GUGGENHEIM CAPITAL LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$42.6B
Holdings
2,797
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (2,797 positions)
| Stock | Value |
|---|---|
—PACIFIC ETHANOL INC | $61K |
—PLANET PAYMENT INC | $60K |
—CSI COMPRESSCO LP | $59K |
VSTMVERASTEM INC | $59K |
KOPNKOPIN CORP | $58K |
HLITHARMONIC INC | $58K |
—ICONIX BRAND GROUP INC | $58K |
—CORINDUS VASCULAR ROBOTICS I | $55K |
—ACELRX PHARMACEUTICALS INC | $55K |
SENS1GBPSENSEONICS HLDGS INC | $55K |
GRPNCHFGROUPON INC | $54K |
—FLOTEK INDS INC DEL | $54K |
—FERRELLGAS PARTNERS L.P. | $52K |
—FORTRESS BIOTECH INC | $50K |
PXLWEURPIXELWORKS INC | $49K |
—CASTLE BRANDS INC | $47K |
—COGENTIX MED INC | $44K |
—WILLBROS GROUP INC DEL | $43K |
CTIC1USDCTI BIOPHARMA CORP | $43K |
IIIINFORMATION SERVICES GROUP I | $43K |
FATEFATE THERAPEUTICS INC | $43K |
—QUICKLOGIC CORP | $39K |
—PEREGRINE PHARMACEUTICALS IN | $38K |
LEE1EURLEE ENTERPRISES INC | $38K |
—TREVENA INC | $38K |
MEIPUSDMEI PHARMA INC | $37K |
—REGULUS THERAPEUTICS INC | $36K |
ENPHENPHASE ENERGY INC | $35K |
DXLGDESTINATION XL GROUP INC | $33K |
—VIVUS INC | $33K |
VERUEURVERU INC | $33K |
—ALASKA COMMUNICATIONS SYS GR | $31K |
—LRAD CORP | $31K |
—180 DEGREE CAP CORP | $30K |
LM05LIBERTY MEDIA CORP DELAWARE | $30K |
—WIDEPOINT CORP | $30K |
VALEVALE S A | $29K |
—NEW YORK & CO INC | $29K |
UTSIUTSTARCOM HOLDINGS CORP | $28K |
—UQM TECHNOLOGIES INC | $27K |
—ALIMERA SCIENCES INC | $26K |
—PROTALIX BIOTHERAPEUTICS INC | $26K |
FSBCFIVE STAR SENIOR LIVING INC | $25K |
PHPNGALECTIN THERAPEUTICS INC | $25K |
—PACIFIC COAST OIL TR | $24K |
—URSTADT BIDDLE PPTYS INC | $24K |
LUNALUNA INNOVATIONS | $23K |
—SIERRA ONCOLOGY INC | $23K |
SPHSEURSOPHIRIS BIO INC | $23K |
—RAIT FINANCIAL TRUST | $23K |
GROWU S GLOBAL INVS INC | $23K |
GSATUSDGLOBALSTAR INC | $23K |
—ARQULE INC | $23K |
—CASI PHARMACEUTICALS INC | $22K |
—VERMILLION INC | $21K |
—MODUSLINK GLOBAL SOLUTIONS I | $21K |
VKTXVIKING THERAPEUTICS INC | $20K |
INSGEURINSEEGO CORP | $20K |
INFIQINFINITY PHARMACEUTICALS INC | $20K |
PFMTUSDPERFORMANT FINL CORP | $19K |
EGYVAALCO ENERGY INC | $19K |
NLSTNETLIST INC | $19K |
—NRG YIELD INC | $19K |
HGTXUHUGOTON RTY TR TEX | $19K |
—OVASCIENCE INC | $19K |
—INOTEK PHARMACEUTICALS CORP | $19K |
—HARTE-HANKS INC | $17K |
INODINNODATA INC | $17K |
—THESTREET INC | $17K |
—IPASS INC | $16K |
—BIOLASE INC | $15K |
OESXUSDORION ENERGY SYSTEMS INC | $15K |
—MICROBOT MED INC | $15K |
—ENDOCYTE INC | $15K |
—RADISYS CORP | $15K |
—NET ELEMENT INC | $14K |
—AMPIO PHARMACEUTICALS INC | $14K |
—SECOND SIGHT MED PRODS INC | $14K |
—AVIRAGEN THERAPEUTICS INC | $14K |
—SYNTHESIS ENERGY SYS INC | $14K |
—SYNTHETIC BIOLOGICS INC | $13K |
—CAS MED SYS INC | $13K |
—SENOMYX INC | $12K |
—CAPSTONE TURBINE CORP | $12K |
—TANDEM DIABETES CARE INC | $12K |
—INTERMOLECULAR INC | $11K |
GEF/BGREIF INC | $10K |
ASTCASTROTECH CORP | $10K |
YUSDALLEGHANY CORP DEL | $9K |
—DOCUMENT SEC SYS INC | $9K |
SDPIUSDSUPERIOR DRILLING PRODS INC | $9K |
BATRAUSDLIBERTY MEDIA CORP DELAWARE | $7K |
—HOUSTON AMERN ENERGY CORP | $7K |
—CARTESIAN INC | $7K |
BAC 7.25 PERP LBANK AMER CORP | $4K |
WFC 7.5 PERP LWELLS FARGO CO NEW | $4K |
GHCGRAHAM HLDGS CO | $2K |
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