GOLDMAN SACHS GROUP INC Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$353.6M

Holdings

4,436

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (4,436 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	AAVEURADVANTAGE OIL & GAS LTD	89,232	$603K	0.17%	Put
3402	—FIDELITY NATIONAL FINANCIAL	44,024	$603K	0.17%
3403	SLRCSOLAR CAP LTD	28,934	$602K	0.17%
3404	—SPDR INDEX SHS FDS	29,150	$602K	0.17%
3405	NWPXNORTHWEST PIPE CO	34,931	$602K	0.17%
3406	MMLPMARTIN MIDSTREAM PRTNRS L P	32,707	$600K	0.17%
3407	CTBICOMMUNITY TR BANCORP INC	12,037	$597K	0.17%
3408	—COLUCID PHARMACEUTICALS INC	16,404	$597K	0.17%
3409	—PARK ELECTROCHEMICAL CORP	32,014	$597K	0.17%
3410	JRVRJAMES RIV GROUP LTD	14,333	$596K	0.17%
3411	—STEIN MART INC	108,008	$592K	0.17%
3412	—PDVWIRELESS INC	26,268	$592K	0.17%
3413	VLUEISHARES TR	8,418	$591K	0.17%
3414	—POWERSHARES ETF TRUST	22,558	$591K	0.17%
3415	RFPUSDRESOLUTE FST PRODS INC	110,079	$589K	0.17%	Put
3416	—BLUEKNIGHT ENERGY PARTNERS L	85,852	$588K	0.17%
3417	—TIDEWATER INC	172,520	$588K	0.17%	Put
3418	EWZSISHARES TR	53,600	$588K	0.17%
3419	ACLSAXCELIS TECHNOLOGIES INC	40,304	$587K	0.17%	Call
3420	—HOUSTON WIRE & CABLE CO	90,340	$587K	0.17%
3421	CARVCARVER BANCORP INC	181,033	$584K	0.17%
3422	IYCISHARES TR	3,861	$583K	0.16%
3423	—VIACOM INC NEW	15,030	$579K	0.16%
3424	EVBGEUREVERBRIDGE INC	31,318	$578K	0.16%
3425	NERVGBPMINERVA NEUROSCIENCES INC	49,133	$577K	0.16%
3426	RUBIEURRUBICON PROJ INC	77,450	$575K	0.16%	Call
3427	GBTUSDGLOBAL BLOOD THERAPEUTICS IN	39,650	$573K	0.16%
3428	—ADVISORSHARES TR	19,525	$572K	0.16%
3429	—SEASPAN CORP	62,411	$570K	0.16%
3430	WTBAWEST BANCORPORATION INC	23,076	$570K	0.16%
3431	—MAINSOURCE FINANCIAL GP INC	16,529	$569K	0.16%
3432	—NUVECTRA CORP	112,709	$567K	0.16%
3433	ONCBEIGENE LTD	18,680	$567K	0.16%
3434	BSETBASSETT FURNITURE INDS INC	18,633	$566K	0.16%
3435	—APPLIED GENETIC TECHNOL CORP	60,482	$566K	0.16%
3436	—LORAL SPACE & COMMUNICATNS I	13,760	$565K	0.16%
3437	PWVUSDPOWERSHARES ETF TRUST	16,739	$564K	0.16%
3438	—OMNOVA SOLUTIONS INC	56,416	$564K	0.16%
3439	GLINVANECK VECTORS ETF TR	13,810	$563K	0.16%
3440	—VIVUS INC	488,707	$562K	0.16%	Put
3441	NHCNATIONAL HEALTHCARE CORP	7,412	$562K	0.16%
3442	—CONTROL4 CORP	55,125	$562K	0.16%
3443	MKLMARKEL CORP	51,120	$562K	0.16%
3444	PSTGPURE STORAGE INC	49,625	$561K	0.16%
3445	—BITAUTO HLDGS LTD	29,639	$561K	0.16%	Call
3446	JEF 3.875 11/01/29JEFFERIES GROUP INC NEW	555,000	$561K	0.16%
3447	FIZZNATIONAL BEVERAGE CORP	10,986	$561K	0.16%
