GUGGENHEIM CAPITAL LLC Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$11.8B

Holdings

2,157

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (2,157 positions)

#	Stock	Shares	Value	% Portfolio
1101	NHSNEUBERGER BERMAN HGH YLD FD	184,577	$1.8M	0.02%
1102	RGNXREGENXBIO INC	42,456	$1.8M	0.02%
1103	DDD3-D SYS CORP DEL	174,827	$1.8M	0.02%
1104	TELFYTELEFONICA S A	210,170	$1.8M	0.02%
1105	TRPTRANSCANADA CORP	49,785	$1.8M	0.02%
1106	FDDFIRST TR HIGH INCOME L/S FD	133,764	$1.8M	0.02%
1107	PNNTPENNANTPARK INVT CORP	278,502	$1.8M	0.02%
1108	BWGBRANDYWINEGBL GLBAL INM OPRT	170,535	$1.8M	0.01%
1109	—BANCO SANTANDER MEXICO S A	286,996	$1.8M	0.01%
1110	PHIPLDT INC	82,590	$1.8M	0.01%
1111	MAINMAIN STREET CAPITAL CORP	52,159	$1.8M	0.01%
1112	HOUSREALOGY HLDGS CORP	119,861	$1.8M	0.01%
1113	ABJAABB LTD	92,384	$1.8M	0.01%
1114	XPCKXPIMCO CALIF MUN INCOME FD II	222,870	$1.7M	0.01%
1115	PNIPIMCO NY MUNICIPAL INCOME FD	148,039	$1.7M	0.01%
1116	DEDEERE & CO	11,575	$1.7M	0.01%
1117	MDMEDNAX INC	52,268	$1.7M	0.01%
1118	COTYCOTY INC	262,594	$1.7M	0.01%
1119	—SPARK THERAPEUTICS INC	43,946	$1.7M	0.01%
1120	MLMMARTIN MARIETTA MATLS INC	9,997	$1.7M	0.01%
1121	AMEAMETEK INC NEW	25,392	$1.7M	0.01%
1122	—TERRAFORM PWR INC	152,561	$1.7M	0.01%
1123	CATYCATHAY GEN BANCORP	50,737	$1.7M	0.01%
1124	LZBLA Z BOY INC	61,166	$1.7M	0.01%
1125	—ANDEAVOR LOGISTICS LP	52,156	$1.7M	0.01%
1126	—EATON VANCE NJ MUNI INCOME T	151,476	$1.7M	0.01%
1127	—MEDICINES CO	88,407	$1.7M	0.01%
1128	—DELAWARE ENHANCED GBL DIV &	194,349	$1.7M	0.01%
1129	SCHLSCHOLASTIC CORP	41,935	$1.7M	0.01%
1130	AVALGRUPO AVAL ACCIONES Y VALORE	284,262	$1.7M	0.01%
1131	AROCARCHROCK INC	223,522	$1.7M	0.01%
1132	ORANYORANGE	103,417	$1.7M	0.01%
1133	PBIPITNEY BOWES INC	283,148	$1.7M	0.01%
1134	TFXTELEFLEX INC	6,453	$1.7M	0.01%
1135	HRCHILL ROM HLDGS INC	18,835	$1.7M	0.01%
1136	FDSFACTSET RESH SYS INC	8,310	$1.7M	0.01%
1137	RABROOKFIELD REAL ASSETS INCOM	86,794	$1.7M	0.01%
1138	JHIHANCOCK JOHN INVS TR	116,983	$1.7M	0.01%
1139	INFYINFOSYS LTD	172,820	$1.6M	0.01%
1140	—PIMCO INCOME OPPORTUNITY FD	64,807	$1.6M	0.01%
1141	DNKNDUNKIN BRANDS GROUP INC	25,599	$1.6M	0.01%
1142	GMEDGLOBUS MED INC	37,792	$1.6M	0.01%
1143	YRIYAMANA GOLD INC	693,043	$1.6M	0.01%
1144	ASXASE TECHNOLOGY HOLDING CO LT	434,999	$1.6M	0.01%
1145	SEESEALED AIR CORP NEW	46,721	$1.6M	0.01%
1146	AZNASTRAZENECA PLC	42,875	$1.6M	0.01%
1147	—ULTIMATE SOFTWARE GROUP INC	6,639	$1.6M	0.01%
1148	IDAIDACORP INC	17,428	$1.6M	0.01%
