Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2017 Filing
Filed February 12, 2018
Portfolio Value
$466.3B
Holdings
151
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (151 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VCSHVANGUARD SCOTTSDALE FDS | 1,191,509 | $94.5B | 20.26% | |
| 2 | VCITVANGUARD SCOTTSDALE FDS | 679,005 | $59.3B | 12.72% | |
| 3 | VTIPVANGUARD MALVERN FDS | 833,908 | $40.7B | 8.73% | |
| 4 | SHYISHARES TR | 360,546 | $30.2B | 6.48% | |
| 5 | IEMGISHARES INC | 436,845 | $24.9B | 5.33% | |
| 6 | SJNKSPDR SER TR | 737,085 | $20.3B | 4.36% | |
| 7 | VNQVANGUARD INDEX FDS | 143,438 | $11.9B | 2.55% | |
| 8 | VVVANGUARD INDEX FDS | 84,515 | $10.4B | 2.22% | |
| 9 | SHMSPDR SER TR | 206,699 | $9.9B | 2.12% | |
| 10 | SCHXSCHWAB STRATEGIC TR | 150,138 | $9.6B | 2.05% | |
| 11 | HYMBSPDR SERIES TRUST | 122,238 | $6.8B | 1.46% | |
| 12 | MUBISHARES TR | 58,421 | $6.5B | 1.39% | |
| 13 | EMBISHARES TR | 52,709 | $6.1B | 1.31% | |
| 14 | VTIVANGUARD INDEX FDS | 39,218 | $5.4B | 1.15% | |
| 15 | MSFTMICROSOFT CORP | 55,668 | $4.8B | 1.02% | |
| 16 | SCHZSCHWAB STRATEGIC TR | 89,198 | $4.6B | 1.00% | |
| 17 | AAPLAPPLE INC | 26,864 | $4.5B | 0.97% | |
| 18 | XFEBFIRST TR EXCHANGE-TRADED FD | 200,702 | $4.0B | 0.86% | |
| 19 | VEAVANGUARD TAX MANAGED INTL FD | 85,192 | $3.8B | 0.82% | |
| 20 | —VANECK VECTORS ETF TR | 108,629 | $3.4B | 0.73% | |
| 21 | AMZNAMAZON COM INC | 2,748 | $3.2B | 0.69% | |
| 22 | SPYSPDR S&P 500 ETF TR | 11,976 | $3.2B | 0.69% | |
| 23 | TIPISHARES TR | 27,765 | $3.2B | 0.68% | |
| 24 | PGPROCTER AND GAMBLE CO | 33,743 | $3.1B | 0.66% | |
| 25 | VYMVANGUARD WHITEHALL FDS INC | 35,316 | $3.0B | 0.65% | |
| 26 | FMUSDISHARES INC | 88,459 | $2.9B | 0.63% | |
| 27 | SCHESCHWAB STRATEGIC TR | 86,741 | $2.4B | 0.52% | |
| 28 | —POWERSHARES QQQ TRUST | 13,423 | $2.1B | 0.45% | |
| 29 | CVXCHEVRON CORP NEW | 16,699 | $2.1B | 0.45% | |
| 30 | COMTISHARES U S ETF TR | 54,692 | $2.0B | 0.43% | |
| 31 | CACCAMDEN NATL CORP | 46,099 | $1.9B | 0.42% | |
| 32 | INTCINTEL CORP | 42,058 | $1.9B | 0.42% | |
| 33 | —CLAYMORE EXCHANGE TRD FD TR | 88,671 | $1.9B | 0.40% | |
| 34 | VNQIVANGUARD INTL EQUITY INDEX F | 30,516 | $1.8B | 0.40% | |
| 35 | DWXSPDR INDEX SHS FDS | 44,607 | $1.8B | 0.39% | |
| 36 | —CLAYMORE EXCHANGE TRD FD TR | 84,820 | $1.8B | 0.38% | |
| 37 | VTVVANGUARD INDEX FDS | 16,709 | $1.8B | 0.38% | |
| 38 | SCHPSCHWAB STRATEGIC TR | 31,006 | $1.7B | 0.37% | |
| 39 | —CLAYMORE EXCHANGE TRD FD TR | 80,709 | $1.7B | 0.37% | |
| 40 | SCZISHARES TR | 25,502 | $1.6B | 0.35% | |
| 41 | DESWISDOMTREE TR | 54,228 | $1.6B | 0.34% | |
| 42 | —CLAYMORE EXCHANGE TRD FD TR | 72,901 | $1.5B | 0.33% | |
| 43 | SBUXSTARBUCKS CORP | 24,499 | $1.4B | 0.30% | |
| 44 | MCHPMICROCHIP TECHNOLOGY INC | 15,415 | $1.4B | 0.29% | |
| 45 | VTVANGUARD INTL EQUITY INDEX F | 17,894 | $1.3B | 0.28% | |
| 46 | —CLAYMORE EXCHANGE TRD FD TR | 58,333 | $1.2B | 0.26% | |
| 47 | IVVISHARES TR | 4,447 | $1.2B | 0.26% | |
| 48 | —CLAYMORE EXCHANGE TRD FD TR | 53,707 | $1.1B | 0.24% | |
