GUGGENHEIM CAPITAL LLC Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$12.9B

Holdings

1,866

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (1,866 positions)

#	Stock	Shares	Value	% Portfolio
1001	NYCBEURNEW YORK CMNTY BANCORP INC	149,549	$1.5M	0.01%
1002	WEPMAGELLAN MIDSTREAM PRTNRS LP	35,271	$1.5M	0.01%
1003	PXDEURPIONEER NAT RES CO	15,530	$1.5M	0.01%
1004	TPVGTRIPLEPOINT VENTURE GROWTH B	147,015	$1.5M	0.01%
1005	SVMSILVERCORP METALS INC	280,796	$1.5M	0.01%
1006	AMEAMETEK INC	16,839	$1.5M	0.01%
1007	LXPUSDLEXINGTON REALTY TRUST	142,583	$1.5M	0.01%
1008	AWNADVANCE AUTO PARTS INC	10,533	$1.5M	0.01%
1009	NLYEURANNALY CAPITAL MANAGEMENT IN	228,653	$1.5M	0.01%
1010	SNYSANOFI	29,277	$1.5M	0.01%
1011	UGIUGI CORP NEW	46,917	$1.5M	0.01%
1012	HQHTEKLA HEALTHCARE INVS	69,821	$1.5M	0.01%
1013	DOXAMDOCS LTD	24,444	$1.5M	0.01%
1014	BWGBRANDYWINEGBL GLBAL INM OPRT	128,857	$1.5M	0.01%
1015	HYIWESTERN ASSET HIGH YIELD DEF	105,805	$1.5M	0.01%
1016	SIVBEURSVB FINANCIAL GROUP	6,846	$1.5M	0.01%
1017	PCTYPAYLOCITY HLDG CORP	10,101	$1.5M	0.01%
1018	ABMDEURABIOMED INC	6,088	$1.5M	0.01%
1019	—BLACKROCK NY MUNI INC QLTY T	110,933	$1.5M	0.01%
1020	GNRCGENERAC HLDGS INC	12,000	$1.5M	0.01%
1021	BUWABIO RAD LABS INC	3,234	$1.5M	0.01%
1022	IGIWESTERN ASSET INVT GRADE DEF	67,231	$1.5M	0.01%
1023	HXLHEXCEL CORP NEW	32,055	$1.4M	0.01%
1024	ESNTESSENT GROUP LTD	39,942	$1.4M	0.01%
1025	AJRDEURAEROJET ROCKETDYNE HLDGS INC	36,502	$1.4M	0.01%
1026	CHRWC H ROBINSON WORLDWIDE INC	18,301	$1.4M	0.01%
1027	LDPCOHEN & STEERS LTD DURATION	64,253	$1.4M	0.01%
1028	WBKWESTPAC BANKING CORP	115,573	$1.4M	0.01%
1029	BYNDBEYOND MEAT INC	10,777	$1.4M	0.01%
1030	BGRBLACKROCK ENERGY & RES TR	199,415	$1.4M	0.01%
1031	BUDANHEUSER BUSCH INBEV SA/NV	29,163	$1.4M	0.01%
1032	BWXTBWX TECHNOLOGIES INC	25,311	$1.4M	0.01%
1033	XXHYBXXNEW AMER HIGH INCOME FD INC	183,589	$1.4M	0.01%
1034	NWLNEWELL BRANDS INC	89,946	$1.4M	0.01%
1035	AZNASTRAZENECA PLC	26,837	$1.4M	0.01%
1036	PIIPOLARIS INC	15,317	$1.4M	0.01%
1037	WABFWESTERN ASSET MUN PARTNERS F	100,188	$1.4M	0.01%
1038	PHIPLDT INC	58,045	$1.4M	0.01%
1039	CHTCHUNGHWA TELECOM CO LTD	35,952	$1.4M	0.01%
1040	AEGAEGON N V	480,765	$1.4M	0.01%
1041	CMCANADIAN IMP BK COMM	21,084	$1.4M	0.01%
1042	NWENORTHWESTERN CORP	25,903	$1.4M	0.01%
1043	MHKMOHAWK INDS INC	13,871	$1.4M	0.01%
1044	ZTRVIRTUS TOTAL RETURN FUND INC	171,915	$1.4M	0.01%
1045	GCVGABELLI CONV&INCOM SECS FD I	274,598	$1.4M	0.01%
1046	KRCKILROY RLTY CORP	23,924	$1.4M	0.01%
1047	PAIWESTERN ASSET INVESTMENT GRA	93,260	$1.4M	0.01%
