Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Q4 2018 Filing
Filed February 13, 2019
Portfolio Value
$588.7B
Holdings
197
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (197 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VCSHVANGUARD SCOTTSDALE FDS | 1,348,266 | $105.1B | 17.85% | |
| 2 | VCITVANGUARD SCOTTSDALE FDS | 773,096 | $64.1B | 10.88% | |
| 3 | VTIPVANGUARD MALVERN FDS | 1,110,293 | $53.2B | 9.04% | |
| 4 | SHYISHARES TR | 390,211 | $32.6B | 5.54% | |
| 5 | IEMGISHARES INC | 571,855 | $27.0B | 4.58% | |
| 6 | SJNKSPDR SER TR | 983,793 | $25.6B | 4.35% | |
| 7 | VNQVANGUARD INDEX FDS | 200,075 | $14.9B | 2.53% | |
| 8 | HYMBSPDR SERIES TRUST | 199,112 | $11.2B | 1.90% | |
| 9 | SHMSPDR SER TR | 221,770 | $10.7B | 1.81% | |
| 10 | SPYSPDR S&P 500 ETF TR | 39,580 | $9.9B | 1.68% | |
| 11 | VVVANGUARD INDEX FDS | 79,632 | $9.1B | 1.55% | |
| 12 | SCHXSCHWAB STRATEGIC TR | 143,358 | $8.6B | 1.45% | |
| 13 | MUBISHARES TR | 71,648 | $7.8B | 1.33% | |
| 14 | MSFTMICROSOFT CORP | 69,776 | $7.1B | 1.20% | |
| 15 | AMZNAMAZON COM INC | 4,198 | $6.3B | 1.07% | |
| 16 | USBUS BANCORP DEL | 131,143 | $6.0B | 1.02% | |
| 17 | XFEBFIRST TR EXCHANGE-TRADED FD | 333,532 | $6.0B | 1.02% | |
| 18 | SCHCSCHWAB STRATEGIC TR | 199,169 | $5.8B | 0.98% | |
| 19 | AAPLAPPLE INC | 36,472 | $5.8B | 0.98% | |
| 20 | VTIVANGUARD INDEX FDS | 41,688 | $5.3B | 0.90% | |
| 21 | IWCISHARES TR | 59,676 | $4.9B | 0.84% | |
| 22 | SCHZSCHWAB STRATEGIC TR | 95,517 | $4.8B | 0.82% | |
| 23 | FTSLFIRST TR EXCHANGE TRADED FD | 82,039 | $3.7B | 0.63% | |
| 24 | IQLTISHARES TR | 129,125 | $3.3B | 0.57% | |
| 25 | COMTISHARES US ETF TR | 103,880 | $3.2B | 0.54% | |
| 26 | VTVVANGUARD INDEX FDS | 31,959 | $3.1B | 0.53% | |
| 27 | VNQIVANGUARD INTL EQUITY INDEX F | 57,855 | $3.0B | 0.51% | |
| 28 | VSSVANGUARD INTL EQUITY INDEX F | 31,911 | $3.0B | 0.51% | |
| 29 | QUALISHARES TR | 39,170 | $3.0B | 0.51% | |
| 30 | VEAVANGUARD TAX MANAGED INTL FD | 73,760 | $2.7B | 0.46% | |
| 31 | SCHESCHWAB STRATEGIC TR | 111,323 | $2.6B | 0.44% | |
| 32 | FMUSDISHARES INC | 99,248 | $2.6B | 0.44% | |
| 33 | TIPISHARES TR | 23,484 | $2.6B | 0.44% | |
| 34 | SPSBSPDR SERIES TRUST | 84,750 | $2.6B | 0.43% | |
| 35 | CVXCHEVRON CORP NEW | 22,461 | $2.4B | 0.42% | |
| 36 | DLSWISDOMTREE TR | 40,471 | $2.4B | 0.41% | |
| 37 | —INVESCO EXCH TRD SLF IDX FD | 111,816 | $2.4B | 0.40% | |
| 38 | BSCKINVESCO EXCH TRD SLF IDX FD | 110,826 | $2.3B | 0.40% | |
| 39 | COSTCOSTCO WHSL CORP NEW | 11,345 | $2.3B | 0.39% | |
| 40 | VYMVANGUARD WHITEHALL FDS INC | 29,441 | $2.3B | 0.39% | |
| 41 | HYDVANECK VECTORS ETF TR | 36,444 | $2.2B | 0.38% | |
| 42 | EFVISHARES TR | 47,710 | $2.2B | 0.37% | |
| 43 | BSCLINVESCO EXCH TRD SLF IDX FD | 101,475 | $2.1B | 0.36% | |
| 44 | XOMEXXON MOBIL CORP | 30,477 | $2.1B | 0.35% | Put |
| 45 | BSCMUSDINVESCO EXCH TRD SLF IDX FD | 100,249 | $2.1B | 0.35% | |
| 46 | NDQINVESCO QQQ TR | 13,077 | $2.0B | 0.34% | |
| 47 | QQQINVESCO EXCH TRD SLF IDX FD | 98,165 | $2.0B | 0.34% | |
| 48 | TDYTELEDYNE TECHNOLOGIES INC | 9,088 | $1.9B | 0.32% | |
