GUGGENHEIM CAPITAL LLC Q1 2023 Filing

Filed May 11, 2023

Portfolio Value

$11.9B

Holdings

1,907

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (1,907 positions)

#	Stock	Shares	Value	% Portfolio
1001	TDTORONTO DOMINION BK ONT	17,741	$1.1M	0.01%
1002	SSFSENSIENT TECHNOLOGIES CORP	26,673	$1.1M	0.01%
1003	IM8NINSMED INC	62,837	$1.1M	0.01%
1004	DRHDIAMONDROCK HOSPITALITY CO	176,762	$1.1M	0.01%
1005	EPREPR PPTYS	28,621	$1.1M	0.01%
1006	ARWRARROWHEAD PHARMACEUTICALS IN	46,973	$1.1M	0.01%
1007	TTELUS CORPORATION	52,967	$1.1M	0.01%
1008	UMCUNITED MICROELECTRONICS CORP	119,946	$1.0M	0.01%
1009	DIODDIODES INC	12,247	$1.0M	0.01%
1010	TGTXTG THERAPEUTICS INC	69,586	$1.0M	0.01%
1011	ACHCACADIA HEALTHCARE COMPANY IN	14,482	$1.0M	0.01%
1012	HASHASBRO INC	19,482	$1.0M	0.01%
1013	NCZVIRTUS CONVERTIBLE & INC FD	454,914	$1.0M	0.01%
1014	CDECOEUR MNG INC	345,966	$1.0M	0.01%
1015	GSKGSK PLC	29,178	$1.0M	0.01%
1016	KBHKB HOME	34,210	$1.0M	0.01%
1017	DINOHF SINCLAIR CORP	38,410	$1.0M	0.01%
1018	RAMPLIVERAMP HLDGS INC	64,200	$1.0M	0.01%
1019	XGDVXGABELLI DIVID & INCOME TR	49,755	$1.0M	0.01%
1020	AZPN1USDASPEN TECHNOLOGY INC	7,919	$1.0M	0.01%
1021	JHGJANUS HENDERSON GROUP PLC	38,626	$1.0M	0.01%
1022	JJACOBS SOLUTIONS INC	8,764	$1.0M	0.01%
1023	XGLQXCLOUGH GLOBAL EQUITY FD	190,485	$1.0M	0.01%
1024	MKSIMKS INSTRS INC	12,811	$1.0M	0.01%
1025	OSKOSHKOSH CORP	22,037	$1.0M	0.01%
1026	ECFELLSWORTH GROWTH & INCOME FD	213,025	$1.0M	0.01%
1027	—CLEARBRIDGE MLP AND MIDSTRM	50,406	$1.0M	0.01%
1028	AVAAVISTA CORP	24,111	$1.0M	0.01%
1029	CLFCLEVELAND-CLIFFS INC NEW	68,404	$1.0M	0.01%
1030	CRCCANADIAN NAT RES LTD	18,493	$1.0M	0.01%
1031	XHRXENIA HOTELS & RESORTS INC	110,665	$1.0M	0.01%
1032	WIWWESTERN AST INFL LKD OPP & I	111,694	$1.0M	0.01%
1033	VLTINVESCO HIGH INCOME TR II	98,459	$1.0M	0.01%
1034	WEAWESTERN ASSET PREMIER BD FD	156,769	$1.0M	0.01%
1035	—FIRST TR ENERGY INCOME & GRO	91,775	$1.0M	0.01%
1036	MRTXEURMIRATI THERAPEUTICS INC	27,438	$1.0M	0.01%
1037	LTCLTC PPTYS INC	35,892	$1.0M	0.01%
1038	—NEUBERGER BRMAN CLIFRN MUNI	105,007	$1.0M	0.01%
1039	PDTHANCOCK JOHN PREM DIVID FD	115,010	$1.0M	0.01%
1040	CEVEATON VANCE CALIF MUN INCOM	159,819	$1.0M	0.01%
1041	CWEN/ACLEARWAY ENERGY INC	48,080	$1.0M	0.01%
1042	DMOWESTERN ASSET MTG DEFINED OP	148,219	$1.0M	0.01%
1043	—AFFIMED N V	22,172	$1.0M	0.01%
1044	ROLROLLINS INC	27,050	$1.0M	0.01%
1045	BLDRBUILDERS FIRSTSOURCE INC	19,845	$1.0M	0.01%
1046	BPBP PLC	47,971	$1.0M	0.01%
1047	TWOU2U INC	174,057	$1.0M	0.01%
1048	PDCOEURPATTERSON COS INC	37,791	$1.0M	0.01%
1049	CHTCHUNGHWA TELECOM CO LTD	30,334	$1.0M	0.01%
