Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2016 Filing
Filed April 21, 2016
Portfolio Value
$413.5B
Holdings
104
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (104 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VCSHVANGUARD SCOTTSDALE FDS | 1,013,845 | $81.1B | 19.62% | |
| 2 | VCITVANGUARD SCOTTSDALE FDS | 594,160 | $51.6B | 12.49% | |
| 3 | VTIPVANGUARD MALVERN FDS | 747,652 | $36.7B | 8.88% | |
| 4 | SCHXSCHWAB STRATEGIC TR | 709,618 | $34.7B | 8.38% | |
| 5 | SHYISHARES TR | 336,039 | $28.6B | 6.91% | |
| 6 | SJNKSPDR SER TR | 671,392 | $17.3B | 4.19% | |
| 7 | VEAVANGUARD TAX MANAGED INTL FD | 477,140 | $17.1B | 4.14% | |
| 8 | IEMGISHARES INC | 364,838 | $15.2B | 3.67% | |
| 9 | VNQVANGUARD INDEX FDS | 177,927 | $14.9B | 3.61% | |
| 10 | VVVANGUARD INDEX FDS | 109,295 | $10.3B | 2.49% | |
| 11 | HYMBSPDR SERIES TRUST | 98,251 | $5.7B | 1.37% | |
| 12 | TIPISHARES TR | 40,162 | $4.6B | 1.11% | |
| 13 | EMBISHARES TR | 38,145 | $4.2B | 1.02% | |
| 14 | VTIVANGUARD INDEX FDS | 39,399 | $4.1B | 1.00% | |
| 15 | SCHZSCHWAB STRATEGIC TR | 77,331 | $4.1B | 0.99% | |
| 16 | MUBISHARES TR | 33,854 | $3.8B | 0.91% | |
| 17 | AAPLAPPLE INC | 23,122 | $2.5B | 0.61% | |
| 18 | MSFTMICROSOFT CORP | 41,778 | $2.3B | 0.56% | |
| 19 | FMUSDISHARES | 88,823 | $2.2B | 0.53% | |
| 20 | IVVISHARES TR | 9,877 | $2.0B | 0.49% | |
| 21 | —CLAYMORE EXCHANGE TRD FD TR | 96,070 | $2.0B | 0.49% | |
| 22 | —CLAYMORE EXCHANGE TRD FD TR | 89,482 | $2.0B | 0.49% | |
| 23 | —CLAYMORE EXCHANGE TRD FD TR | 91,629 | $2.0B | 0.49% | |
| 24 | AQLTISHARES TR | 37,951 | $2.0B | 0.49% | |
| 25 | SCHPSCHWAB STRATEGIC TR | 34,902 | $1.9B | 0.47% | |
| 26 | SCHESCHWAB STRATEGIC TR | 92,319 | $1.9B | 0.46% | |
| 27 | —CLAYMORE EXCHANGE TRD FD TR | 89,611 | $1.9B | 0.46% | |
| 28 | CACCAMDEN NATL CORP | 44,513 | $1.9B | 0.45% | |
| 29 | —CLAYMORE EXCHANGE TRD FD TR | 86,394 | $1.8B | 0.45% | |
| 30 | SHMSPDR SER TR | 37,670 | $1.8B | 0.44% | |
| 31 | SUBISHARES TR | 16,750 | $1.8B | 0.43% | |
| 32 | AGGISHARES TR | 14,704 | $1.6B | 0.39% | |
| 33 | SPSBSPDR SERIES TRUST | 50,559 | $1.5B | 0.37% | |
| 34 | INTCINTEL CORP | 46,781 | $1.5B | 0.37% | |
| 35 | —CLAYMORE EXCHANGE TRD FD TR | 65,465 | $1.4B | 0.33% | |
| 36 | VNQIVANGUARD INTL EQUITY INDEX F | 25,391 | $1.4B | 0.33% | |
| 37 | —CLAYMORE EXCHANGE TRD FD TR | 63,393 | $1.3B | 0.32% | |
| 38 | —MARKET VECTORS ETF TR | 40,298 | $1.3B | 0.31% | |
| 39 | SCZISHARES TR | 24,496 | $1.2B | 0.30% | |
| 40 | SPYSPDR S&P 500 ETF TR | 5,897 | $1.2B | 0.29% | |
| 41 | RWRSPDR SERIES TRUST | 12,603 | $1.2B | 0.29% | |
| 42 | IGSBISHARES TR | 11,281 | $1.2B | 0.29% | |
| 43 | VTVANGUARD INTL EQUITY INDEX F | 20,361 | $1.2B | 0.28% | |
| 44 | BSVVANGUARD BD INDEX FD INC | 14,224 | $1.1B | 0.28% | |
| 45 | SPIBSPDR SERIES TRUST | 33,141 | $1.1B | 0.27% | |
| 46 | —MARKET VECTORS ETF TR | 46,036 | $1.1B | 0.27% | |
| 47 | SCHFSCHWAB STRATEGIC TR | 41,099 | $1.1B | 0.27% | |
| 48 | IWCISHARES TR | 16,074 | $1.1B | 0.26% | |
| 49 | VYMVANGUARD WHITEHALL FDS INC | 15,812 | $1.1B | 0.26% | |
