Empirical Finance, LLC Q4 2016 Filing

Filed February 13, 2017

Portfolio Value

$148.3B

Holdings

689

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (689 positions)

#StockSharesValue% PortfolioType
1
QVALALPHA ARCHITECT ETF TR
953,832$23.6B15.92%
2
IVALALPHA ARCHITECT ETF TR
776,845$20.0B13.46%
3
QMOMALPHA ARCHITECT ETF TR
699,872$17.3B11.66%
4
IMOMALPHA ARCHITECT ETF TR
577,858$13.2B8.89%
5
POWERSHARES ACT MANG COMM FD
195,592$3.4B2.28%
6
SPYSPDR S&P 500 ETF TR
12,578$2.8B1.90%
7
SHYISHARES TR
30,000$2.5B1.71%
8
VNQVANGUARD INDEX FDS
22,864$1.9B1.27%
9
IVVISHARES TR
7,269$1.6B1.10%
10
GKDGRAND CANYON ED INC
25,205$1.5B0.99%
11
AQLTISHARES TR
25,463$1.5B0.99%Put
12
IDIINTERDIGITAL INC
15,762$1.4B0.97%
13
ALKALASKA AIR GROUP INC
15,933$1.4B0.95%
14
BBYBEST BUY INC
32,810$1.4B0.94%
15
ALGTALLEGIANT TRAVEL CO
8,169$1.4B0.92%
16
BROCADE COMMUNICATIONS SYS I
105,512$1.3B0.89%
17
JNPJUNIPER NETWORKS INC
45,881$1.3B0.87%
18
HUMHUMANA INC
6,160$1.3B0.85%
19
COOPER TIRE & RUBR CO
31,969$1.2B0.84%
20
WOOFOOT LOCKER INC
17,503$1.2B0.84%
21
UTHUNITED THERAPEUTICS CORP DEL
8,605$1.2B0.83%
22
TESORO CORP
13,980$1.2B0.82%
23
AETNA INC NEW
9,731$1.2B0.81%
24
REYNOLDS AMERICAN INC
21,310$1.2B0.81%
25
UEOWESTLAKE CHEM CORP
21,236$1.2B0.80%
26
SNISCRIPPS NETWORKS INTERACT IN
16,638$1.2B0.80%
27
KSSKOHLS CORP
23,948$1.2B0.80%
28
GNTXGENTEX CORP
59,817$1.2B0.79%
29
DLXDELUXE CORP
16,261$1.2B0.79%
30
CSCOCISCO SYS INC
37,873$1.1B0.77%
31
DRQEURDRIL-QUIP INC
18,668$1.1B0.76%
32
CALMCAL MAINE FOODS INC
25,162$1.1B0.75%
33
MLKNMILLER HERMAN INC
31,902$1.1B0.74%
34
HYGISHARES TR
12,596$1.1B0.74%
35
FFORD MTR CO DEL
89,732$1.1B0.73%
36
NVRNVR INC
645$1.1B0.73%
37
HRBBLOCK H & R INC
45,522$1.0B0.71%
38
GILDGILEAD SCIENCES INC
14,163$1.0B0.68%
39
BIGGQBIG LOTS INC
19,962$1.0B0.68%
40
WSMWILLIAMS SONOMA INC
20,724$1.0B0.68%
41
DDSDILLARDS INC
15,801$991.0M0.67%
42
BBBYEURBED BATH & BEYOND INC
23,849$970.0M0.65%
43
GAPGAP INC DEL
42,149$946.0M0.64%
44
GMEGAMESTOP CORP NEW
35,093$887.0M0.60%
45
IEFISHARES TR
8,351$876.0M0.59%
46
VIABVIACOM INC NEW
24,825$872.0M0.59%
47
URBNURBAN OUTFITTERS INC
29,711$847.0M0.57%
48
SHVISHARES TR
6,194$684.0M0.46%
49
UGRULTRAPAR PARTICIPACOES S A
