D. E. Shaw & Co., Inc. Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$87.5M

Holdings

2,720

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (2,720 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	HRZNHORIZON TECHNOLOGY FIN CORP	129,140	$478K	0.55%
702	HTTQUDIAN INC	101,324	$478K	0.55%	Call
703	JBLUJETBLUE AWYS CORP	412,951	$477K	0.55%	Put
704	PLMRPALOMAR HLDGS INC	9,400	$475K	0.54%
705	PGPROCTER & GAMBLE CO	3,796,019	$474K	0.54%	Put
706	—HEMISPHERE MEDIA GROUP INC	31,916	$474K	0.54%
707	RUNSUNRUN INC	34,339	$474K	0.54%
708	VCRAUSDVOCERA COMMUNICATIONS INC	22,845	$474K	0.54%
709	AYATLANTICA YIELD PLC	201,759	$474K	0.54%
710	DBIDESIGNER BRANDS INC	30,046	$473K	0.54%
711	ROFKFORCE INC	42,036	$472K	0.54%
712	—ISTAR INC	32,534	$472K	0.54%
713	NOANORTH AMERN CONSTR GROUP LTD	38,800	$470K	0.54%
714	JEGBPJUST ENERGY GROUP INC	280,057	$470K	0.54%
715	CMECME GROUP INC	238,113	$469K	0.54%	Put
716	CASHMETA FINL GROUP INC	12,856	$469K	0.54%
717	EEFTEURONET WORLDWIDE INC	2,961	$467K	0.53%
718	AMTAMERICAN TOWER CORP NEW	227,045	$466K	0.53%	Put
719	FSC1EUROAKTREE SPECIALTY LENDING CO	486,361	$465K	0.53%
720	HLIOHELIOS TECHNOLOGIES INC	10,054	$465K	0.53%
721	NVDANVIDIA CORP	1,964,319	$462K	0.53%	Put
722	CNXCNX RESOURCES CORPORATION	415,525	$461K	0.53%
723	FLRFLUOR CORP NEW	4,141,510	$461K	0.53%	Put
724	MMSMAXIMUS INC	6,186	$460K	0.53%
725	RBBRBB BANCORP	21,731	$460K	0.53%
726	EGBNEAGLE BANCORP INC MD	9,437	$459K	0.52%
727	GOOGALPHABET INC	342,600	$458K	0.52%	Put
728	AMDADVANCED MICRO DEVICES INC	9,978,164	$458K	0.52%	Put
729	CRVLCORVEL CORP	16,710	$457K	0.52%
730	MZTILANCASTER COLONY CORP	2,855	$457K	0.52%
731	CVXCHEVRON CORP NEW	1,155,621	$457K	0.52%	Put
732	DBDEURDIEBOLD NXDF INC	2,080,411	$455K	0.52%	Call
733	OSKOSHKOSH CORP	78,527	$453K	0.52%
734	UNITUNITI GROUP INC	5,025,761	$452K	0.52%	Put
735	EXREXTRA SPACE STORAGE INC	376,711	$451K	0.52%	Put
736	GRBKGREEN BRICK PARTNERS INC	39,255	$451K	0.52%
737	RGLDROYAL GOLD INC	129,349	$449K	0.51%	Put
738	IGTINTERNATIONAL GAME TECHNOLOG	30,000	$449K	0.51%	Put
739	—CYPRESS SEMICONDUCTOR CORP	2,140,424	$447K	0.51%	Call
740	—EMERALD EXPOSITIONS EVENTS I	260,779	$446K	0.51%
741	BBYBEST BUY INC	74,242	$445K	0.51%	Call
742	CVGICOMMERCIAL VEH GROUP INC	235,458	$445K	0.51%
743	GLADUSDGLADSTONE CAPITAL CORP	44,812	$445K	0.51%
744	—FERRO CORP	30,000	$445K	0.51%	Call
745	HIGHARTFORD FINL SVCS GROUP INC	1,411,308	$444K	0.51%	Put
746	CBSHCOMMERCE BANCSHARES INC	6,531	$444K	0.51%
747	CEIXEURCONSOL ENERGY INC NEW	160,493	$444K	0.51%	Put