| 49 | BABOEING CO | 5,795 | $1.9B | 0.32% | |
| 50 | DWXSPDR INDEX SHS FDS | 48,618 | $1.7B | 0.29% | |
| 51 | BSCOINVESCO EXCH TRD SLF IDX FD | 82,533 | $1.6B | 0.28% | |
| 52 | —PS BUSINESS PKS INC CALIF | 12,345 | $1.6B | 0.27% | |
| 53 | SBUXSTARBUCKS CORP | 24,376 | $1.6B | 0.27% | |
| 54 | SCHPSCHWAB STRATEGIC TR | 28,980 | $1.5B | 0.26% | |
| 55 | INTCINTEL CORP | 31,709 | $1.5B | 0.25% | |
| 56 | SPIBSPDR SERIES TRUST | 43,779 | $1.4B | 0.25% | |
| 57 | SCZISHARES TR | 27,557 | $1.4B | 0.24% | |
| 58 | RWRSPDR SERIES TRUST | 16,163 | $1.4B | 0.24% | |
| 59 | JNJJOHNSON & JOHNSON | 10,686 | $1.4B | 0.23% | |
| 60 | VBVANGUARD INDEX FDS | 10,323 | $1.4B | 0.23% | |
| 61 | CACCAMDEN NATL CORP | 36,669 | $1.3B | 0.22% | |
| 62 | PGPROCTER AND GAMBLE CO | 13,897 | $1.3B | 0.22% | |
| 63 | DESWISDOMTREE TR | 50,134 | $1.2B | 0.21% | |
| 64 | VVISA INC | 9,241 | $1.2B | 0.21% | |
| 65 | VTVANGUARD INTL EQUITY INDEX F | 18,357 | $1.2B | 0.20% | |
| 66 | PFEPFIZER INC | 27,406 | $1.2B | 0.20% | |
| 67 | HDHOME DEPOT INC | 6,887 | $1.2B | 0.20% | |
| 68 | ROKROCKWELL AUTOMATION INC | 7,768 | $1.2B | 0.20% | |
| 69 | MCDMCDONALDS CORP | 6,478 | $1.1B | 0.20% | |
| 70 | SCHBSCHWAB STRATEGIC TR | 17,224 | $1.0B | 0.18% | |
| 71 | DISDISNEY WALT CO | 9,316 | $1.0B | 0.17% | |
| 72 | EMBISHARES TR | 9,681 | $1.0B | 0.17% | |
| 73 | ITMVANECK VECTORS ETF TR | 21,001 | $997.0M | 0.17% | |
| 74 | VWOVANGUARD INTL EQUITY INDEX F | 25,489 | $971.0M | 0.16% | |
| 75 | FPFFIRST TR EXCH TRD ALPHA FD I | 41,599 | $950.0M | 0.16% | |
| 76 | —INVESCO EXCH TRD SLF IDX FD | 39,654 | $937.0M | 0.16% | |
| 77 | VUGVANGUARD INDEX FDS | 6,971 | $936.0M | 0.16% | |
| 78 | VIGVANGUARD GROUP | 9,378 | $919.0M | 0.16% | |
| 79 | METAFACEBOOK INC | 6,863 | $900.0M | 0.15% | |
| 80 | IVVISHARES TR | 3,406 | $857.0M | 0.15% | |
| 81 | MCHPMICROCHIP TECHNOLOGY INC | 11,890 | $855.0M | 0.15% | |
| 82 | EWXSPDR INDEX SHS FDS | 20,841 | $854.0M | 0.15% | |
| 83 | IGSBISHARES TR | 16,400 | $847.0M | 0.14% | |
| 84 | BSVVANGUARD BD INDEX FD INC | 10,766 | $846.0M | 0.14% | |
| 85 | NKENIKE INC | 11,227 | $832.0M | 0.14% | |
| 86 | AMGNAMGEN INC | 4,273 | $832.0M | 0.14% | |
| 87 | NWNNORTHWEST NAT HLDG CO | 13,452 | $813.0M | 0.14% | |
| 88 | DEMWISDOMTREE TR | 19,907 | $799.0M | 0.14% | |
| 89 | BSJKINVESCO EXCH TRD SLF IDX FD | 33,666 | $789.0M | 0.13% | |
| 90 | AGGISHARES TR | 7,352 | $783.0M | 0.13% | |
| 91 | HYSPIMCO ETF TR | 8,160 | $776.0M | 0.13% | |
| 92 | BSJLINVESCO EXCH TRD SLF IDX FD | 32,728 | $774.0M | 0.13% | |
| 93 | IWBISHARES TR | 5,519 | $765.0M | 0.13% | |
| 94 | MRKMERCK & CO INC | 9,873 | $754.0M | 0.13% | |
| 95 | EWEDWARDS LIFESCIENCES CORP | 4,860 | $744.0M | 0.13% | |
| 96 | EFAISHARES TR | 12,660 | $744.0M | 0.13% | |
| 97 | BSJM1EURINVESCO EXCH TRD SLF IDX FD | 31,960 | $742.0M | 0.13% | |
| 98 | SPLKCHFSPLUNK INC | 6,993 | $733.0M | 0.12% | |
| 99 | PBPINVESCO EXCHANGE TRADED FD T | 36,200 | $715.0M | 0.12% | |
| 100 | MATWMATTHEWS INTL CORP | 17,506 | $711.0M | 0.12% |
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