3448	HCCIUSDHERITAGE CRYSTAL CLEAN INC	35,686	$560K	0.16%
3449	—CHARTER FINL CORP MD	33,487	$559K	0.16%
3450	MBUUMALIBU BOATS INC	29,294	$559K	0.16%	Call
3451	ASCARDMORE SHIPPING CORP	75,485	$559K	0.16%
3452	CN4CONNS INC	44,068	$558K	0.16%	Put
3453	EHTHEHEALTH INC	52,433	$558K	0.16%	Put
3454	RDNTRADNET INC	86,422	$557K	0.16%
3455	—PRIMO WTR CORP	45,237	$556K	0.16%
3456	—UNITED CMNTY FINL CORP OHIO	62,205	$556K	0.16%
3457	XPROFRANKS INTL N V	45,107	$555K	0.16%
3458	COLLCOLLEGIUM PHARMACEUTICAL INC	35,646	$555K	0.16%
3459	CIVBCIVISTA BANCSHARES INC	28,393	$552K	0.16%
3460	—IMMUNOMEDICS INC	150,126	$551K	0.16%
3461	REZISHARES TR	8,885	$551K	0.16%
3462	ATATLANTIC PWR CORP	219,273	$549K	0.16%
3463	TPLUSDTEXAS PAC LD TR	1,851	$549K	0.16%
3464	—AMEC FOSTER WHEELER PLC	95,954	$548K	0.15%
3465	—ASCENT CAP GROUP INC	33,731	$548K	0.15%
3466	—POWERSHARES ETF TR II	29,081	$546K	0.15%
3467	FDEFUSDFIRST DEFIANCE FINL CORP	10,677	$542K	0.15%
3468	—EXONE CO	58,092	$542K	0.15%	Put
3469	GOROGOLD RESOURCE CORP	124,266	$541K	0.15%
3470	HOFTHOOKER FURNITURE CORP	14,266	$541K	0.15%
3471	PLOWDOUGLAS DYNAMICS INC	16,068	$541K	0.15%
3472	IRTCIRHYTHM TECHNOLOGIES INC	17,989	$540K	0.15%
3473	REVEURREVLON INC	18,386	$536K	0.15%
3474	VONGVANGUARD SCOTTSDALE FDS	4,962	$534K	0.15%
3475	—ARALEZ PHARMACEUTICALS INC	121,140	$534K	0.15%
3476	SRISTONERIDGE INC	30,014	$531K	0.15%
3477	AZOAUTOZONE INC	264,467	$530K	0.15%	Put
3478	—AU OPTRONICS CORP	149,522	$529K	0.15%
3479	FLWS1 800 FLOWERS COM	49,436	$529K	0.15%
3480	MGMISTRAS GROUP INC	20,556	$528K	0.15%
3481	HZN1USDHORIZON GLOBAL CORP	21,973	$527K	0.15%
3482	JHXJAMES HARDIE INDS PLC	33,080	$526K	0.15%
3483	—MICRON TECHNOLOGY INC	250,000	$525K	0.15%
3484	AQLTISHARES TR	10,294	$524K	0.15%
3485	ARCARC DOCUMENT SOLUTIONS INC	103,190	$524K	0.15%
3486	TUR*ISHARES INC	16,150	$524K	0.15%
3487	—UBS AG JERSEY BRH	18,402	$523K	0.15%
3488	—WEST MARINE INC	49,719	$521K	0.15%
3489	—NAVIDEA BIOPHARMACEUTICALS I	816,726	$521K	0.15%
3490	—CALAMOS ASSET MGMT INC	60,697	$519K	0.15%
3491	—PANHANDLE OIL AND GAS INC	22,025	$519K	0.15%
3492	—ROCKET FUEL INC	302,169	$517K	0.15%	Put
3493	GXGUSDGLOBAL X FDS	56,614	$516K	0.15%
3494	FHLCFIDELITY	15,684	$516K	0.15%
3495	—PROSHARES TR II	13,276	$515K	0.15%	Put
3496	SPUSDSP PLUS CORP	18,261	$514K	0.15%
3497	—LIVE NATION ENTERTAINMENT IN	482,000	$514K	0.15%
3498	—REGULUS THERAPEUTICS INC	228,485	$514K	0.15%
3499	—PARKER DRILLING CO	197,510	$513K	0.15%
3500	—RYDEX ETF TRUST	7,009	$512K	0.14%

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