Empyrean Capital Partners, LP Q2 2016 Filing

Filed August 15, 2016

Portfolio Value

$2.2B

Holdings

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (82 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	1,998,280	$418.6M	18.89%	Put
2	—E M C CORP MASS	5,346,220	$145.3M	6.56%
3	TAPMOLSON COORS BREWING CO	935,000	$94.6M	4.27%
4	IWMISHARES TR	814,700	$93.7M	4.23%	Put
5	—ITC HLDGS CORP	1,528,842	$71.6M	3.23%
6	SRGSERITAGE GROWTH PPTYS	1,383,111	$68.9M	3.11%
7	LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN	3,096,032	$67.7M	3.06%
8	HUMHUMANA INC	366,100	$65.9M	2.97%
9	ARMKARAMARK	1,772,303	$59.2M	2.67%
10	GDXVANECK VECTORS ETF TR	1,810,500	$50.2M	2.26%	Call
11	—STILLWATER MNG CO	42,532,000	$48.3M	2.18%
12	MDYSPDR S&P MIDCAP 400 ETF TR	173,345	$47.2M	2.13%
13	—POWERSHS DB US DOLLAR INDEX	1,881,500	$46.7M	2.11%	Call
14	LVLNSPDR SERIES TRUST	1,198,200	$46.0M	2.08%	Put
15	ISBCUSDINVESTORS BANCORP INC NEW	4,000,000	$44.3M	2.00%
16	CFGCITIZENS FINL GROUP INC	2,003,310	$40.0M	1.81%
17	TFSLTFS FINL CORP	2,315,000	$39.9M	1.80%
18	THSTREEHOUSE FOODS INC	385,000	$39.5M	1.78%
19	—CURRENCYSHS JAPANESE YEN TR	400,000	$37.4M	1.69%	Put
20	INVAINNOVIVA INC	3,345,566	$35.2M	1.59%
21	LSXMKUSDLIBERTY MEDIA CORP DELAWARE	1,006,831	$31.1M	1.40%
22	FXECURRENCYSHARES EURO TR	282,400	$30.5M	1.38%	Put
23	TXNTEXAS INSTRS INC	432,500	$27.1M	1.22%	Put
24	—ALTRA INDL MOTION CORP	21,700,000	$24.8M	1.12%
25	KRNYKEARNY FINL CORP MD	1,948,562	$24.5M	1.11%
26	—RITE AID CORP	3,115,387	$23.3M	1.05%
27	GQ9SPDR GOLD TRUST	182,400	$23.1M	1.04%	Call
28	—ALON USA ENERGY INC	26,500,000	$23.0M	1.04%
29	—DYNEGY INC NEW DEL	1,300,000	$22.4M	1.01%
30	WMBWILLIAMS COS INC DEL	1,000,000	$21.6M	0.98%
31	—BLACKBERRY LTD	19,605,000	$20.2M	0.91%
32	—RESTORATION HARDWARE HLDGS I	700,000	$20.1M	0.91%
33	TDCTERADATA CORP DEL	800,000	$20.1M	0.91%
34	LM03LIBERTY MEDIA CORP DELAWARE	628,000	$19.7M	0.89%
35	—CALAMP CORP	18,446,000	$17.1M	0.77%
36	—INTEGRATED DEVICE TECHNOLOGY	17,500,000	$17.0M	0.77%
37	ASMLASML HOLDING N V	159,700	$15.8M	0.72%	Put
38	—NEWPARK RES INC	16,426,000	$15.4M	0.70%
39	CATCATERPILLAR INC DEL	187,800	$14.2M	0.64%	Put
40	INTCINTEL CORP	431,000	$14.1M	0.64%	Put
41	—ENDO INTL PLC	900,000	$14.0M	0.63%
42	HHYATT HOTELS CORP	274,254	$13.5M	0.61%
43	NIHDEURNII HLDGS INC	4,007,912	$12.7M	0.58%
44	—PANDORA MEDIA INC	1,000,000	$12.4M	0.56%
45	—SMART & FINAL STORES INC	830,069	$12.4M	0.56%
46	NGNOVAGOLD RES INC	1,917,623	$11.7M	0.53%
47	—MENTOR GRAPHICS CORP	10,000,000	$11.0M	0.50%
48	ATKRATKORE INTL GROUP INC	650,000	$10.4M	0.47%
49	—MONSANTO CO NEW	100,000	$10.3M	0.47%
50	—PHOTRONICS INC	7,788,000	$8.6M	0.39%
51	—GLOBAL EAGLE ENTMT INC	10,000,000	$7.4M	0.33%
52	HN9HANESBRANDS INC	294,100	$7.4M	0.33%	Put
53	—NORTHSTAR ASSET MGMT GROUP I	700,000	$7.1M	0.32%
54	—AEGEAN MARINE PETE NETWORK I	8,500,000	$6.8M	0.31%
55	—ECLIPSE RES CORP	1,700,000	$5.7M	0.26%
56	HOGHARLEY DAVIDSON INC	123,400	$5.6M	0.25%	Put
57	AWMSKYWORKS SOLUTIONS INC	84,000	$5.3M	0.24%	Put
58	—TIVO INC	536,539	$5.3M	0.24%
59	—CARRIAGE SVCS INC	4,277,000	$5.0M	0.23%
60	SWN1EURSOUTHWESTERN ENERGY CO	400,000	$5.0M	0.23%
61	FWONALIBERTY MEDIA CORP DELAWARE	251,704	$4.8M	0.22%
62	SOYSUNOPTA INC	1,000,000	$4.2M	0.19%
63	ADSKAUTODESK INC	76,400	$4.1M	0.19%	Put
64	OSG1EUROVERSEAS SHIPHOLDING GROUP I	366,665	$4.1M	0.19%
65	—INTERACTIVE INTELLIGENCE GRO	3,950,000	$3.8M	0.17%
66	CCEPCOCA COLA EUROPEAN PARTNERS	100,000	$3.6M	0.16%
67	—INVENSENSE INC	3,500,000	$3.3M	0.15%
68	—REPLIGEN CORP	3,000,000	$3.3M	0.15%
69	—AVID TECHNOLOGY INC	4,500,000	$3.0M	0.14%
70	—BROADSOFT INC	2,480,000	$2.9M	0.13%
71	—COLUMBIA PIPELINE GROUP INC	100,000	$2.5M	0.12%
72	BATRKUSDLIBERTY MEDIA CORP DELAWARE	172,822	$2.5M	0.11%
73	LM05LIBERTY MEDIA CORP DELAWARE	131,997	$2.5M	0.11%
74	—MCEWEN MNG INC	553,437	$2.1M	0.10%
75	ENVAENOVA INTL INC	264,185	$1.9M	0.09%
76	UALUNITED CONTL HLDGS INC	30,000	$1.2M	0.06%
77	—BOSTON PRIVATE FINL HLDGS IN	223,853	$1.2M	0.05%
78	BATRAUSDLIBERTY MEDIA CORP DELAWARE	52,795	$794K	0.04%
79	—INVENSENSE INC	27,300	$167K	0.01%	Call
80	—MANITOWOC INC	16,092	$88K	0.00%
81	—GARNERO GROUP ACQUISITION CO	336,685	$30K	0.00%
82	—GARNERO GROUP ACQUISITION CO	76,989	$3K	0.00%