Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
CIK: 0001510434Latest portfolio: $5.6B · Q4 2025
Holdings
891
Total Value
$5.6B
New Positions
195
Closed Positions
94
Top Holdings
View All 891 Holdings →| # | Stock | Shares | Value | % Portfolio | Change | Type |
|---|---|---|---|---|---|---|
| 1 | NVDANVIDIA CORPORATION | 1,959,881 | $365.5M | 6.51% | +315K | Put |
| 2 | QUALISHARES TR | 1,764,425 | $350.4M | 6.24% | +778K | |
| 3 | IQLTISHARES TR | 6,444,572 | $292.9M | 5.22% | +3.0M | |
| 4 | MTUMISHARES TR | 974,177 | $243.8M | 4.34% | -56,543 | |
| 5 | VTIPVANGUARD MALVERN FDS | 4,653,452 | $230.2M | 4.10% | +353K | |
| 6 | VCSHVANGUARD SCOTTSDALE FDS | 2,429,096 | $193.7M | 3.45% | +92K | |
| 7 | AAPLAPPLE INC | 621,346 | $168.9M | 3.01% | +17K | Put |
| 8 | DFUVDIMENSIONAL ETF TRUST | 3,058,248 | $142.5M | 2.54% | +177K | |
| 9 | EFVISHARES TR | 1,928,740 | $137.7M | 2.45% | +58K | |
| 10 | IEMGISHARES INC | 1,941,744 | $130.5M | 2.32% | +175K | |
| 11 | VCITVANGUARD SCOTTSDALE FDS | 1,370,668 | $114.8M | 2.04% | +48K | |
| 12 | MSFTMICROSOFT CORP | 229,603 | $111.0M | 1.98% | +2K | |
| 13 | DFIVDIMENSIONAL ETF TRUST | 1,807,792 | $90.2M | 1.61% | -26,563 | |
| 14 | SJNKSPDR SERIES TRUST | 3,522,304 | $89.2M | 1.59% | +212K | |
| 15 | METAMETA PLATFORMS INC | 106,942 | $70.6M | 1.26% | +2K | |
| 16 | AMZNAMAZON COM INC | 295,078 | $68.1M | 1.21% | NEW | |
| 17 | SPYSPDR S&P 500 ETF TR | 98,688 | $67.3M | 1.20% | +2K | |
| 18 | VTVVANGUARD INDEX FDS | 342,402 | $65.4M | 1.16% | -4,038 | |
| 19 | VGSHVANGUARD SCOTTSDALE FDS | 1,106,747 | $65.0M | 1.16% | +59K | |
| 20 | AVDVAMERICAN CENTY ETF TR | 612,414 | $57.5M | 1.02% | +18K | |
| 21 | VEAVANGUARD TAX-MANAGED FDS | 908,989 | $56.8M | 1.01% | +10K | |
| 22 | DFATDIMENSIONAL ETF TRUST | 918,385 | $54.7M | 0.97% | +12K | |
| 23 | GOOGALPHABET INC | 151,433 | $47.5M | 0.85% | -6,734 | |
| 24 | QGRWWISDOMTREE TR | 723,464 | $42.4M | 0.76% | +719K | |
| 25 | AVUVAMERICAN CENTY ETF TR | 394,769 | $40.3M | 0.72% | +34K |
Quarterly Changes
New Positions
Increased Positions
Sector Breakdown
TechnologyNaN% ($InfinityT)
Financial ServicesNaN% ($InfinityT)
IndustrialsNaN% ($InfinityT)
Healthcare0.0% ($1.7383159891036986e+218T)
Consumer Cyclical0.0% ($6.810934964918392e+204T)
Unknown0.0% ($2.1642189251724815e+162T)
Energy0.0% ($1.1084822151002092e+102T)
Consumer Defensive0.0% ($1.9875196691927147e+89T)
Utilities0.0% ($3.99437933348282e+76T)
Basic Materials0.0% ($7.609282124051569e+74T)
