GOLDMAN SACHS GROUP INC Q3 2021 Filing

Filed November 10, 2021

Portfolio Value

$473.0M

Holdings

5,343

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (5,343 positions)

#	Stock	Shares	Value	% Portfolio
5201	ASLNASLAN PHARMACEUTICALS LTD	29,235	$52K	0.01%
5202	—ATHLON ACQUISITION CORP	73,447	$51K	0.01%
5203	—AYRO INC	15,034	$51K	0.01%
5204	—ACELRX PHARMACEUTICALS INC	48,665	$50K	0.01%
5205	—HUMANCO ACQUISITION CORP	50,243	$50K	0.01%
5206	QSEQUANS COMMUNICATIONS S A	11,426	$50K	0.01%
5207	NYMXFNYMOX PHARMACEUTICAL CORP	24,381	$50K	0.01%
5208	FUE1FUEL TECH INC	27,952	$49K	0.01%
5209	—AGROFRESH SOLUTIONS INC	22,518	$49K	0.01%
5210	—WESTERN ASSET MTG CAP CORP	18,736	$49K	0.01%
5211	—SANDBRIDGE X2 CORP	66,170	$49K	0.01%
5212	—HEALTHCARE CAPITAL CORP	70,333	$49K	0.01%
5213	—HUDSON EXECUTIVE INVS CORP I	50,000	$48K	0.01%
5214	—MEDIWOUND LTD	14,504	$48K	0.01%
5215	—TLG ACQUISITION ONE CORP	84,782	$48K	0.01%
5216	OLAORLA MNG LTD NEW	14,500	$48K	0.01%
5217	CEPUCENTRAL PUERTO S A	15,259	$47K	0.01%
5218	—PRIVETERRA ACQUISITION CORP	79,384	$46K	0.01%
5219	KRMDREPRO MED SYS INC	16,208	$46K	0.01%
5220	—LEVERE HOLDINGS CORP	53,971	$46K	0.01%
5221	VIAV 1 03/01/24VIAVI SOLUTIONS INC	35,000	$46K	0.01%
5222	—NEW VISTA ACQUISITION CORP	65,233	$46K	0.01%
5223	—FAST ACQUISITION CORP II	50,000	$46K	0.01%
5224	—ELOXX PHARMACEUTICALS INC	27,588	$45K	0.01%
5225	—NUCANA PLC	17,455	$45K	0.01%
5226	—D AND Z MEDIA ACQUISITION CO	70,637	$45K	0.01%
5227	—GOLDEN STAR RES LTD CDA	18,378	$44K	0.01%
5228	—1847 GOEDEKER INC	14,049	$44K	0.01%
5229	LQDALIQUIDIA CORPORATION	15,683	$43K	0.01%
5230	—POEMA GLOBAL HOLDINGS CORP	48,050	$43K	0.01%
5231	LN5LANNET INC	14,429	$43K	0.01%
5232	TCONTRACON PHARMACEUTICALS INC	10,755	$42K	0.01%
5233	ARCARC DOCUMENT SOLUTIONS INC	14,215	$42K	0.01%
5234	—SECOND SIGHT MED PRODS INC	54,247	$42K	0.01%
5235	RNG 0 03/01/25RINGCENTRAL INC	43,000	$42K	0.01%
5236	—JIANPU TECHNOLOGY INC	28,551	$42K	0.01%
5237	—KAIROS ACQUISITION CORP	71,940	$42K	0.01%
5238	—MCAP ACQUISITION CORP	37,913	$41K	0.01%
5239	—ISLEWORTH HEALTHCARE ACQU CO	75,452	$41K	0.01%
5240	—EXICURE INC	33,974	$41K	0.01%
5241	—PWP FORWARD ACQUISITION CORP	49,990	$41K	0.01%
5242	—IDERA PHARMACEUTICALS INC	39,326	$41K	0.01%
5243	NVRNVR INC	8,484	$41K	0.01%
5244	—PHOENIX NEW MEDIA LTD	30,993	$40K	0.01%
5245	—BROADSCALE ACQUISITION CORP	52,864	$40K	0.01%
5246	—ALJ REGL HLDGS INC	38,207	$40K	0.01%
5247	TOCAEURFORTE BIOSCIENCES INC	13,034	$39K	0.01%
5248	—LIONHEART ACQUISITION CORP I	45,400	$39K	0.01%
5249	—CALYXT INC	11,670	$39K	0.01%