748	LVSLAS VEGAS SANDS CORP	925,010	$443K	0.51%	Put
749	VSECVSE CORP	11,641	$443K	0.51%
750	HOGHARLEY DAVIDSON INC	11,900	$443K	0.51%	Put
751	EBFENNIS INC	20,440	$443K	0.51%
752	RGRSTURM RUGER & CO INC	51,783	$443K	0.51%	Put
753	ILPTINDUSTRIAL LOGISTICS PPTYS T	232,922	$443K	0.51%
754	BAXBAXTER INTL INC	123,987	$442K	0.51%
755	SVMSILVERCORP METALS INC	77,500	$438K	0.50%
756	BDQMALBIREO PHARMA INC	17,237	$438K	0.50%
757	1GSNNOVANTA INC	4,938	$437K	0.50%
758	WDWALKER & DUNLOP INC	6,759	$437K	0.50%
759	AXPAMERICAN EXPRESS CO	1,406,059	$436K	0.50%	Put
760	—BITAUTO HLDGS LTD	29,299	$435K	0.50%
761	PFBCPREFERRED BK LOS ANGELES CA	7,219	$434K	0.50%
762	—QUTOUTIAO INC	127,118	$433K	0.50%
763	APPNAPPIAN CORP	1,308,096	$432K	0.49%	Call
764	MSGNMSG NETWORK INC	24,759	$431K	0.49%
765	RHRH	407,559	$431K	0.49%	Put
766	CRNCCERENCE INC	19,007	$430K	0.49%
767	—TIVO CORP	708,774	$430K	0.49%	Put
768	MPCMARATHON PETE CORP	7,123,090	$429K	0.49%	Put
769	BIDUNBAIDU INC	3,392,493	$429K	0.49%	Put
770	—ACCELERATE DIAGNOSTICS INC	25,353	$428K	0.49%
771	AG8AGILENT TECHNOLOGIES INC	5,008,035	$427K	0.49%
772	MGNXMACROGENICS INC	609,152	$427K	0.49%
773	SPGIS&P GLOBAL INC	120,241	$426K	0.49%	Call
774	NWLNEWELL BRANDS INC	22,183	$426K	0.49%
775	—WATFORD HOLDINGS LTD	16,882	$425K	0.49%
776	—TEAM INC	26,600	$425K	0.49%
777	—LADENBURG THALMAN FIN SVCS I	122,091	$425K	0.49%
778	LSAKNET 1 UEPS TECHNOLOGIES INC	818,504	$425K	0.49%
779	FFICFLUSHING FINL CORP	74,953	$424K	0.49%
780	NRCNATIONAL RESH CORP	6,410	$423K	0.48%
781	GYRECATALYST BIOSCIENCES INC	61,970	$422K	0.48%
782	AIGAMERICAN INTL GROUP INC	1,579,032	$420K	0.48%	Put
783	BENFRANKLIN RES INC	261,201	$419K	0.48%	Put
784	TDOCTELADOC HEALTH INC	5,000	$419K	0.48%	Call
785	RCKTROCKET PHARMACEUTICALS INC	18,427	$419K	0.48%
786	RCLROYAL CARIBBEAN CRUISES LTD	3,126,924	$417K	0.48%	Put
787	ORNORION GROUP HOLDINGS INC	424,226	$417K	0.48%
788	EPMEVOLUTION PETROLEUM CORP	331,371	$416K	0.48%
789	RCORESOURCES CONNECTION INC	25,483	$416K	0.48%
790	RIORIO TINTO PLC	183,517	$415K	0.48%	Put
791	TRCTEJON RANCH CO	25,952	$415K	0.47%
792	UCBUNITED CMNTY BKS BLAIRSVLE G	161,323	$415K	0.47%
793	AIGAMERICAN INTL GROUP INC	41,284	$414K	0.47%
794	GLYCEURGLYCOMIMETICS INC	78,171	$414K	0.47%
795	RELXRELX PLC	16,356	$413K	0.47%
796	—FRONTLINE LTD	217,742	$412K	0.47%
797	FFWMFIRST FNDTN INC	23,634	$411K	0.47%
798	IDIEURFLUENT INC	164,400	$411K	0.47%
799	CASSCASS INFORMATION SYS INC	7,094	$410K	0.47%
800	NVECNVE CORP	25,731	$409K	0.47%

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