| 49 | BABOEING CO | 3,729 | $1.1B | 0.24% | |
| 50 | —VANECK VECTORS ETF TR | 42,306 | $1.0B | 0.22% | |
| 51 | RWRSPDR SERIES TRUST | 10,785 | $1.0B | 0.22% | |
| 52 | AGGISHARES TR | 8,980 | $982.0M | 0.21% | |
| 53 | IGSBISHARES TR | 9,020 | $943.0M | 0.20% | |
| 54 | —CLAYMORE EXCHANGE TRD FD TR | 38,646 | $942.0M | 0.20% | |
| 55 | DLSWISDOMTREE TR | 12,111 | $930.0M | 0.20% | |
| 56 | —CLAYMORE EXCHANGE TRD FD TR | 36,429 | $914.0M | 0.20% | |
| 57 | —CLAYMORE EXCHANGE TRD FD TR | 36,611 | $898.0M | 0.19% | |
| 58 | VUGVANGUARD INDEX FDS | 6,285 | $884.0M | 0.19% | |
| 59 | JNJJOHNSON & JOHNSON | 6,317 | $883.0M | 0.19% | |
| 60 | —CLAYMORE EXCHANGE TRD FD TR | 35,081 | $875.0M | 0.19% | |
| 61 | —CLAYMORE EXCHANGE TRD FD TR | 34,198 | $852.0M | 0.18% | |
| 62 | DEMWISDOMTREE TR | 18,736 | $850.0M | 0.18% | |
| 63 | NKENIKE INC | 12,729 | $796.0M | 0.17% | |
| 64 | IWCISHARES TR | 8,296 | $794.0M | 0.17% | |
| 65 | SPIBSPDR SERIES TRUST | 22,050 | $755.0M | 0.16% | |
| 66 | SPSBSPDR SERIES TRUST | 24,835 | $755.0M | 0.16% | |
| 67 | XOMEXXON MOBIL CORP | 8,925 | $746.0M | 0.16% | |
| 68 | MATWMATTHEWS INTL CORP | 13,806 | $729.0M | 0.16% | |
| 69 | AQLTISHARES TR | 10,784 | $713.0M | 0.15% | |
| 70 | IVEISHARES TR | 6,175 | $705.0M | 0.15% | |
| 71 | VIGVANGUARD SPECIALIZED FUNDS | 6,878 | $702.0M | 0.15% | |
| 72 | SCHCSCHWAB STRATEGIC TR | 18,805 | $689.0M | 0.15% | |
| 73 | SLYGSPDR SERIES TRUST | 3,000 | $682.0M | 0.15% | |
| 74 | COSTCOSTCO WHSL CORP NEW | 3,523 | $656.0M | 0.14% | |
| 75 | EFAISHARES TR | 9,119 | $641.0M | 0.14% | |
| 76 | BACBANK AMER CORP | 21,663 | $639.0M | 0.14% | |
| 77 | MOALTRIA GROUP INC | 8,592 | $614.0M | 0.13% | |
| 78 | USBUS BANCORP DEL | 11,317 | $606.0M | 0.13% | |
| 79 | TAT&T INC | 15,455 | $601.0M | 0.13% | |
| 80 | VWOVANGUARD INTL EQUITY INDEX F | 13,096 | $601.0M | 0.13% | |
| 81 | VBVANGUARD INDEX FDS | 4,023 | $595.0M | 0.13% | |
| 82 | GOOGALPHABET INC | 556 | $582.0M | 0.12% | |
| 83 | GEGENERAL ELECTRIC CO | 32,478 | $567.0M | 0.12% | |
| 84 | METAFACEBOOK INC | 3,187 | $562.0M | 0.12% | |
| 85 | GOOGLALPHABET INC | 529 | $557.0M | 0.12% | |
| 86 | BSVVANGUARD BD INDEX FD INC | 6,987 | $553.0M | 0.12% | |
| 87 | AMGNAMGEN INC | 3,112 | $541.0M | 0.12% | |
| 88 | IWMISHARES TR | 3,513 | $536.0M | 0.11% | |
| 89 | JPMJPMORGAN CHASE & CO | 4,652 | $497.0M | 0.11% | |
| 90 | FPFFIRST TR EXCH TRD ALPHA FD I | 17,444 | $487.0M | 0.10% | |
| 91 | DISDISNEY WALT CO | 4,481 | $482.0M | 0.10% | |
| 92 | EWXSPDR INDEX SHS FDS | 9,091 | $473.0M | 0.10% | |
| 93 | ORCLORACLE CORP | 9,844 | $465.0M | 0.10% | |
| 94 | HYSPIMCO ETF TR | 4,555 | $458.0M | 0.10% | |
| 95 | SCHFSCHWAB STRATEGIC TR | 13,185 | $449.0M | 0.10% | |
| 96 | SCHOSCHWAB STRATEGIC TR | 8,982 | $449.0M | 0.10% | |
| 97 | WPSISHARES TR | 10,720 | $423.0M | 0.09% | |
| 98 | FTSLFIRST TR EXCHANGE TRADED FD | 8,660 | $416.0M | 0.09% | |
| 99 | IJRISHARES TR | 5,215 | $401.0M | 0.09% | |
| 100 | IEIISHARES TR | 3,193 | $390.0M | 0.08% |
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