5250	—CF ACQUISITION CORP VI	48,426	$39K	0.01%
5251	—EVO ACQUISITION CORP	69,328	$39K	0.01%
5252	CABOCABLE ONE INC	21,390	$39K	0.01%
5253	GOLDGOLDMINING INC	32,600	$38K	0.01%
5254	—ATLAS CREST INVESTMENT CORP	43,317	$37K	0.01%
5255	—VTV THERAPEUTICS INC	24,118	$37K	0.01%
5256	RWT 4.75 08/15/23REDWOOD TR INC	35,000	$36K	0.01%
5257	—SUMMIT HEALTHCRE ACQUISTN CO	42,328	$36K	0.01%
5258	PSEC 6.375 03/01/25PROSPECT CAP CORP	32,000	$35K	0.01%
5259	—PONTEM CORPORATION	48,656	$35K	0.01%
5260	—MARRONE BIO INNOVATIONS INC	39,270	$35K	0.01%
5261	—TYME TECHNOLOGIES INC	34,074	$35K	0.01%
5262	—ALTITUDE ACQUISITION CORP	50,041	$34K	0.01%
5263	—NOBLE ROCK ACQUISITION CORP	49,184	$34K	0.01%
5264	—ALTIMAR ACQUISITION CORP III	32,803	$34K	0.01%
5265	MIGAMICROSTRATEGY INC	57,424	$33K	0.01%
5266	—AEA-BRIDGES IMPACT CORP	50,486	$33K	0.01%
5267	—TZP STRATEGIES ACQUISTN CORP	52,814	$33K	0.01%
5268	—DELWINDS INS ACQUISITION COR	50,002	$33K	0.01%
5269	—NOVUS CAPITAL CORPORATION II	30,245	$33K	0.01%
5270	—TAILWIND INTERNATNAL ACQ COR	53,473	$33K	0.01%
5271	—BLUESCAPE OPPORTUNITIES ACQU	32,349	$33K	0.01%
5272	—AKERNA CORP	11,599	$33K	0.01%
5273	—AKERNA CORP	60,300	$32K	0.01%
5274	—TASTEMAKER ACQUISITION CORP	50,000	$32K	0.01%
5275	—TRIVAGO N V	12,957	$32K	0.01%
5276	WRNWESTERN COPPER & GOLD CORP	20,800	$31K	0.01%
5277	—EJF ACQUISITION CORP	18,943	$31K	0.01%
5278	CPTKWCROWN PROPTECH ACQUISITIONS	57,812	$30K	0.01%
5279	VECO 2.7 01/15/23VEECO INSTRS INC DEL	30,000	$30K	0.01%
5280	—HUDSON EXECUTIVE INVES III	34,265	$28K	0.01%
5281	—RIBBIT LEAP LTD	20,521	$28K	0.01%
5282	—RECHARGE ACQUISITION CORP	41,765	$27K	0.01%
5283	—NORTHERN STAR INVEST CORP II	27,558	$27K	0.01%
5284	PACXWPIONEER MERGER CORP	23,503	$26K	0.01%
5285	—PERIDOT ACQUISITION CORP II	32,243	$26K	0.01%
5286	SOSSOS LIMITED	12,180	$26K	0.01%
5287	—WARBURG PINCUS CAPTAL CORP I	28,445	$26K	0.01%
5288	CGCTCARTESIAN GROWTH CORP	24,296	$26K	0.01%
5289	YUSDALLEGHANY CORP MD	39,791	$25K	0.01%
5290	—THUNDER BRIDGE CAP PRTNRS II	31,624	$24K	0.01%
5291	—SOC TELEMED INC	10,771	$24K	0.01%
5292	—GLASS HOUSES ACQUISITION COR	34,100	$24K	0.01%
5293	—PRIMAVERA CAPITAL ACQUIST CO	27,331	$23K	0.00%
5294	—SUSTAINABLE DEVELP ACQU I CO	31,635	$22K	0.00%
5295	IRABTRIBE CAPITAL GROWTH CORP I	23,749	$22K	0.00%
5296	—GAMING & HOSPITALITY ACQU CO	31,050	$22K	0.00%
5297	—NORTHERN STAR INVEST CORP IV	24,766	$22K	0.00%
5298	—TIMBER PHARMACEUTICALS INC	24,176	$22K	0.00%
5299	—DIGITAL ALLY INC	18,296	$22K	0.00%
5300	—FINSERV ACQUISITION CORP II	25,000	$22K	0.00%

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