GOLDMAN SACHS GROUP INC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$396.5M

Holdings

5,229

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (5,229 positions)

#	Stock	Shares	Value	% Portfolio	Type
3701	EZAISHARES INC	27,168	$1.3M	0.34%
3702	—7GC & CO HOLDINGS INC	135,500	$1.3M	0.34%
3703	LAC1EURLITHIUM AMERS CORP NEW	83,426	$1.3M	0.34%
3704	PASGPASSAGE BIO INC	76,418	$1.3M	0.34%
3705	NSTBNORTHERN STAR INVSTMNT CORP	133,481	$1.3M	0.34%
3706	—POEMA GLOBAL HOLDINGS CORP	133,176	$1.3M	0.34%
3707	—ENVIRONMENTAL IMPACT ACQU CO	137,400	$1.3M	0.34%
3708	—AG MTG INVT TR INC	330,043	$1.3M	0.34%
3709	SDCCQSMILEDIRECTCLUB INC	128,925	$1.3M	0.34%
3710	—CLASS ACCELERATION CORP	137,512	$1.3M	0.33%
3711	APLTAPPLIED THERAPEUTICS INC	70,658	$1.3M	0.33%
3712	OOMAOOMA INC	83,466	$1.3M	0.33%
3713	GYRECATALYST BIOSCIENCES INC	262,371	$1.3M	0.33%
3714	—MARLIN BUSINESS SVCS CORP	96,949	$1.3M	0.33%
3715	RDVYFIRST TR EXCHANGE-TRADED FD	29,043	$1.3M	0.33%
3716	JOUTJOHNSON OUTDOORS INC	9,232	$1.3M	0.33%
3717	TBHCKIRKLANDS INC	46,741	$1.3M	0.33%
3718	CMTLCOMTECH TELECOMMUNICATIONS C	52,815	$1.3M	0.33%
3719	CHTRCHARTER COMMUNICATIONS INC N	941,593	$1.3M	0.33%	Put
3720	—FORTISTAR SUSTAINABLE SOL CO	134,700	$1.3M	0.33%
3721	FDMOFIDELITY COVINGTON TRUST	29,133	$1.3M	0.33%
3722	VSTMVERASTEM INC	526,309	$1.3M	0.33%
3723	TRCTEJON RANCH CO	77,668	$1.3M	0.33%
3724	—GTT COMMUNICATIONS INC	710,520	$1.3M	0.33%
3725	TAROTARO PHARMACEUTICAL INDS LTD	17,581	$1.3M	0.33%
3726	UDOWPROSHARES TR	10,100	$1.3M	0.33%
3727	ASPNASPEN AEROGELS INC	63,668	$1.3M	0.33%
3728	—VISTAS MEDIA ACQUISITION CO	130,690	$1.3M	0.33%
3729	ACTGACACIA RESH CORP	194,417	$1.3M	0.33%
3730	—SEVEN OAKS ACQUISITION CORP	132,526	$1.3M	0.33%
3731	MLABMESA LABS INC	5,292	$1.3M	0.33%
3732	—VY GLOBAL GROWTH	127,252	$1.3M	0.32%
3733	—ALASKA COMMUNICATIONS SYS GR	396,230	$1.3M	0.32%
3734	AEVAAEVA TECHNOLOGIES INC	110,646	$1.3M	0.32%
3735	SPUSTIDAL ETF TR	48,866	$1.3M	0.32%
3736	RBCAAREPUBLIC BANCORP INC KY	28,934	$1.3M	0.32%
3737	CMLSCUMULUS MEDIA INC	140,452	$1.3M	0.32%
3738	PUMPPROPETRO HLDG CORP	119,925	$1.3M	0.32%
3739	—PUXIN LTD	319,569	$1.3M	0.32%
3740	XETYXEATON VANCE TAX-MANAGED DIVE	100,000	$1.3M	0.32%
3741	RADIGUSDRADIUS GLOBAL INFRASTRCTRE I	86,782	$1.3M	0.32%
3742	YORWYORK WTR CO	26,012	$1.3M	0.32%
3743	VUZIVUZIX CORP	50,011	$1.3M	0.32%
3744	MGTXMEIRAGTX HLDGS PLC	88,189	$1.3M	0.32%
3745	RDWRRADWARE LTD	48,626	$1.3M	0.32%
3746	—ARLINGTON ASSET INVST CORP	314,082	$1.3M	0.32%
3747	—JACK CREEK INVESTMENT CORP	127,713	$1.3M	0.32%
3748	SLYGSPDR SER TR	14,671	$1.3M	0.32%
