GUGGENHEIM CAPITAL LLC Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$41.0B

Holdings

2,779

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (2,779 positions)

StockValue
HLITHARMONIC INC
$65K
CTIC1USDCTI BIOPHARMA CORP
$64K
NENOBLE CORP PLC
$64K
ADVENT CLAY CONV SEC INC FD
$64K
EAGLE BULK SHIPPING INC
$64K
TNDMTANDEM DIABETES CARE INC
$62K
TTITETRA TECHNOLOGIES INC DEL
$61K
ZIX CORP
$61K
HC2 HLDGS INC
$61K
CPRXCATALYST PHARMACEUTICALS INC
$59K
MMTMFS MULTIMARKET INCOME TR
$58K
COGENTIX MED INC
$56K
BLKCHFBLACKROCK INC
$55K
ARQULE INC
$54K
KOPNKOPIN CORP
$53K
HDSNHUDSON TECHNOLOGIES INC
$53K
U6ZURANIUM ENERGY CORP
$52K
VKTXVIKING THERAPEUTICS INC
$52K
XNROXNEUBERGER BERMAN RE ES SEC F
$52K
LILIS ENERGY INC
$50K
SCYXEURSCYNEXIS INC
$48K
PALATIN TECHNOLOGIES INC
$47K
CASI PHARMACEUTICALS INC
$46K
SENS1GBPSENSEONICS HLDGS INC
$46K
CORINDUS VASCULAR ROBOTICS I
$43K
NEW YORK & CO INC
$40K
PACIFIC ETHANOL INC
$38K
IMMUNE DESIGN CORP
$37K
CASTLE BRANDS INC
$37K
LUNALUNA INNOVATIONS
$36K
MARRONE BIO INNOVATIONS INC
$36K
PPHMEURAVID BIOSERVICES INC
$35K
FUELCELL ENERGY INC
$33K
VSTMVERASTEM INC
$33K
PFMTUSDPERFORMANT FINL CORP
$31K
QUICKLOGIC CORP
$31K
LRAD CORP
$30K
SIERRA ONCOLOGY INC
$30K
LEE1EURLEE ENTERPRISES INC
$30K
180 DEGREE CAP CORP
$28K
INFIQINFINITY PHARMACEUTICALS INC
$28K
PACIFIC COAST OIL TR
$28K
DXLGDESTINATION XL GROUP INC
$27K
UQM TECHNOLOGIES INC
$26K
MEIPUSDMEI PHARMA INC
$25K
ACELRX PHARMACEUTICALS INC
$23K
WIDEPOINT CORP
$23K
THESTREET INC
$23K
MVISMICROVISION INC DEL
$23K
ALASKA COMMUNICATIONS SYS GR
$22K
PROTALIX BIOTHERAPEUTICS INC
$22K
INSGEURINSEEGO CORP
$22K
STEEL CONNECT INC
$21K
TREVENA INC
$21K
NOG1EURNORTHERN OIL & GAS INC NEV
$20K
SECOND SIGHT MED PRODS INC
$20K
REGULUS THERAPEUTICS INC
$19K
VERUEURVERU INC
$19K
FSBCFIVE STAR SENIOR LIVING INC
$18K
RUBIEURRUBICON PROJ INC
$18K
EGYVAALCO ENERGY INC
$18K
CAPSTONE TURBINE CORP
$18K
ALIMERA SCIENCES INC
$17K
MTNBEURMATINAS BIOPHARMA HLDGS INC
$16K
SENOMYX INC
$15K
CAS MED SYS INC
$15K
TORCHLIGHT ENERGY RES INC
$14K
YUSDALLEGHANY CORP DEL
$13K
GENOCEA BIOSCIENCES INC
$13K
CDTI ADVANCED MATLS INC
$11K
INODINNODATA INC
$11K
OESXUSDORION ENERGY SYSTEMS INC
$10K
OVASCIENCE INC
$9K
MICROBOT MED INC
$8K
RADISYS CORP
$7K
HGTXUHUGOTON RTY TR TEX
$7K
BAC 7.25 PERP LBANK AMER CORP
$3K
WFC 7.5 PERP LWELLS FARGO CO NEW
$3K
GHCGRAHAM HLDGS CO
$2K
PreviousPage 28 of 28