FIRST FOUNDATION ADVISORS Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$1.9T
Holdings
329
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (329 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | CATCaterpillar Inc | 1,341 | $211.0M | 0.01% | |
| 302 | EWEdwards Lifesciences Corp | 1,873 | $211.0M | 0.01% | |
| 303 | —Vanguard Short Term Corporate | 2,606 | $207.0M | 0.01% | |
| 304 | PBPUSDPowershares S&P 500 Buywrite P | 9,641 | $207.0M | 0.01% | |
| 305 | —ALPS Alerian MLP ETF | 18,948 | $204.0M | 0.01% | |
| 306 | —CYS Investments Inc | 25,000 | $201.0M | 0.01% | |
| 307 | LUVSouthwest Airlines Co | 3,067 | $201.0M | 0.01% | |
| 308 | EDConsolidated Edison Inc | 2,355 | $200.0M | 0.01% | |
| 309 | —Blackrock Muniyield CA Insured | 13,165 | $193.0M | 0.01% | |
| 310 | BGTBlackrock Floating Rate Income | 12,908 | $180.0M | 0.01% | |
| 311 | NEANuveen Floating Rate Income Op | 13,805 | $157.0M | 0.01% | |
| 312 | —Nuveen Intermediate Duration Q | 11,228 | $145.0M | 0.01% | |
| 313 | —TICC Capital Corp | 25,126 | $144.0M | 0.01% | |
| 314 | EVSBEaton Vance Risk-Managed Diver | 12,000 | $116.0M | 0.01% | |
| 315 | —Pacific Mercantile Bancorp | 12,568 | $110.0M | 0.01% | |
| 316 | —Calamos Global Dynamic Income | 10,000 | $91.0M | 0.00% | |
| 317 | —Neuberger Berman Real Estate S | 15,771 | $87.0M | 0.00% | |
| 318 | —Allianzgi Convertible & Income | 11,760 | $73.0M | 0.00% | |
| 319 | —Oaktree Specialty Lending Corp | 15,000 | $73.0M | 0.00% | |
| 320 | —Just Energy Group Inc Com | 15,000 | $64.0M | 0.00% | |
| 321 | —MYnd Analytics Inc | 16,000 | $54.0M | 0.00% | |
| 322 | —Medley Capital Corp | 10,000 | $52.0M | 0.00% | |
| 323 | —Genius Brands International | 15,525 | $42.0M | 0.00% | |
| 324 | —KCAP Financial Inc | 12,000 | $41.0M | 0.00% | |
| 325 | U6ZUranium Energy Corp | 19,000 | $34.0M | 0.00% | |
| 326 | —Tanzanian Royalty Exploration | 117,371 | $33.0M | 0.00% | |
| 327 | —Citi A Warrants Exp 01/04/19 | 18,985 | $19.0M | 0.00% | |
| 328 | EGOEldorado Gold Corp | 11,330 | $16.0M | 0.00% | |
| 329 | —Contravir Pharmaceuticals Inc | 10,000 | $4.0M | 0.00% |
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