1048	RNRRENAISSANCERE HOLDINGS LTD	8,165	$1.4M	0.01%
1049	BKBANK NEW YORK MELLON CORP	36,100	$1.4M	0.01%
1050	HBC2HSBC HLDGS PLC	59,746	$1.4M	0.01%
1051	—TORTOISE PWR & ENERGY INFRAS	153,916	$1.4M	0.01%
1052	TNDMTANDEM DIABETES CARE INC	14,011	$1.4M	0.01%
1053	—NIELSEN HLDGS PLC	93,295	$1.4M	0.01%
1054	—NATIONAL INSTRS CORP	35,668	$1.4M	0.01%
1055	—SALIENT MIDSTREAM & MLP FD	333,688	$1.4M	0.01%
1056	NOVEURNATIONAL OILWELL VARCO INC	112,393	$1.4M	0.01%
1057	SABRSABRE CORP	170,792	$1.4M	0.01%
1058	PGFINVESCO EXCHANGE TRADED FD T	76,643	$1.4M	0.01%
1059	MFICAPOLLO INVT CORP	142,905	$1.4M	0.01%
1060	USFDUS FOODS HLDG CORP	69,332	$1.4M	0.01%
1061	PGXINVESCO EXCH TRADED FD TR II	96,644	$1.4M	0.01%
1062	AZTABROOKS AUTOMATION INC NEW	30,684	$1.4M	0.01%
1063	ENRENERGIZER HLDGS INC NEW	28,560	$1.4M	0.01%
1064	AMCRAMCOR PLC	132,797	$1.4M	0.01%
1065	UMCUNITED MICROELECTRONICS CORP	513,941	$1.4M	0.01%
1066	LBEURL BRANDS INC	90,397	$1.4M	0.01%
1067	ADSWADVANCED DISP SVCS INC DEL	44,737	$1.4M	0.01%
1068	CGBDTCG BDC INC	157,372	$1.3M	0.01%
1069	DXCDXC TECHNOLOGY CO	81,652	$1.3M	0.01%
1070	SHOPSHOPIFY INC	1,415	$1.3M	0.01%
1071	NEONEOGENOMICS INC	43,309	$1.3M	0.01%
1072	—CLEARBRIDGE ENERGY MIDSTRM O	566,861	$1.3M	0.01%
1073	IPGPIPG PHOTONICS CORP	8,341	$1.3M	0.01%
1074	TTENTOTAL S.A.	34,774	$1.3M	0.01%
1075	NMLNEUBERGER BERMAN MLP AND ENR	451,551	$1.3M	0.01%
1076	KSSKOHLS CORP	63,778	$1.3M	0.01%
1077	APTVAPTIV PLC	16,981	$1.3M	0.01%
1078	NHINATIONAL HEALTH INVS INC	21,702	$1.3M	0.01%
1079	ICSHISHARES TR	26,053	$1.3M	0.01%
1080	ALLYALLY FINL INC	66,266	$1.3M	0.01%
1081	PDMPIEDMONT OFFICE REALTY TR IN	78,934	$1.3M	0.01%
1082	FSKFS KKR CAPITAL CORP	93,540	$1.3M	0.01%
1083	SNAPSNAP INC	55,603	$1.3M	0.01%
1084	CFCF INDS HLDGS INC	46,219	$1.3M	0.01%
1085	ENICENEL CHILE S.A.	343,696	$1.3M	0.01%
1086	MANHMANHATTAN ASSOCS INC	13,691	$1.3M	0.01%
1087	SSYSSTRATASYS LTD	81,175	$1.3M	0.01%
1088	TSCOTRACTOR SUPPLY CO	9,657	$1.3M	0.01%
1089	UALUNITED AIRLS HLDGS INC	36,730	$1.3M	0.01%
1090	PNIPIMCO NEW YORK MUN INCOME FD	110,404	$1.3M	0.01%
1091	—FIRST EAGLE SENIOR LOAN FUND	102,492	$1.3M	0.01%
1092	EMOCLEARBRIDGE MLP AND MIDSTRM	457,413	$1.2M	0.01%
1093	LTCLTC PPTYS INC	32,793	$1.2M	0.01%
1094	CWENCLEARWAY ENERGY INC	53,547	$1.2M	0.01%
1095	MOSMOSAIC CO NEW	98,390	$1.2M	0.01%
1096	STLDSTEEL DYNAMICS INC	47,015	$1.2M	0.01%
1097	TREXTREX CO INC	9,437	$1.2M	0.01%
1098	DSMBNY MELLON STRATEGIC MUN BD	168,709	$1.2M	0.01%
1099	DVNDEVON ENERGY CORP NEW	107,480	$1.2M	0.01%
1100	TWLOTWILIO INC	5,503	$1.2M	0.01%

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