GOLDMAN SACHS GROUP INC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$408.3M

Holdings

4,254

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (4,254 positions)

#	Stock	Shares	Value	% Portfolio	Type
2801	—DBV TECHNOLOGIES S A	58,974	$2.5M	0.61%
2802	UGAUNITED STS GASOLINE FD LP	88,859	$2.5M	0.61%	Put
2803	BAKBRASKEM S A	93,531	$2.5M	0.61%
2804	SNEURSANCHEZ ENERGY CORP	518,583	$2.5M	0.61%
2805	UEICUNIVERSAL ELECTRS INC	39,401	$2.5M	0.61%
2806	—ARDAGH GROUP S A	116,654	$2.5M	0.61%
2807	SFBSSERVISFIRST BANCSHARES INC	64,079	$2.5M	0.61%
2808	CLDTCHATHAM LODGING TR	116,741	$2.5M	0.61%
2809	AHHARMADA HOFFLER PPTYS INC	179,793	$2.5M	0.61%
2810	ICHRICHOR HOLDINGS	91,960	$2.5M	0.60%
2811	—ENGILITY HLDGS INC NEW	70,736	$2.5M	0.60%
2812	—COLONY CAP INC	2,443,000	$2.5M	0.60%
2813	—ABEONA THERAPEUTICS INC	143,625	$2.4M	0.60%
2814	EUSAISHARES INC	46,557	$2.4M	0.60%
2815	LCNBLCNB CORP	116,535	$2.4M	0.60%
2816	—POWERSHARES ETF TRUST	59,100	$2.4M	0.60%
2817	FSPFRANKLIN STREET PPTYS CORP	229,653	$2.4M	0.60%
2818	FXLFIRST TR EXCHANGE TRADED FD	50,815	$2.4M	0.60%
2819	SSYSSTRATASYS LTD	105,379	$2.4M	0.60%	Put
2820	DIVGLOBAL X FDS	95,340	$2.4M	0.60%
2821	—POWERSHARES ETF TRUST	51,360	$2.4M	0.60%
2822	BF/ABROWN FORMAN CORP	43,415	$2.4M	0.59%
2823	XTLSPDR SERIES TRUST	34,649	$2.4M	0.59%
2824	AZZAZZ INC	49,529	$2.4M	0.59%
2825	IMGNEURIMMUNOGEN INC	314,670	$2.4M	0.59%	Put
2826	PGTIUSDPGT INNOVATIONS INC	160,717	$2.4M	0.59%
2827	—NEW YORK REIT INC	305,561	$2.4M	0.59%
2828	SIDCOMPANHIA SIDERURGICA NACION	808,746	$2.4M	0.59%	Put
2829	MG1MGE ENERGY INC	36,960	$2.4M	0.58%
2830	NHCNATIONAL HEALTHCARE CORP	38,154	$2.4M	0.58%
2831	—ELECTRO SCIENTIFIC INDS	171,302	$2.4M	0.58%
2832	ISTBISHARES TR	47,399	$2.4M	0.58%
2833	—ENDOLOGIX INC	533,437	$2.4M	0.58%	Put
2834	—CAREER EDUCATION CORP	228,774	$2.4M	0.58%	Call
2835	—WORKDAY INC	1,816,000	$2.4M	0.58%
2836	LMATLEMAITRE VASCULAR INC	63,245	$2.4M	0.58%
2837	—NEW MTN FIN CORP	2,282,000	$2.4M	0.58%
2838	AYRAIRCASTLE LTD	105,359	$2.3M	0.58%
2839	VRAVERA BRADLEY INC	266,409	$2.3M	0.57%
2840	IYFISHARES TR	20,882	$2.3M	0.57%
2841	—GARDNER DENVER HLDGS INC	85,033	$2.3M	0.57%
2842	ZGZILLOW GROUP INC	58,090	$2.3M	0.57%	Put
2843	—GCP APPLIED TECHNOLOGIES INC	75,928	$2.3M	0.57%
2844	—TALLGRASS ENERGY GP LP	82,298	$2.3M	0.57%
2845	—WINS FIN HLDGS INC	11,001	$2.3M	0.57%
2846	—LYDALL INC DEL	40,315	$2.3M	0.57%
2847	—ARES CAP CORP	2,259,000	$2.3M	0.57%
2848	—CARE COM INC	144,927	$2.3M	0.56%
2849	NMFCNEW MTN FIN CORP	161,407	$2.3M	0.56%
