D. E. Shaw & Co., Inc. Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$87.5M

Holdings

2,720

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (2,720 positions)

#	Stock	Shares	Value	% Portfolio	Type
1101	PFEPFIZER INC	6,256,902	$245K	0.28%	Put
1102	IACIEURIAC INTERACTIVECORP	85,780	$245K	0.28%	Put
1103	—RESTORBIO INC	164,128	$245K	0.28%
1104	WPPWPP PLC NEW	3,467	$244K	0.28%
1105	WCGEURWELLCARE HEALTH PLANS INC	736	$243K	0.28%
1106	BHBIGLARI HLDGS INC	14,931	$242K	0.28%
1107	MSCIMSCI INC	41,000	$242K	0.28%	Call
1108	MGIEURMONEYGRAM INTL INC	115,047	$242K	0.28%
1109	ABTABBOTT LABS	344,038	$242K	0.28%	Put
1110	—COLLECTORS UNIVERSE INC	10,475	$241K	0.28%
1111	CTLEURCENTURYLINK INC	387,989	$241K	0.28%	Put
1112	—FORESCOUT TECHNOLOGIES INC	7,320	$240K	0.27%
1113	MACMACERICH CO	521,443	$240K	0.27%	Put
1114	GPRKGEOPARK LTD	262,782	$240K	0.27%
1115	PHMPULTE GROUP INC	221,462	$239K	0.27%	Call
1116	BHEBENCHMARK ELECTRS INC	190,367	$239K	0.27%
1117	TJXTJX COS INC NEW	3,919,135	$239K	0.27%
1118	VLGEAVILLAGE SUPER MKT INC	10,304	$239K	0.27%
1119	VREMACK CALI RLTY CORP	10,323	$239K	0.27%
1120	VRSKVERISK ANALYTICS INC	178,034	$238K	0.27%	Put
1121	—GLOBALSCAPE INC	24,215	$238K	0.27%
1122	JOEST JOE CO	12,000	$238K	0.27%
1123	GSBCGREAT SOUTHN BANCORP INC	3,751	$238K	0.27%
1124	PRIMPRIMORIS SVCS CORP	10,637	$237K	0.27%
1125	FEYECHFFIREEYE INC	1,817,082	$237K	0.27%	Put
1126	—SOLARWINDS CORP	144,705	$236K	0.27%
1127	HDHOME DEPOT INC	1,080,958	$236K	0.27%	Put
1128	—HEXO CORP	148,300	$236K	0.27%
1129	GTYGETTY RLTY CORP NEW	7,166	$236K	0.27%
1130	—INOVALON HLDGS INC	423,323	$236K	0.27%
1131	POOLPOOL CORPORATION	1,100	$234K	0.27%	Put
1132	PHATPHATHOM PHARMACEUTICALS INC	7,528	$234K	0.27%
1133	—LYON WILLIAM HOMES	11,715	$234K	0.27%
1134	—PENNEY J C CORP INC	10,726,562	$234K	0.27%
1135	SPWRQSUNPOWER CORP	3,837,459	$234K	0.27%	Put
1136	—ENTERCOM COMMUNICATIONS CORP	366,648	$233K	0.27%	Put
1137	MSBIMIDLAND STS BANCORP INC ILL	8,035	$233K	0.27%
1138	AXTIAXT INC	53,519	$233K	0.27%
1139	—DIPLOMAT PHARMACY INC	1,134,345	$232K	0.27%
1140	—FANG HLDGS LTD	81,154	$232K	0.27%
1141	RRRRED ROCK RESORTS INC	9,673	$232K	0.27%
1142	YPFYPF SOCIEDAD ANONIMA	20,000	$232K	0.27%	Put
1143	YTRAYATRA ONLINE INC	73,735	$232K	0.27%
1144	SYFSYNCHRONY FINL	436,931	$232K	0.26%	Put
1145	AMWDAMERICAN WOODMARK CORPORATIO	21,487	$231K	0.26%	Call
1146	BSFAANI PHARMACEUTICALS INC	40,705	$230K	0.26%	Call
1147	ADCAGREE REALTY CORP	147,509	$230K	0.26%
1148	TROWPRICE T ROWE GROUP INC	92,473	$230K	0.26%	Put
1149	TPVGTRIPLEPOINT VENTURE GROWTH B	16,178	$230K	0.26%