1050	PTIP T TELEKOMUNIKASI INDONESIA	59,830	$1.0M	0.01%
1051	SQMSOCIEDAD QUIMICA Y MINERA DE	21,941	$1.0M	0.01%
1052	DFPFLAHERTY & CRUMRINE DYNAMIC	61,955	$1.0M	0.01%
1053	MUJBLACKROCK MUNIHLDGS NJ QLTY	141,537	$1.0M	0.01%
1054	NGNOVAGOLD RES INC	282,047	$1.0M	0.01%
1055	THCTENET HEALTHCARE CORP	16,993	$1.0M	0.01%
1056	ETOEATON VANCE TAX-ADVANTAGED G	50,702	$1.0M	0.01%
1057	PLUNPLUG POWER INC	86,146	$1.0M	0.01%
1058	CASSCASS INFORMATION SYS INC	27,838	$1.0M	0.01%
1059	XPHDXPIONEER FLOATING RATE FUND I	174,954	$1.0M	0.01%
1060	ITCIEURINTRA-CELLULAR THERAPIES INC	18,602	$1.0M	0.01%
1061	MUCBLACKROCK MUNIHOLDINGS QUALI	109,833	$1.0M	0.01%
1062	VFLDELAWARE INVTS NATL MUN INCO	128,325	$1.0M	0.01%
1063	IHDVOYA EMERGING MKTS HIGH DIVI	272,530	$1.0M	0.01%
1064	NBHNEUBERGER BERMAN MUN FD INC	149,614	$1.0M	0.01%
1065	NIMNUVEEN SELECT MAT MUN FD	193,525	$1.0M	0.01%
1066	JOUTJOHNSON OUTDOORS INC	17,538	$1.0M	0.01%
1067	PNIPIMCO NEW YORK MUN FD II	242,145	$1.0M	0.01%
1068	CCCHEMOURS CO	33,607	$1.0M	0.01%
1069	EVFEATON VANCE SR INCOME TR	331,536	$1.0M	0.01%
1070	VVRINVESCO SR INCOME TR	534,372	$1.0M	0.01%
1071	PORPORTLAND GEN ELEC CO	20,539	$1.0M	0.01%
1072	GLOCLOUGH GLOBAL OPPORTUNITIES	370,306	$1.0M	0.01%
1073	TEITEMPLETON EMERGING MKTS INCO	265,571	$1.0M	0.01%
1074	QSIQUANTUM SI INC	617,074	$1.0M	0.01%
1075	CATYCATHAY GEN BANCORP	39,003	$1.0M	0.01%
1076	BUDANHEUSER BUSCH INBEV SA/NV	27,044	$1.0M	0.01%
1077	PULSPGIM ETF TR	24,079	$1.0M	0.01%
1078	SUSUNCOR ENERGY INC NEW	32,460	$1.0M	0.01%
1079	NTESNETEASE INC	12,687	$1.0M	0.01%
1080	MCNMADISON COVERED CALL & EQUIT	151,003	$1.0M	0.01%
1081	MGYMAGNOLIA OIL & GAS CORP	46,734	$1.0M	0.01%
1082	WIPSPDR SER TR	26,669	$1.0M	0.01%
1083	SWN1EURSOUTHWESTERN ENERGY CO	309,521	$1.0M	0.01%
1084	CIGCIA ENERGETICA DE MINAS GERA	675,476	$1.0M	0.01%
1085	LBTYBLIBERTY GLOBAL PLC	53,433	$1.0M	0.01%
1086	CELHCELSIUS HLDGS INC	13,964	$1.0M	0.01%
1087	OLNOLIN CORP	34,624	$1.0M	0.01%
1088	MQ8MAG SILVER CORP	119,379	$1.0M	0.01%
1089	XBISPDR SER TR	20,991	$1.0M	0.01%
1090	OPHTEURIVERIC BIO INC	56,460	$1.0M	0.01%
1091	CCEPCOCA-COLA EUROPACIFIC PARTNE	24,364	$1.0M	0.01%
1092	AYIACUITY BRANDS INC	6,819	$1.0M	0.01%
1093	CNXCNX RES CORP	117,439	$1.0M	0.01%
1094	NMINUVEEN MUN INCOME FD INC	174,583	$1.0M	0.01%
1095	GGGGRACO INC	16,205	$1.0M	0.01%
1096	ARWARROW ELECTRS INC	11,493	$1.0M	0.01%
1097	BDCBELDEN INC	18,468	$1.0M	0.01%
1098	DBLDOUBLELINE OPPORTUNISTIC CR	74,057	$1.0M	0.01%
1099	JBSSSANFILIPPO JOHN B & SON INC	12,317	$1.0M	0.01%
1100	SESEA LTD	14,513	$1.0M	0.01%

PreviousPage 11 of 20Next