1149	CLGXCORELOGIC INC	48,484	$1.6M	0.01%
1150	POOLPOOL CORPORATION	10,895	$1.6M	0.01%
1151	SONSONOCO PRODS CO	30,429	$1.6M	0.01%
1152	—CYPRESS SEMICONDUCTOR CORP	126,399	$1.6M	0.01%
1153	CASYCASEYS GEN STORES INC	12,542	$1.6M	0.01%
1154	—THL CR SR LN FD	108,056	$1.6M	0.01%
1155	BSBRBANCO SANTANDER BRASIL S A	144,301	$1.6M	0.01%
1156	SBACSBA COMMUNICATIONS CORP NEW	9,925	$1.6M	0.01%
1157	EQNREQUINOR ASA	75,814	$1.6M	0.01%
1158	LIVNLIVANOVA PLC	17,450	$1.6M	0.01%
1159	PENNPENN NATL GAMING INC	84,369	$1.6M	0.01%
1160	—AU OPTRONICS CORP	401,567	$1.6M	0.01%
1161	BDCBELDEN INC	37,857	$1.6M	0.01%
1162	CFCF INDS HLDGS INC	36,343	$1.6M	0.01%
1163	WEPMAGELLAN MIDSTREAM PRTNRS LP	27,652	$1.6M	0.01%
1164	—NUVEEN INTER DURATION MN TMF	127,429	$1.6M	0.01%
1165	BYDBOYD GAMING CORP	75,401	$1.6M	0.01%
1166	GNTXGENTEX CORP	77,497	$1.6M	0.01%
1167	CHRCHURCHILL DOWNS INC	6,411	$1.6M	0.01%
1168	WWEUSDWORLD WRESTLING ENTMT INC	20,927	$1.6M	0.01%
1169	MOSMOSAIC CO NEW	53,304	$1.6M	0.01%
1170	ULUNILEVER PLC	29,682	$1.6M	0.01%
1171	LAZLAZARD LTD	41,778	$1.5M	0.01%
1172	OGSONE GAS INC	19,336	$1.5M	0.01%
1173	XECEURCIMAREX ENERGY CO	24,957	$1.5M	0.01%
1174	LGFEURLIONS GATE ENTMNT CORP	95,359	$1.5M	0.01%
1175	FSC1EUROAKTREE SPECIALTY LENDING CO	362,949	$1.5M	0.01%
1176	CEOCNOOC LTD	10,024	$1.5M	0.01%
1177	BKCCUSDBLACKROCK CAPITAL INVESTMENT	288,371	$1.5M	0.01%
1178	WPCW P CAREY INC	23,321	$1.5M	0.01%
1179	KBHKB HOME	79,666	$1.5M	0.01%
1180	CDKCDK GLOBAL INC	31,578	$1.5M	0.01%
1181	FMXFOMENTO ECONOMICO MEXICANO S	17,533	$1.5M	0.01%
1182	—NEWFIELD EXPL CO	102,900	$1.5M	0.01%
1183	PRIPRIMERICA INC	15,422	$1.5M	0.01%
1184	—PHILLIPS 66 PARTNERS LP	35,784	$1.5M	0.01%
1185	ZBRAZEBRA TECHNOLOGIES CORP	9,438	$1.5M	0.01%
1186	ACCUSDAMERICAN CAMPUS CMNTYS INC	36,219	$1.5M	0.01%
1187	CPACOPA HOLDINGS SA	19,036	$1.5M	0.01%
1188	—WEINGARTEN RLTY INVS	60,324	$1.5M	0.01%
1189	VEEVVEEVA SYS INC	16,745	$1.5M	0.01%
1190	NHINATIONAL HEALTH INVS INC	19,777	$1.5M	0.01%
1191	SSRMSSR MNG INC	123,309	$1.5M	0.01%
1192	PICBINVESCO EXCHNG TRADED FD TR	59,099	$1.5M	0.01%
1193	IMGIAMGOLD CORP	404,051	$1.5M	0.01%
1194	LXPUSDLEXINGTON REALTY TRUST	180,708	$1.5M	0.01%
1195	—EATON VANCE MUN BD FD II	133,321	$1.5M	0.01%
1196	3M4MASIMO CORP	13,659	$1.5M	0.01%
1197	—L3 TECHNOLOGIES INC	8,445	$1.5M	0.01%
1198	EFAISHARES TR	24,928	$1.5M	0.01%
1199	XEADXWELLS FARGO INCOME OPPORTUNI	202,368	$1.5M	0.01%
1200	FVICHFFORTUNA SILVER MINES INC	399,373	$1.5M	0.01%

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