| 50 | CVXCHEVRON CORP NEW | 10,828 | $1.0B | 0.25% | |
| 51 | —CLAYMORE EXCHANGE TRD FD TR | 35,673 | $921.0M | 0.22% | |
| 52 | —CLAYMORE EXCHANGE TRD FD TR | 38,004 | $917.0M | 0.22% | |
| 53 | —CLAYMORE EXCHANGE TRD FD TR | 35,447 | $904.0M | 0.22% | |
| 54 | GEGENERAL ELECTRIC CO | 28,052 | $892.0M | 0.22% | |
| 55 | SBUXSTARBUCKS CORP | 14,471 | $864.0M | 0.21% | |
| 56 | —CLAYMORE EXCHANGE TRD FD TR | 35,538 | $822.0M | 0.20% | |
| 57 | —CLAYMORE EXCHANGE TRD FD TR | 35,833 | $818.0M | 0.20% | |
| 58 | FPFFIRST TR EXCH TRD ALPHA FD I | 41,044 | $790.0M | 0.19% | |
| 59 | VTVVANGUARD INDEX FDS | 9,511 | $784.0M | 0.19% | |
| 60 | —CLAYMORE EXCHANGE TRD FD TR | 33,232 | $777.0M | 0.19% | |
| 61 | EFAISHARES TR | 13,214 | $755.0M | 0.18% | |
| 62 | PGPROCTER & GAMBLE CO | 9,063 | $746.0M | 0.18% | |
| 63 | WPSISHARES TR | 15,949 | $583.0M | 0.14% | |
| 64 | DWXSPDR INDEX SHS FDS | 16,498 | $579.0M | 0.14% | |
| 65 | XOMEXXON MOBIL CORP | 6,781 | $567.0M | 0.14% | |
| 66 | IEIISHARES TR | 4,456 | $561.0M | 0.14% | |
| 67 | VIGVANGUARD SPECIALIZED PORTFOL | 6,693 | $544.0M | 0.13% | |
| 68 | RWOSPDR INDEX SHS FDS | 10,960 | $537.0M | 0.13% | |
| 69 | HYSPIMCO ETF TR | 5,447 | $506.0M | 0.12% | |
| 70 | AMZNAMAZON COM INC | 835 | $496.0M | 0.12% | |
| 71 | SCHCSCHWAB STRATEGIC TR | 16,729 | $484.0M | 0.12% | |
| 72 | LQDISHARES TR | 3,946 | $469.0M | 0.11% | |
| 73 | AMGNAMGEN INC | 3,067 | $460.0M | 0.11% | |
| 74 | GILDGILEAD SCIENCES INC | 4,611 | $424.0M | 0.10% | |
| 75 | DESWISDOMTREE TR | 6,146 | $422.0M | 0.10% | |
| 76 | BACBANK AMER CORP | 29,846 | $404.0M | 0.10% | |
| 77 | USBUS BANCORP DEL | 9,846 | $400.0M | 0.10% | |
| 78 | EWXSPDR INDEX SHS FDS | 10,095 | $393.0M | 0.10% | |
| 79 | COSTCOSTCO WHSL CORP NEW | 2,460 | $388.0M | 0.09% | |
| 80 | BNDVANGUARD BD INDEX FD INC | 4,668 | $387.0M | 0.09% | |
| 81 | DISDISNEY WALT CO | 3,652 | $363.0M | 0.09% | |
| 82 | —POWERSHARES ETF TR II | 13,901 | $346.0M | 0.08% | |
| 83 | SLVISHARES SILVER TRUST | 23,485 | $345.0M | 0.08% | |
| 84 | MMM3M CO | 2,071 | $345.0M | 0.08% | |
| 85 | KOCOCA COLA CO | 7,192 | $334.0M | 0.08% | |
| 86 | IBMINTERNATIONAL BUSINESS MACHS | 2,185 | $331.0M | 0.08% | |
| 87 | NKENIKE INC | 5,324 | $327.0M | 0.08% | |
| 88 | COPCONOCOPHILLIPS | 8,019 | $323.0M | 0.08% | |
| 89 | DEMWISDOMTREE TR | 9,159 | $319.0M | 0.08% | |
| 90 | DLSWISDOMTREE TR | 5,278 | $311.0M | 0.08% | |
| 91 | —POWERSHARES QQQ TRUST | 2,821 | $308.0M | 0.07% | |
| 92 | JNJJOHNSON & JOHNSON | 2,754 | $298.0M | 0.07% | |
| 93 | LUVSOUTHWEST AIRLS CO | 6,460 | $289.0M | 0.07% | |
| 94 | TWTRUSDTWITTER INC | 17,209 | $285.0M | 0.07% | |
| 95 | CSCOCISCO SYS INC | 9,732 | $277.0M | 0.07% | |
| 96 | EBNDSPDR SERIES TRUST | 9,879 | $266.0M | 0.06% | |
| 97 | DHRDANAHER CORP DEL | 2,646 | $251.0M | 0.06% | |
| 98 | METAFACEBOOK INC | 2,076 | $237.0M | 0.06% | |
| 99 | XFEBFIRST TR EXCHANGE-TRADED FD | 12,493 | $233.0M | 0.06% | |
| 100 | BRK-BBERKSHIRE HATHAWAY INC DEL | 1 | $213.0M | 0.05% |
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