Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q1 2017 Filing
Filed May 12, 2017
Portfolio Value
$401.3B
Holdings
129
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (129 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VCSHVANGUARD SCOTTSDALE FDS | 1,072,903 | $85.6B | 21.32% | |
| 2 | VCITVANGUARD SCOTTSDALE FDS | 618,676 | $53.4B | 13.32% | |
| 3 | VTIPVANGUARD MALVERN FDS | 727,727 | $36.0B | 8.97% | |
| 4 | SHYISHARES TR | 362,573 | $30.6B | 7.64% | |
| 5 | IEMGISHARES INC | 415,323 | $19.8B | 4.95% | |
| 6 | SJNKSPDR SER TR | 624,408 | $17.5B | 4.35% | |
| 7 | VNQVANGUARD INDEX FDS | 125,581 | $10.4B | 2.58% | |
| 8 | VVVANGUARD INDEX FDS | 90,223 | $9.8B | 2.43% | |
| 9 | SCHXSCHWAB STRATEGIC TR | 171,349 | $9.6B | 2.40% | |
| 10 | SHMSPDR SER TR | 180,463 | $8.7B | 2.18% | |
| 11 | MUBISHARES TR | 46,625 | $5.1B | 1.27% | |
| 12 | HYMBSPDR SERIES TRUST | 85,263 | $4.8B | 1.20% | |
| 13 | VTIVANGUARD INDEX FDS | 38,805 | $4.7B | 1.17% | |
| 14 | EMBISHARES TR | 40,086 | $4.6B | 1.14% | |
| 15 | SCHZSCHWAB STRATEGIC TR | 84,465 | $4.4B | 1.09% | |
| 16 | TIPISHARES TR | 32,025 | $3.7B | 0.92% | |
| 17 | VEAVANGUARD TAX MANAGED INTL FD | 88,043 | $3.5B | 0.86% | |
| 18 | MSFTMICROSOFT CORP | 44,567 | $2.9B | 0.73% | |
| 19 | —VANECK VECTORS ETF TR | 88,136 | $2.7B | 0.67% | |
| 20 | AAPLAPPLE INC | 17,404 | $2.5B | 0.62% | |
| 21 | FMUSDISHARES | 88,821 | $2.5B | 0.61% | |
| 22 | VYMVANGUARD WHITEHALL FDS INC | 30,912 | $2.4B | 0.60% | |
| 23 | SCHESCHWAB STRATEGIC TR | 94,175 | $2.3B | 0.56% | |
| 24 | CACCAMDEN NATL CORP | 47,019 | $2.1B | 0.52% | |
| 25 | —CLAYMORE EXCHANGE TRD FD TR | 97,097 | $2.1B | 0.51% | |
| 26 | —CLAYMORE EXCHANGE TRD FD TR | 95,403 | $2.0B | 0.50% | |
| 27 | —CLAYMORE EXCHANGE TRD FD TR | 88,345 | $2.0B | 0.50% | |
| 28 | —CLAYMORE EXCHANGE TRD FD TR | 90,462 | $1.9B | 0.48% | |
| 29 | SCHPSCHWAB STRATEGIC TR | 32,597 | $1.8B | 0.45% | |
| 30 | VNQIVANGUARD INTL EQUITY INDEX F | 33,373 | $1.8B | 0.44% | |
| 31 | —CLAYMORE EXCHANGE TRD FD TR | 81,730 | $1.7B | 0.43% | |
| 32 | SCZISHARES TR | 28,066 | $1.5B | 0.38% | |
| 33 | —CLAYMORE EXCHANGE TRD FD TR | 69,737 | $1.5B | 0.37% | |
| 34 | INTCINTEL CORP | 39,666 | $1.4B | 0.36% | |
| 35 | DWXSPDR INDEX SHS FDS | 36,348 | $1.4B | 0.34% | |
| 36 | RWRSPDR SERIES TRUST | 14,765 | $1.4B | 0.34% | |
| 37 | —CLAYMORE EXCHANGE TRD FD TR | 65,137 | $1.3B | 0.34% | |
| 38 | AMZNAMAZON COM INC | 1,440 | $1.3B | 0.32% | |
| 39 | VTVANGUARD INTL EQUITY INDEX F | 19,123 | $1.2B | 0.31% | |
| 40 | SPYSPDR S&P 500 ETF TR | 5,098 | $1.2B | 0.30% | |
| 41 | AGGISHARES TR | 10,804 | $1.2B | 0.29% | |
| 42 | IVVISHARES TR | 4,735 | $1.1B | 0.28% | |
| 43 | SBUXSTARBUCKS CORP | 19,199 | $1.1B | 0.28% | |
| 44 | CVXCHEVRON CORP NEW | 10,432 | $1.1B | 0.28% | |
| 45 | DESWISDOMTREE TR | 13,713 | $1.1B | 0.28% | |
| 46 | IGSBISHARES TR | 10,124 | $1.1B | 0.27% | |
| 47 | —VANECK VECTORS ETF TR | 42,306 | $992.0M | 0.25% | |
| 48 | MATWMATTHEWS INTL CORP | 13,806 | $934.0M | 0.23% | |
| 49 | VTVVANGUARD INDEX FDS | 9,677 | $923.0M | 0.23% | |