Communication Services0.0% ($7.059047518242131e+67T)
Real Estate0.0% ($1.613216821361104e+64T)
Filing History
| Quarter | Filing Date | Portfolio Value | Holdings |
|---|---|---|---|
| Q4 2025 | Jan 16, 2026 | $5.6B | 1,378 |
| Q3 2025 | Nov 10, 2025 | $5.0T | 1,170 |
| Q2 2025 | Jul 21, 2025 | $4.4T | 984 |
| Q1 2025 | May 8, 2025 | $3.9T | 825 |
| Q4 2024 | Jan 22, 2025 | $3686.1T | 698 |
| Q3 2024 | Nov 1, 2024 | $3564.1T | 570 |
| Q2 2024 | Aug 9, 2024 | $3374.8T | 562 |
| Q1 2024 | May 7, 2024 | $3313.1T | 530 |
| Q4 2023 | Feb 6, 2024 | $3010.8T | 498 |
| Q3 2023 | Nov 3, 2023 | $2553.3T | 465 |
| Q2 2023 | Aug 11, 2023 | $2485.5T | 460 |
| Q1 2023 | May 9, 2023 | $2305.9T | 463 |
| Q4 2022 | Feb 8, 2023 | $2123.1T | 459 |
| Q3 2022 | Nov 3, 2022 | $1.9T | 467 |
| Q2 2022 | Aug 2, 2022 | $1.9T | 463 |
| Q1 2022 | May 13, 2022 | $2.0T | 493 |
| Q4 2021 | Feb 14, 2022 | $2.0T | 517 |
| Q3 2021 | Nov 2, 2021 | $1.8T | 451 |
| Q2 2021 | Aug 12, 2021 | $1.7T | 443 |
| Q1 2021 | May 17, 2021 | $1.2T | 393 |
| Q4 2020 | Feb 12, 2021 | $1.3T | 381 |
| Q3 2020 | Nov 12, 2020 | $1.2T | 345 |
| Q2 2020 | Aug 12, 2020 | $1.1T | 331 |
| Q1 2020 | May 11, 2020 | $914.8B | 320 |
| Q4 2019 | Feb 13, 2020 | $910.0B | 329 |
| Q3 2019 | Nov 13, 2019 | $825.9B | 286 |
| Q2 2019 | Aug 12, 2019 | $767.7B | 267 |
| Q1 2019 | May 13, 2019 | $687.3B | 235 |
| Q4 2018 | Feb 13, 2019 | $588.7B | 200 |
| Q3 2018 | Nov 13, 2018 | $564.2B | 214 |
| Q2 2018 | Aug 13, 2018 | $534.1B | 185 |
| Q1 2018 | May 14, 2018 | $507.0B | 202 |
| Q4 2017 | Feb 12, 2018 | $466.3B | 151 |
| Q3 2017 | Nov 13, 2017 | $433.4B | 139 |
| Q2 2017 | Aug 10, 2017 | $410.8B | 130 |
| Q1 2017 | May 12, 2017 | $401.3B | 129 |
| Q4 2016 | Feb 8, 2017 | $407.4B | 123 |
| Q3 2016 | Nov 4, 2016 | $382.9B | 109 |
| Q2 2016 | Aug 1, 2016 | $380.8B | 107 |
| Q1 2016 | Apr 21, 2016 | $413.5B | 104 |
Fund Information
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management is an institutional investment manager that files 13F reports with the SEC. As of the Q4 2025 filing, the fund reported a portfolio valued at $5.6B across 891 holdings. The largest position is NVIDIA CORPORATION (NVDA), representing 6.5% of the portfolio. Compared to the previous quarter, the fund opened 198 new positions and closed 97 positions. 13F filings are required quarterly disclosures that provide transparency into the holdings of institutional investment managers with at least $100 million in qualifying assets.