GOLDMAN SACHS GROUP INC Q3 2021 Filing

Filed November 10, 2021

Portfolio Value

$473.0M

Holdings

5,343

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (5,343 positions)

#	Stock	Shares	Value	% Portfolio	Type
4101	ORICORIC PHARMACEUTICALS INC	40,421	$845K	0.18%
4102	FPIFARMLAND PARTNERS INC	70,494	$845K	0.18%
4103	TKNOALPHA TEKNOVA INC	33,965	$845K	0.18%
4104	CBNKCAPITAL BANCORP INC MD	35,032	$843K	0.18%
4105	AIVLWISDOMTREE TR	8,923	$839K	0.18%
4106	TMOTHERMO FISHER SCIENTIFIC INC	1,467,011	$838K	0.18%	Put
4107	AMNBUSDAMERICAN NATL BANKSHARES INC	25,296	$836K	0.18%
4108	HTGCHERCULES CAPITAL INC	50,179	$833K	0.18%
4109	PARPAR TECHNOLOGY CORP	13,528	$832K	0.18%
4110	—GROUP NINE ACQUISITION CORP	85,140	$829K	0.18%
4111	BURBURFORD CAP LTD	75,362	$828K	0.18%
4112	—CBRE ACQUISITION HLDGS INC	83,143	$826K	0.17%
4113	FTCSFIRST TR EXCHANGE-TRADED FD	10,984	$822K	0.17%
4114	—DYNAMICS SPECIAL PURPOSE COR	82,495	$820K	0.17%
4115	SQLVLEGG MASON ETF INVT TR	21,550	$817K	0.17%
4116	—ROSS ACQUISITION CORP II	82,000	$817K	0.17%
4117	FVAVFORTRESS VALUE ACQUISI CORP	83,747	$816K	0.17%
4118	—SUSTAINABLE DEVELP ACQU I CO	83,650	$816K	0.17%
4119	—EDOC ACQUISITION CORP	80,300	$814K	0.17%
4120	EFCELLINGTON FINANCIAL INC	44,374	$812K	0.17%
4121	EFTRWEFFECTOR THERAPEUTICS INC	507,784	$812K	0.17%
4122	DSGNDESIGN THERAPEUTICS INC	55,134	$810K	0.17%
4123	TECBISHARES TR	19,691	$809K	0.17%
4124	—CYBEROPTICS CORP	22,734	$809K	0.17%
4125	ATHAATHIRA PHARMA INC	86,033	$807K	0.17%
4126	IEURISHARES TR	14,400	$807K	0.17%
4127	VMOINVESCO MUN OPPORTUNITY TR	58,746	$804K	0.17%
4128	TCRTZIOPHARM ONCOLOGY INC	441,895	$804K	0.17%
4129	GNTYUSDGUARANTY BANCSHARES INC TEX	22,375	$802K	0.17%
4130	MEIPUSDMEI PHARMA INC	290,201	$801K	0.17%
4131	RFPUSDRESOLUTE FST PRODS INC	67,263	$800K	0.17%
4132	FTXOFIRST TR EXCHANGE-TRADED FD	24,432	$797K	0.17%
4133	—ITIQUIRA ACQUISITION CORP	81,753	$797K	0.17%
4134	XMLVINVESCO EXCH TRADED FD TR II	15,149	$796K	0.17%
4135	LEVGQTHE LION ELECTRIC COMPANY	63,044	$796K	0.17%
4136	ATLCATLANTICUS HOLDINGS CORP	14,924	$792K	0.17%
4137	BHRBRAEMAR HOTELS & RESORTS INC	163,196	$792K	0.17%
4138	NGVCNATURAL GROCERS BY VITAMIN C	70,531	$791K	0.17%
4139	CVLGCOVENANT LOGISTICS GROUP INC	28,533	$789K	0.17%
4140	RPGINVESCO EXCHANGE TRADED FD T	4,100	$789K	0.17%
4141	AVDAMERICAN VANGUARD CORP	52,180	$785K	0.17%
4142	EZPWEZCORP INC	103,687	$785K	0.17%
4143	SYBTSTOCK YDS BANCORP INC	13,391	$785K	0.17%
4144	—ATHLON ACQUISITION CORP	78,000	$782K	0.17%
4145	Z 2.75 05/15/25ZILLOW GROUP INC	500,000	$778K	0.16%
4146	FVAVFORTRESS VALUE ACQUIS CORP I	79,755	$778K	0.16%