| 50 | SPIBSPDR SERIES TRUST | 25,970 | $886.0M | 0.22% | |
| 51 | GEGENERAL ELECTRIC CO | 29,614 | $883.0M | 0.22% | |
| 52 | —CLAYMORE EXCHANGE TRD FD TR | 34,595 | $847.0M | 0.21% | |
| 53 | —CLAYMORE EXCHANGE TRD FD TR | 31,931 | $809.0M | 0.20% | |
| 54 | —CLAYMORE EXCHANGE TRD FD TR | 32,554 | $802.0M | 0.20% | |
| 55 | DLSWISDOMTREE TR | 12,253 | $802.0M | 0.20% | |
| 56 | ITOTISHARES TR | 14,586 | $788.0M | 0.20% | |
| 57 | —CLAYMORE EXCHANGE TRD FD TR | 30,797 | $770.0M | 0.19% | |
| 58 | —CLAYMORE EXCHANGE TRD FD TR | 30,151 | $763.0M | 0.19% | |
| 59 | SPSBSPDR SERIES TRUST | 24,705 | $756.0M | 0.19% | |
| 60 | PGPROCTER AND GAMBLE CO | 8,412 | $756.0M | 0.19% | |
| 61 | AQLTISHARES TR | 12,528 | $726.0M | 0.18% | |
| 62 | XFEBFIRST TR EXCHANGE-TRADED FD | 36,811 | $719.0M | 0.18% | |
| 63 | —CLAYMORE EXCHANGE TRD FD TR | 26,727 | $687.0M | 0.17% | |
| 64 | IWCISHARES TR | 7,795 | $668.0M | 0.17% | |
| 65 | VIGVANGUARD SPECIALIZED PORTFOL | 7,408 | $666.0M | 0.17% | |
| 66 | USBUS BANCORP DEL | 12,727 | $655.0M | 0.16% | |
| 67 | FPFFIRST TR EXCH TRD ALPHA FD I | 28,300 | $648.0M | 0.16% | |
| 68 | IVEISHARES TR | 6,175 | $642.0M | 0.16% | |
| 69 | BSVVANGUARD BD INDEX FD INC | 8,053 | $642.0M | 0.16% | |
| 70 | —POWERSHARES QQQ TRUST | 4,840 | $641.0M | 0.16% | |
| 71 | SLYGSPDR SERIES TRUST | 3,000 | $638.0M | 0.16% | |
| 72 | IVWISHARES TR | 4,705 | $619.0M | 0.15% | |
| 73 | COSTCOSTCO WHSL CORP NEW | 3,665 | $615.0M | 0.15% | |
| 74 | JNJJOHNSON & JOHNSON | 4,843 | $603.0M | 0.15% | |
| 75 | EFAISHARES TR | 9,394 | $585.0M | 0.15% | |
| 76 | DEMWISDOMTREE TR | 14,210 | $580.0M | 0.14% | |
| 77 | USIGISHARES TR | 5,244 | $576.0M | 0.14% | |
| 78 | HYSPIMCO ETF TR | 5,458 | $552.0M | 0.14% | |
| 79 | BABOEING CO | 3,066 | $542.0M | 0.14% | |
| 80 | FTSLFIRST TR EXCHANGE TRADED FD | 10,754 | $520.0M | 0.13% | |
| 81 | VBRVANGUARD INDEX FDS | 4,214 | $518.0M | 0.13% | |
| 82 | SCHCSCHWAB STRATEGIC TR | 16,415 | $514.0M | 0.13% | |
| 83 | DISDISNEY WALT CO | 4,480 | $508.0M | 0.13% | |
| 84 | PIIMPINJ INC | 16,581 | $502.0M | 0.13% | |
| 85 | AMGNAMGEN INC | 3,042 | $499.0M | 0.12% | |
| 86 | EWXSPDR INDEX SHS FDS | 10,739 | $487.0M | 0.12% | |
| 87 | METAFACEBOOK INC | 3,364 | $478.0M | 0.12% | |
| 88 | XOMEXXON MOBIL CORP | 5,461 | $448.0M | 0.11% | |
| 89 | SLVISHARES SILVER TRUST | 23,485 | $405.0M | 0.10% | |
| 90 | WPSISHARES TR | 11,387 | $404.0M | 0.10% | |
| 91 | IEIISHARES TR | 3,217 | $396.0M | 0.10% | |
| 92 | TAT&T INC | 9,402 | $391.0M | 0.10% | |
| 93 | IBMINTERNATIONAL BUSINESS MACHS | 2,180 | $380.0M | 0.09% | |
| 94 | GOOGALPHABET INC | 455 | $377.0M | 0.09% | |
| 95 | —POWERSHARES ETF TR II | 13,901 | $346.0M | 0.09% | |
| 96 | SCHFSCHWAB STRATEGIC TR | 11,522 | $344.0M | 0.09% | |
| 97 | GOOGLALPHABET INC | 404 | $343.0M | 0.09% | |
| 98 | NKENIKE INC | 5,929 | $330.0M | 0.08% | |
| 99 | BACBANK AMER CORP | 13,812 | $326.0M | 0.08% | |
| 100 | RWOSPDR INDEX SHS FDS | 6,914 | $326.0M | 0.08% |
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