2850	TSEMTOWER SEMICONDUCTOR LTD	74,672	$2.3M	0.56%
2851	PSECPROSPECT CAPITAL CORPORATION	340,614	$2.3M	0.56%
2852	DXPEDXP ENTERPRISES INC NEW	72,513	$2.3M	0.56%
2853	BSFAANI PHARMACEUTICALS INC	43,466	$2.3M	0.56%
2854	STWD 4.55 03/01/18STARWOOD PPTY TR INC	2,147,000	$2.3M	0.56%
2855	EVBGEUREVERBRIDGE INC	85,842	$2.3M	0.56%
2856	SBSISOUTHSIDE BANCSHARES INC	62,327	$2.3M	0.55%
2857	COWNEURCOWEN INC	126,743	$2.3M	0.55%
2858	PWVPOWERSHARES ETF TRUST	57,951	$2.3M	0.55%
2859	—RYDEX ETF TRUST	18,338	$2.2M	0.55%
2860	—THERAPEUTICSMD INC	423,719	$2.2M	0.55%	Put
2861	—POWERSHARES ETF TRUST	17,830	$2.2M	0.55%
2862	—SPIRIT RLTY CAP INC NEW	2,227,000	$2.2M	0.55%
2863	WSRWHITESTONE REIT	170,993	$2.2M	0.55%
2864	—MYOKARDIA INC	52,006	$2.2M	0.55%
2865	—STRAYER ED INC	25,451	$2.2M	0.54%	Put
2866	LIONFIDELITY SOUTHERN CORP NEW	93,705	$2.2M	0.54%
2867	FDEFUSDFIRST DEFIANCE FINL CORP	42,145	$2.2M	0.54%
2868	RWTREDWOOD TR INC	135,733	$2.2M	0.54%
2869	PGFPOWERSHARES ETF TRUST	116,421	$2.2M	0.54%
2870	—NUSTAR GP HOLDINGS LLC	100,258	$2.2M	0.54%
2871	IYEISHARES TR	58,855	$2.2M	0.54%
2872	—PROVIDENCE SVC CORP	40,720	$2.2M	0.54%
2873	XXYCROSS CTRY HEALTHCARE INC	154,557	$2.2M	0.54%
2874	EWNISHARES INC	70,069	$2.2M	0.54%
2875	FSVFIRSTSERVICE CORP NEW	33,447	$2.2M	0.54%
2876	TGHTEXTAINER GROUP HOLDINGS LTD	127,982	$2.2M	0.54%	Put
2877	AMSWAUSDAMERICAN SOFTWARE INC	193,105	$2.2M	0.54%
2878	MCRIMONARCH CASINO & RESORT INC	55,264	$2.2M	0.53%
2879	ASTEASTEC INDS INC	38,950	$2.2M	0.53%
2880	—UNION BANKSHARES CORP NEW	61,806	$2.2M	0.53%
2881	HAMHARMONY GOLD MNG LTD	1,192,568	$2.2M	0.53%	Put
2882	—CALITHERA BIOSCIENCES INC	138,491	$2.2M	0.53%
2883	COHUCOHU INC	91,348	$2.2M	0.53%
2884	LNNLINDSAY CORP	23,663	$2.2M	0.53%
2885	DBJPDBX ETF TR	53,460	$2.2M	0.53%
2886	UHTUNIVERSAL HEALTH RLTY INCM T	28,606	$2.2M	0.53%
2887	—ACACIA COMMUNICATIONS INC	45,835	$2.2M	0.53%
2888	VOTVANGUARD INDEX FDS	17,664	$2.2M	0.53%
2889	—ELDORADO RESORTS INC	83,787	$2.1M	0.53%
2890	—RYDEX ETF TRUST	21,461	$2.1M	0.53%
2891	—DEPOMED INC	370,717	$2.1M	0.53%
2892	SNDSMART SAND INC	315,732	$2.1M	0.52%
2893	—WISDOMTREE TR	82,100	$2.1M	0.52%
2894	TRTOOTSIE ROLL INDS INC	56,184	$2.1M	0.52%
2895	—ORITANI FINL CORP DEL	127,008	$2.1M	0.52%
2896	CRAICRA INTL INC	51,958	$2.1M	0.52%
2897	—MULTI COLOR CORP	25,986	$2.1M	0.52%
2898	SKYYFIRST TR EXCHANGE TRADED FD	50,717	$2.1M	0.52%
2899	CRREURCARBO CERAMICS INC	245,073	$2.1M	0.52%	Put
2900	TRQEURTURQUOISE HILL RES LTD	682,609	$2.1M	0.52%

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