4147	HOODROBINHOOD MKTS INC	18,408	$775K	0.16%	Put
4148	FLLFULL HSE RESORTS INC	72,975	$775K	0.16%
4149	SEERSEER INC	22,336	$771K	0.16%
4150	INCEFRANKLIN TEMPLETON ETF TR	16,499	$770K	0.16%
4151	—AGRIFY CORP	41,516	$770K	0.16%
4152	—FREYR BATTERY	77,910	$769K	0.16%
4153	—L CATTERTON ASIA ACQUISITION	77,100	$766K	0.16%
4154	SLDBSOLID BIOSCIENCES INC	320,445	$766K	0.16%
4155	GCMGGCM GROSVENOR INC	66,355	$765K	0.16%
4156	NSSCNAPCO SEC TECHNOLOGIES INC	17,709	$763K	0.16%
4157	YORWYORK WTR CO	17,461	$763K	0.16%
4158	—KLUDEIN I ACQUISITION CORP	77,170	$761K	0.16%
4159	EDOWFIRST TR EXCHANGE TRADED FD	25,314	$759K	0.16%
4160	AIRRFIRST TR EXCHANGE-TRADED FD	18,467	$757K	0.16%
4161	—FORTRESS BIOTECH INC	234,923	$757K	0.16%
4162	BILSPDR SER TR	8,253	$755K	0.16%
4163	—CASTLIGHT HEALTH INC	479,174	$752K	0.16%
4164	DRIOEURDARIOHEALTH CORP	55,016	$751K	0.16%
4165	PNQIINVESCO EXCHANGE TRADED FD T	3,150	$751K	0.16%
4166	—EMLES TR	25,000	$742K	0.16%
4167	APREAPREA THERAPEUTICS INC	144,758	$740K	0.16%
4168	DMLPDORCHESTER MINERALS LP	38,611	$740K	0.16%
4169	NBSTNEWBURY STREET ACQUISITN COR	76,000	$739K	0.16%
4170	SVMSILVERCORP METALS INC	193,345	$737K	0.16%
4171	OLKOLINK HLDG AB	30,366	$736K	0.16%
4172	XBITXBIOTECH INC	56,757	$735K	0.16%
4173	PVACUSDPENN VA CORP	27,506	$734K	0.16%
4174	DGIIDIGI INTL INC	34,872	$733K	0.15%
4175	VSECVSE CORP	15,202	$732K	0.15%
4176	CGENCOMPUGEN LTD	122,636	$732K	0.15%
4177	CUROEURCURO GROUP HOLDINGS CORP	42,063	$729K	0.15%
4178	—COLONNADE ACQUISITION CORP I	75,000	$728K	0.15%
4179	FRBAFIRST BK WILLIAMSTOWN NEW JE	51,633	$728K	0.15%
4180	GEVOGEVO INC	109,451	$727K	0.15%
4181	AKAFETF SER SOLUTIONS	21,029	$727K	0.15%
4182	GSEUGOLDMAN SACHS ETF TR	20,403	$726K	0.15%
4183	VALQAMERICAN CENTY ETF TR	14,825	$726K	0.15%
4184	EESWISDOMTREE TR	15,029	$726K	0.15%
4185	MRUSMERUS N V	32,972	$725K	0.15%
4186	—ONCORUS INC	77,611	$725K	0.15%
4187	—ARLINGTON ASSET INVST CORP	195,633	$724K	0.15%
4188	SCHFSCHWAB STRATEGIC TR	18,688	$723K	0.15%
4189	ACREARES COML REAL ESTATE CORP	47,726	$719K	0.15%
4190	JILLJ JILL INC	41,238	$717K	0.15%
4191	INFIQINFINITY PHARMACEUTICALS INC	209,403	$716K	0.15%
4192	—HEALTHCARE SERVICES ACQU COR	72,000	$714K	0.15%
4193	—BENESSERE CAPITAL ACQUSTN CO	70,960	$713K	0.15%
4194	ATNIATN INTL INC	15,197	$712K	0.15%
4195	RLGTRADIANT LOGISTICS INC	110,759	$708K	0.15%
4196	HURCHURCO CO	21,897	$707K	0.15%
4197	CTSOCYTOSORBENTS CORP	87,050	$707K	0.15%
4198	ARRUSDARMOUR RESIDENTIAL REIT INC	65,324	$704K	0.15%
4199	MORTVANECK ETF TRUST	36,991	$704K	0.15%
4200	BFINUSDBANKFINANCIAL CORP	61,178	$702K	0.15%

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