GUGGENHEIM CAPITAL LLC Q3 2016 Filing

Filed November 15, 2016

Portfolio Value

$32.1B

Holdings

2,883

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,883 positions)

#	Stock	Shares	Value	% Portfolio
1201	WPPWPP PLC NEW	31,378	$3.7M	0.01%
1202	BMOBANK MONTREAL QUE	56,264	$3.7M	0.01%
1203	—CLAYMORE EXCHANGE TRD FD TR	145,520	$3.7M	0.01%
1204	—CLAYMORE EXCHANGE TRD FD TR	141,964	$3.7M	0.01%
1205	IHYVANECK VECTORS ETF TR	148,506	$3.7M	0.01%
1206	—SPECTRA ENERGY PARTNERS LP	83,959	$3.7M	0.01%
1207	—CLAYMORE EXCHANGE TRD FD TR	150,852	$3.7M	0.01%
1208	CECELANESE CORP DEL	54,741	$3.6M	0.01%
1209	LADLITHIA MTRS INC	38,078	$3.6M	0.01%
1210	BBDBANCO BRADESCO S A	400,774	$3.6M	0.01%
1211	LBRDKLIBERTY BROADBAND CORP	50,780	$3.6M	0.01%
1212	—ALLIANCE CALIF MUN INCOME FD	234,505	$3.6M	0.01%
1213	—BLACKROCK N J MUN INCOME TR	224,122	$3.6M	0.01%
1214	TKRTIMKEN CO	102,699	$3.6M	0.01%
1215	SBSWSIBANYE GOLD LTD	254,365	$3.6M	0.01%
1216	—INC RESH HLDGS INC	80,509	$3.6M	0.01%
1217	—DDR CORP	205,604	$3.6M	0.01%
1218	MUCBLACKROCK MUNIHLDNGS QLTY II	242,353	$3.6M	0.01%
1219	SPLKCHFSPLUNK INC	61,007	$3.6M	0.01%
1220	—CONSOL ENERGY INC	186,313	$3.6M	0.01%
1221	—CLEARBRIDGE AMERN ENERG MLP	397,977	$3.6M	0.01%
1222	SKYWSKYWEST INC	134,869	$3.6M	0.01%
1223	SIRIEURSIRIUS XM HLDGS INC	851,344	$3.5M	0.01%
1224	FAFFIRST AMERN FINL CORP	90,052	$3.5M	0.01%
1225	AROCARCHROCK INC	270,199	$3.5M	0.01%
1226	SUXSYNNEX CORP	30,964	$3.5M	0.01%
1227	—TESORO LOGISTICS LP	72,939	$3.5M	0.01%
1228	AVPUSDAVON PRODS INC	623,463	$3.5M	0.01%
1229	PDIPIMCO DYNAMIC INCOME FD	123,883	$3.5M	0.01%
1230	PSECPROSPECT CAPITAL CORPORATION	434,710	$3.5M	0.01%
1231	XAWFXALLIANCEBERNSTEIN GBL HGH IN	278,902	$3.5M	0.01%
1232	—AMERICAN CAP LTD	207,393	$3.5M	0.01%
1233	HUNHUNTSMAN CORP	215,290	$3.5M	0.01%
1234	VYXNCR CORP NEW	108,741	$3.5M	0.01%
1235	PFPTPROOFPOINT INC	46,671	$3.5M	0.01%
1236	PANWPALO ALTO NETWORKS INC	21,904	$3.5M	0.01%
1237	GTLSCHART INDS INC	106,079	$3.5M	0.01%
1238	PBYIPUMA BIOTECHNOLOGY INC	51,947	$3.5M	0.01%
1239	—ETFS PLATINUM TR	35,139	$3.5M	0.01%
1240	—FINISH LINE INC	150,358	$3.5M	0.01%
1241	PDMPIEDMONT OFFICE REALTY TR IN	159,105	$3.5M	0.01%
1242	HFCUSDHOLLYFRONTIER CORP	141,230	$3.5M	0.01%
1243	—MARINE HARVEST ASA	192,588	$3.5M	0.01%
1244	MDPUSDMEREDITH CORP	66,386	$3.5M	0.01%
1245	—BLUEBIRD BIO INC	50,877	$3.4M	0.01%
1246	JHIHANCOCK JOHN INVS TR	205,910	$3.4M	0.01%
1247	TXTERNIUM SA	174,753	$3.4M	0.01%
1248	—APOLLO INVT CORP	591,474	$3.4M	0.01%
1249	KEPKOREA ELECTRIC PWR	140,239	$3.4M	0.01%