1150	AERIEURAERIE PHARMACEUTICALS INC	61,338	$229K	0.26%	Put
1151	TRVTRAVELERS COMPANIES INC	23,650	$229K	0.26%	Call
1152	—ENDOLOGIX INC	145,227	$229K	0.26%
1153	MOVMOVADO GROUP INC	10,487	$228K	0.26%
1154	INGNINOGEN INC	364,663	$228K	0.26%
1155	INSPINSPIRE MED SYS INC	361,255	$228K	0.26%
1156	XOMEXXON MOBIL CORP	3,255,694	$227K	0.26%	Put
1157	NVROEURNEVRO CORP	1,932,518	$227K	0.26%
1158	RMERESMED INC	52,014	$227K	0.26%	Put
1159	CHS1USDCHICOS FAS INC	997,945	$227K	0.26%	Call
1160	TRTOOTSIE ROLL INDS INC	6,613	$226K	0.26%
1161	BGGUSDBRIGGS & STRATTON CORP	704,165	$225K	0.26%
1162	MURMURPHY OIL CORP	208,200	$225K	0.26%	Put
1163	CALCALERES INC	9,472	$225K	0.26%
1164	FONRFONAR CORP	11,357	$224K	0.26%
1165	—BBX CAP CORP NEW	47,026	$224K	0.26%
1166	MCKMCKESSON CORP	120,523	$223K	0.26%	Put
1167	RGSUSDREGIS CORP MINN	240,150	$222K	0.25%
1168	RLRALPH LAUREN CORP	152,025	$222K	0.25%	Put
1169	CRMDCORMEDIX INC	30,306	$221K	0.25%
1170	WECWEC ENERGY GROUP INC	174,843	$221K	0.25%	Put
1171	LMTLOCKHEED MARTIN CORP	566,380	$221K	0.25%	Put
1172	NTGRNETGEAR INC	8,979	$220K	0.25%
1173	CATCATERPILLAR INC DEL	1,489,381	$220K	0.25%	Put
1174	LSXMKUSDLIBERTY MEDIA CORP DELAWARE	4,556,853	$219K	0.25%
1175	SSDSIMPSON MANUFACTURING CO INC	43,581	$219K	0.25%
1176	IVZINVESCO LTD	693,601	$219K	0.25%	Put
1177	NXENEXGEN ENERGY LTD	170,100	$219K	0.25%
1178	NOG1EURNORTHERN OIL & GAS INC NEV	2,124,907	$219K	0.25%
1179	—RTI SURGICAL HOLDINGS INC	930,826	$217K	0.25%
1180	RRXREGAL BELOIT CORP	52,336	$217K	0.25%
1181	DENNDENNYS CORP	100,914	$217K	0.25%
1182	GTESGATES INDUSTRIAL CORPRATIN P	15,593	$215K	0.25%
1183	STWDSTARWOOD PPTY TR INC	8,665	$215K	0.25%
1184	UNHUNITEDHEALTH GROUP INC	730,902	$215K	0.25%	Put
1185	FFFUTUREFUEL CORPORATION	17,235	$214K	0.24%
1186	ICHRICHOR HOLDINGS	6,400	$213K	0.24%
1187	CUKCARNIVAL PLC	4,402	$212K	0.24%
1188	—HOUGHTON MIFFLIN HARCOURT CO	661,416	$211K	0.24%
1189	—MTS SYS CORP	4,375	$210K	0.24%
1190	UTXZUNITED TECHNOLOGIES CORP	1,396,095	$209K	0.24%	Put
1191	PAGPENSKE AUTOMOTIVE GRP INC	4,162	$209K	0.24%
1192	LINDLINDBLAD EXPEDITIONS HLDGS I	12,813	$209K	0.24%
1193	TWOEURTWO HBRS INVT CORP	14,221	$208K	0.24%
1194	PAHCPHIBRO ANIMAL HEALTH CORP	78,628	$207K	0.24%
1195	RVLVREVOLVE GROUP INC	11,225	$206K	0.24%
1196	OPTUALTICE USA INC	7,519,344	$206K	0.24%
1197	SCSCSCANSOURCE INC	71,268	$205K	0.23%	Call
1198	—CHANGYOU COM LTD	452,025	$205K	0.23%	Put
1199	—BLUE APRON HLDGS INC	31,087	$205K	0.23%
1200	CUECUE BIOPHARMA INC	12,908	$205K	0.23%

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