3749	CIVBCIVISTA BANCSHARES INC	54,924	$1.3M	0.32%
3750	TCRTZIOPHARM ONCOLOGY INC	350,169	$1.3M	0.32%
3751	—RICE ACQUISITION CORP	850,000	$1.3M	0.32%
3752	KOPNKOPIN CORP	119,792	$1.3M	0.32%
3753	LGLVSPDR SER TR	10,000	$1.3M	0.32%
3754	KROKRONOS WORLDWIDE INC	81,560	$1.2M	0.31%
3755	PUCKGOAL ACQUISITIONS CORP	129,469	$1.2M	0.31%
3756	VNLAJANUS DETROIT STR TR	24,803	$1.2M	0.31%
3757	FTXOFIRST TR EXCHANGE-TRADED FD	39,893	$1.2M	0.31%
3758	—BRIGHT SCHOLAR ED HLDGS LTD	214,313	$1.2M	0.31%
3759	—SILVER CREST ACQUISITION COR	125,001	$1.2M	0.31%
3760	—ONCORUS INC	87,951	$1.2M	0.31%
3761	HIMXHIMAX TECHNOLOGIES INC	89,176	$1.2M	0.31%
3762	LITGLOBAL X FDS	20,808	$1.2M	0.31%
3763	DCOMDIME CMNTY BANCSHARES INC	40,311	$1.2M	0.31%
3764	—STRATIM CLOUD ACQUISITION CO	121,300	$1.2M	0.31%
3765	—GREENSKY INC	195,761	$1.2M	0.31%
3766	SIMOSILICON MOTION TECHNOLOGY CO	20,412	$1.2M	0.31%
3767	BFSSAUL CTRS INC	30,183	$1.2M	0.31%
3768	FNDBSCHWAB STRATEGIC TR	23,554	$1.2M	0.30%
3769	BWBABCOCK & WILCOX ENTERPRISES	127,507	$1.2M	0.30%
3770	—ROMEO POWER INC	144,922	$1.2M	0.30%
3771	ADTNEURADTRAN INC	72,155	$1.2M	0.30%
3772	—MOUNTAIN CREST ACQUSTN CORP	117,400	$1.2M	0.30%
3773	HLIOHELIOS TECHNOLOGIES INC	16,418	$1.2M	0.30%
3774	EPIEURESSA PHARMA INC	40,991	$1.2M	0.30%
3775	RBBNRIBBON COMMUNICATIONS INC	145,052	$1.2M	0.30%
3776	QQQMINVESCO EXCH TRADED FD TR II	9,048	$1.2M	0.30%
3777	VTWGVANGUARD SCOTTSDALE FDS	5,415	$1.2M	0.30%
3778	NSSCNAPCO SEC TECHNOLOGIES INC	33,972	$1.2M	0.30%
3779	CGBDTCG BDC INC	89,562	$1.2M	0.30%
3780	—ARDAGH GROUP S A	46,405	$1.2M	0.30%
3781	QQQINVESCO ACTIVELY MANAGED ETF	20,940	$1.2M	0.30%
3782	DYT1DYNEX CAP INC	62,194	$1.2M	0.30%
3783	FVAVFORTRESS VALUE ACQUIS CORP I	119,109	$1.2M	0.30%
3784	AQMSEURAQUA METALS INC	290,500	$1.2M	0.30%
3785	—AZURE PWR GLOBAL LTD	43,262	$1.2M	0.30%
3786	EQBKEQUITY BANCSHARES INC	42,853	$1.2M	0.30%
3787	—MCAFEE CORP	51,598	$1.2M	0.30%
3788	VRSUSDVERSO CORP	80,119	$1.2M	0.29%
3789	—INFRA AND ENERGY ALTRNTIVE I	343,006	$1.2M	0.29%
3790	—SEAPORT GLOBAL ACQUISITN COR	118,000	$1.2M	0.29%
3791	CTOCTO REALTY GROWTH INC	22,216	$1.2M	0.29%
3792	—METROMILE INC	111,920	$1.2M	0.29%
3793	SMBCSOUTHERN MO BANCORP INC	29,197	$1.2M	0.29%
3794	FREEWHOLE EARTH BRANDS INC	88,118	$1.1M	0.29%
3795	CN4CONNS INC	59,105	$1.1M	0.29%
3796	ILFISHARES TR	41,631	$1.1M	0.29%
3797	ONEOSPDR SER TR	12,268	$1.1M	0.29%
3798	PZAINVESCO EXCH TRADED FD TR II	42,855	$1.1M	0.29%
3799	—SCION TECH GROWTH I	113,954	$1.1M	0.29%
3800	MCBMETROPOLITAN BK HLDG CORP	22,702	$1.1M	0.29%

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