1250	MYGNMYRIAD GENETICS INC	166,046	$3.4M	0.01%
1251	LOGMEURLOGMEIN INC	37,749	$3.4M	0.01%
1252	GDOWESTERN ASSET GLOBAL CP DEFI	192,664	$3.4M	0.01%
1253	—RADIUS HEALTH INC	62,902	$3.4M	0.01%
1254	—QTS RLTY TR INC	64,231	$3.4M	0.01%
1255	BCEBCE INC	73,459	$3.4M	0.01%
1256	ALVAUTOLIV INC	31,755	$3.4M	0.01%
1257	—SNYDERS-LANCE INC	100,805	$3.4M	0.01%
1258	—LASALLE HOTEL PPTYS	141,792	$3.4M	0.01%
1259	—TESSERA TECHNOLOGIES INC	88,043	$3.4M	0.01%
1260	—STATOIL ASA	201,248	$3.4M	0.01%
1261	—BROOKFIELD MTG OPP INC FD IN	224,776	$3.4M	0.01%
1262	CNSLEURCONSOLIDATED COMM HLDGS INC	133,543	$3.4M	0.01%
1263	—IMPAX LABORATORIES INC	141,784	$3.4M	0.01%
1264	—AMERICAN CAP MTG INVT CORP	195,026	$3.4M	0.01%
1265	BTABLACKROCK LONG-TERM MUNI ADV	264,995	$3.4M	0.01%
1266	NPKINEWPARK RES INC	452,625	$3.3M	0.01%
1267	GEGGEO GROUP INC NEW	139,629	$3.3M	0.01%
1268	MAAMID-AMER APT CMNTYS INC	35,281	$3.3M	0.01%
1269	HYIWESTERN ASSET HGH YLD DFNDFD	214,235	$3.3M	0.01%
1270	KELYAKELLY SVCS INC	171,592	$3.3M	0.01%
1271	IRWDIRONWOOD PHARMACEUTICALS INC	207,551	$3.3M	0.01%
1272	AGMFEDERAL AGRIC MTG CORP	83,393	$3.3M	0.01%
1273	HYEMVANECK VECTORS ETF TR	133,192	$3.3M	0.01%
1274	HIWHIGHWOODS PPTYS INC	62,982	$3.3M	0.01%
1275	CLDTCHATHAM LODGING TR	169,895	$3.3M	0.01%
1276	—VOYA PRIME RATE TR	619,457	$3.3M	0.01%
1277	BNSBANK N S HALIFAX	61,597	$3.3M	0.01%
1278	PNIPIMCO NY MUNICIPAL INCOME FD	245,621	$3.3M	0.01%
1279	—BOFI HLDG INC	145,626	$3.3M	0.01%
1280	WEPMAGELLAN MIDSTREAM PRTNRS LP	46,068	$3.3M	0.01%
1281	4DHDANA INCORPORATED	208,690	$3.3M	0.01%
1282	FSPFRANKLIN STREET PPTYS CORP	257,525	$3.2M	0.01%
1283	JCENUVEEN CORE EQUITY ALPHA FUN	235,868	$3.2M	0.01%
1284	—ANTERO MIDSTREAM PARTNERS LP	121,059	$3.2M	0.01%
1285	—NUVEEN INTER DURATION MN TMF	232,919	$3.2M	0.01%
1286	EGHT8X8 INC NEW	209,036	$3.2M	0.01%
1287	UGRULTRAPAR PARTICIPACOES S A	147,102	$3.2M	0.01%
1288	HIHILLENBRAND INC	101,782	$3.2M	0.01%
1289	—FIFTH STREET FINANCE CORP	553,615	$3.2M	0.01%
1290	CCKCROWN HOLDINGS INC	56,332	$3.2M	0.01%
1291	IGHGPROSHARES TR	43,157	$3.2M	0.01%
1292	MCCUSDMEDLEY CAP CORP	419,849	$3.2M	0.01%
1293	PNNTPENNANTPARK INVT CORP	425,214	$3.2M	0.01%
1294	—NORTHSTAR ASSET MGMT GROUP I	246,427	$3.2M	0.01%
1295	HMNHORACE MANN EDUCATORS CORP N	86,764	$3.2M	0.01%
1296	DDD3-D SYS CORP DEL	176,779	$3.2M	0.01%
1297	ZZILLOW GROUP INC	91,388	$3.2M	0.01%
1298	UBSUBS GROUP AG	232,417	$3.2M	0.01%
1299	RIORIO TINTO PLC	94,725	$3.2M	0.01%
1300	IJHISHARES TR	20,310	$3.1M	0.01%

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