37,391$580.0M0.39%
50
MLPMAUI LD & PINEAPPLE INC
5,213$552.0M0.37%
51
VWOVANGUARD INTL EQUITY INDEX F
15,210$545.0M0.37%
52
IJSISHARES TR
3,728$522.0M0.35%
53
POWERSHARES QQQ TRUST
4,318$512.0M0.35%
54
AAPLAPPLE INC
4,008$465.0M0.31%
55
SYNTEL INC
23,317$462.0M0.31%
56
POWERSHARES ETF TRUST II
19,275$413.0M0.28%
57
TIPISHARES TR
3,152$357.0M0.24%
58
VXFVANGUARD INDEX FDS
3,308$318.0M0.21%
59
VTIVANGUARD INDEX FDS
2,737$316.0M0.21%
60
CREDIT SUISSE AG NASSAU BRH
24,291$232.0M0.16%Put
61
MSFTMICROSOFT CORP
3,655$228.0M0.15%
62
GVALCAMBRIA ETF TR
9,999$202.0M0.14%
63
VPLVANGUARD INTL EQUITY INDEX F
3,249$189.0M0.13%
64
USCIUNITED STS COMMODITY INDEX F
4,601$185.0M0.12%
65
XOMEXXON MOBIL CORP
1,903$172.0M0.12%
66
XLFSELECT SECTOR SPDR TR
7,196$168.0M0.11%
67
XLKSELECT SECTOR SPDR TR
3,408$165.0M0.11%
68
XLISELECT SECTOR SPDR TR
2,550$159.0M0.11%
69
AMZNAMAZON COM INC
202$152.0M0.10%
70
JNJJOHNSON & JOHNSON
1,246$144.0M0.10%
71
JPMJPMORGAN CHASE & CO
1,668$144.0M0.10%
72
GEGENERAL ELECTRIC CO
4,415$140.0M0.09%
73
METAFACEBOOK INC
1,142$132.0M0.09%
74
WFCWELLS FARGO & CO NEW
2,313$128.0M0.09%
75
RSX1USDVANECK VECTORS ETF TR
5,911$126.0M0.08%
76
EWJISHARES INC
2,407$118.0M0.08%
77
TAT&T INC
2,718$116.0M0.08%
78
GOOGALPHABET INC
148$115.0M0.08%
79
EWCISHARES
4,178$110.0M0.07%
80
BACBANK AMER CORP
4,636$103.0M0.07%
81
PGPROCTER AND GAMBLE CO
1,194$101.0M0.07%
82
WMTWAL-MART STORES INC
1,422$99.0M0.07%
83
GOOGLALPHABET INC
124$99.0M0.07%
84
CVXCHEVRON CORP NEW
841$99.0M0.07%
85
POWERSHARES ETF TR II
5,391$98.0M0.07%
86
BACVERIZON COMMUNICATIONS INC
1,824$98.0M0.07%
87
VANECK VECTORS ETF TR
5,536$98.0M0.07%
88
PFEPFIZER INC
2,816$92.0M0.06%
89
VEAVANGUARD TAX MANAGED INTL FD
2,461$90.0M0.06%
90
VVISA INC
1,116$88.0M0.06%
91
UNHUNITEDHEALTH GROUP INC
523$84.0M0.06%
92
HDHOME DEPOT INC
608$82.0M0.06%
93
KOCOCA COLA CO
1,940$81.0M0.05%
94
DISDISNEY WALT CO
772$81.0M0.05%
95
CMCSACOMCAST CORP NEW
1,149$80.0M0.05%
96
TRVCCITIGROUP INC
1,338$80.0M0.05%
97
INTCINTEL CORP
2,190$80.0M0.05%
98
MRKMERCK & CO INC
1,295$77.0M0.05%
99
IBMINTERNATIONAL BUSINESS MACHS
459$77.0M0.05%
100
ORCLORACLE CORP
1,964$76.0M0.05%
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