FIRST FOUNDATION ADVISORS Q1 2017 Filing
Filed May 5, 2017
Portfolio Value
$1.6T
Holdings
313
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (313 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | BGTBlackrock Floating Rate Income | 12,908 | $184.0M | 0.01% | |
| 302 | GLADUSDGladstone Capital Corp | 12,701 | $121.0M | 0.01% | |
| 303 | NATNordic American Tankers LTD | 11,000 | $90.0M | 0.01% | |
| 304 | —Neuberger Berman Real Estate S | 15,771 | $84.0M | 0.01% | |
| 305 | —Penn West Petroleum Ltd | 46,000 | $78.0M | 0.00% | |
| 306 | —Medley Capital Corp. | 10,000 | $77.0M | 0.00% | |
| 307 | —Allianzgi Convertible & Income | 11,760 | $71.0M | 0.00% | |
| 308 | —Fifth Street Finance Corp | 15,000 | $69.0M | 0.00% | |
| 309 | —Tanzanian Royalty Exploration | 117,371 | $51.0M | 0.00% | |
| 310 | —Kcap Finl Inc Com | 12,000 | $49.0M | 0.00% | |
| 311 | EGOEldorado Gold Corp | 11,330 | $39.0M | 0.00% | |
| 312 | —Contravir Pharmaceuticals Inc | 10,000 | $18.0M | 0.00% | |
| 313 | —Citi A Warrants Exp 01/04/19 | 18,985 | $3.0M | 0.00% |
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