PHARMACEUTICALS CORP | 103,428 | $631.0M | 1.07% | |
| 433 | XLNXEURXILINX INC | 448,577 | $630.5M | 1.07% | Call |
| 434 | —LUMINEX CORP DEL | 427,230 | $630.0M | 1.07% | |
| 435 | —RA PHARMACEUTICALS INC | 41,400 | $629.0M | 1.07% | |
| 436 | JOEST JOE CO | 33,016 | $627.0M | 1.07% | |
| 437 | BMOBANK MONTREAL QUE | 32,263 | $626.7M | 1.06% | |
| 438 | EXPDEXPEDITORS INTL WASH INC | 11,826 | $626.0M | 1.06% | |
| 439 | BATRKUSDLIBERTY MEDIA CORP DELAWARE | 470,547 | $625.1M | 1.06% | |
| 440 | ABMABM INDS INC | 15,289 | $624.0M | 1.06% | |
| 441 | —SHIRE PLC | 48,709 | $622.7M | 1.06% | Put |
| 442 | COLBCOLUMBIA BKG SYS INC | 13,911 | $622.0M | 1.06% | |
| 443 | AYRAIRCASTLE LTD | 29,617 | $618.0M | 1.05% | |
| 444 | —LASALLE HOTEL PPTYS | 20,283 | $618.0M | 1.05% | |
| 445 | DKSDICKS SPORTING GOODS INC | 1,307,877 | $615.9M | 1.05% | Put |
| 446 | —KCG HLDGS INC | 693,773 | $614.6M | 1.04% | Put |
| 447 | ISRGINTUITIVE SURGICAL INC | 269,017 | $614.2M | 1.04% | Put |
| 448 | WBKWESTPAC BKG CORP | 26,152 | $614.0M | 1.04% | |
| 449 | —NOVELION THERAPEUTICS INC | 72,520 | $611.0M | 1.04% | |
| 450 | —ORGANOVO HLDGS INC | 179,966 | $610.0M | 1.04% | |
| 451 | —BNC BANCORP | 19,117 | $610.0M | 1.04% | |
| 452 | BIIBBIOGEN INC | 2,137,683 | $606.2M | 1.03% | Put |
| 453 | UCTTULTRA CLEAN HLDGS INC | 484,930 | $606.1M | 1.03% | |
| 454 | AJGGALLAGHER ARTHUR J & CO | 11,630 | $604.0M | 1.03% | |
| 455 | —NEURODERM LTD | 27,176 | $603.0M | 1.02% | |
| 456 | BENFRANKLIN RES INC | 97,104 | $601.2M | 1.02% | Put |
| 457 | RNRRENAISSANCERE HOLDINGS LTD | 4,411 | $601.0M | 1.02% | |
| 458 | ADPAUTOMATIC DATA PROCESSING IN | 50,209 | $600.6M | 1.02% | Call |
| 459 | CNCEEURCONCERT PHARMACEUTICALS INC | 58,288 | $600.0M | 1.02% | |
| 460 | LMTLOCKHEED MARTIN CORP | 306,592 | $599.1M | 1.02% | Put |
| 461 | MRVLMARVELL TECHNOLOGY GROUP LTD | 3,207,477 | $598.9M | 1.02% | Put |
| 462 | —FBR & CO | 46,024 | $598.0M | 1.02% | |
| 463 | BTUSDBT GROUP PLC | 25,929 | $597.0M | 1.01% | |
| 464 | WCGEURWELLCARE HEALTH PLANS INC | 31,578 | $595.7M | 1.01% | |
| 465 | DWDMORGAN STANLEY | 3,962,780 | $595.0M | 1.01% | Put |
| 466 | RCLROYAL CARIBBEAN CRUISES LTD | 46,600 | $594.2M | 1.01% | Put |
| 467 | TG7TRIUMPH GROUP INC NEW | 347,447 | $593.6M | 1.01% | |
| 468 | XBISPDR SERIES TRUST | 10,000 | $592.0M | 1.01% | |
| 469 | —PROVIDENCE SVC CORP | 15,546 | $592.0M | 1.01% | |
| 470 | —RIGHTSIDE GROUP LTD | 71,572 | $592.0M | 1.01% | |
| 471 | —ENEL AMERICAS S A | 204,179 | $590.1M | 1.00% | |
| 472 | AEGNAEGION CORP | 24,868 | $589.0M | 1.00% | |
| 473 | LPTUSDLIBERTY PPTY TR | 14,890 | $588.0M | 1.00% | |
| 474 | ENICENEL CHILE S A | 686,550 | $587.5M | 1.00% | |
| 475 | STLDSTEEL DYNAMICS INC | 2,215,521 | $587.3M | 1.00% | Put |
| 476 | EFSCENTERPRISE FINL SVCS CORP | 13,641 | $587.0M | 1.00% | |
| 477 | BOKFBOK FINL CORP | 7,073 | $587.0M | 1.00% | Call |
| 478 | T7DTRANSDIGM GROUP INC | 48,710 | $586.6M | 1.00% | Put |
| 479 | MPTMEDICAL PPTYS TRUST INC | 47,442 | $584.0M | 0.99% | |
| 480 | SHOSUNSTONE HOTEL INVS INC NEW | 38,245 | $583.0M | 0.99% | |
| 481 | BMTABRITISH AMERN TOB PLC | 42,862 | $579.3M | 0.98% | |
| 482 | BRBROADRIDGE FINL SOLUTIONS IN | 29,700 | $578.4M | 0.98% | Put |
| 483 | TDTORONTO DOMINION BK ONT | 33,116 | $578.1M | 0.98% | |
| 484 | VENVENTAS INC | 9,250 | $578.0M | 0.98% | |
| 485 | OMCLOMNICELL INC | 17,064 | $578.0M | 0.98% | |
| 486 | —ORBCOMM INC | 69,406 | $574.0M | 0.98% | |
| 487 | CMTLCOMTECH TELECOMMUNICATIONS C | 188,259 | $573.7M | 0.97% | Put |
| 488 | —PHOENIX NEW MEDIA LTD | 182,537 | $573.0M | 0.97% | |
| 489 | ZTSZOETIS INC | 691,120 | $571.5M | 0.97% | Put |
| 490 | SUPNSUPERNUS PHARMACEUTICALS INC | 22,594 | $570.0M | 0.97% | |
| 491 | —GREEN BANCORP INC | 37,521 | $570.0M | 0.97% | |
| 492 | SOHUNSOHU COM INC | 142,565 | $567.3M | 0.96% | Put |
| 493 | HOLIHOLLYSYS AUTOMATION TECHNOLO | 30,821 | $565.0M | 0.96% | |
| 494 | SMPSTANDARD MTR PRODS INC | 10,613 | $565.0M | 0.96% | |
| 495 | IDIINTERDIGITAL INC | 484,450 | $564.7M | 0.96% | Put |
| 496 | NIJNELNET INC | 82,991 | $564.7M | 0.96% | |
| 497 | KWRQUAKER CHEM CORP | 14,400 | $564.3M | 0.96% | Put |
| 498 | NVECNVE CORP | 7,875 | $563.0M | 0.96% | |
| 499 | LNCLINCOLN NATL CORP IND | 68,926 | $562.0M | 0.95% | Call |
| 500 | TTS1EURTILE SHOP HLDGS INC | 28,736 | $562.0M | 0.95% |