GUGGENHEIM CAPITAL LLC Q4 2018 Filing
Filed February 14, 2019
Portfolio Value
$11.8B
Holdings
2,157
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (2,157 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | HIXWESTERN ASSET HIGH INCM FD I | 824,932 | $4.8B | 40.26% | |
| 602 | JCIJOHNSON CTLS INTL PLC | 160,217 | $4.8B | 40.25% | |
| 603 | NKTREURNEKTAR THERAPEUTICS | 144,268 | $4.7B | 40.18% | |
| 604 | VKIINVESCO ADVANTAGE MUNICIPAL | 479,802 | $4.7B | 40.13% | |
| 605 | STTSTATE STR CORP | 75,072 | $4.7B | 40.12% | |
| 606 | NADNUVEEN QUALITY MUNCP INCOME | 375,720 | $4.7B | 39.93% | |
| 607 | PACWUSDPACWEST BANCORP DEL | 141,424 | $4.7B | 39.87% | |
| 608 | MACMACERICH CO | 107,815 | $4.7B | 39.54% | |
| 609 | ALNYALNYLAM PHARMACEUTICALS INC | 63,974 | $4.7B | 39.52% | |
| 610 | NMLNEUBERGER BERMAN MLP INCOME | 693,435 | $4.6B | 39.31% | |
| 611 | BYMBLACKROCK MUNICIPL INC QLTY | 371,566 | $4.6B | 39.29% | |
| 612 | GBCIGLACIER BANCORP INC NEW | 116,689 | $4.6B | 39.17% | |
| 613 | RPMRPM INTL INC | 78,411 | $4.6B | 39.05% | |
| 614 | TCPCBLACKROCK TCP CAP CORP | 352,499 | $4.6B | 38.95% | |
| 615 | BGTBLACKROCK FLOATING RATE INCO | 397,600 | $4.6B | 38.91% | |
| 616 | SPTLSPDR SERIES TRUST | 130,943 | $4.6B | 38.87% | |
| 617 | RIORIO TINTO PLC | 94,562 | $4.6B | 38.84% | |
| 618 | —BLACKROCK MUNIYIELD CALIF FD | 355,004 | $4.6B | 38.83% | |
| 619 | XBGYXBLACKROCK ENHANCED INTL DIV | 920,049 | $4.6B | 38.82% | |
| 620 | MYNBLACKROCK MUNIYIELD NY QLTY | 393,542 | $4.5B | 38.42% | |
| 621 | ISIIONIS PHARMACEUTICALS INC | 83,838 | $4.5B | 38.40% | |
| 622 | OHIOMEGA HEALTHCARE INVS INC | 128,677 | $4.5B | 38.32% | |
| 623 | NANNUVEEN NEW YORK QLT MUN INC | 368,301 | $4.5B | 38.23% | |
| 624 | TDSTELEPHONE & DATA SYS INC | 138,496 | $4.5B | 38.19% | |
| 625 | LBEURL BRANDS INC | 175,596 | $4.5B | 38.19% | |
| 626 | TXNMPNM RES INC | 109,557 | $4.5B | 38.15% | |
| 627 | EXASEXACT SCIENCES CORP | 71,245 | $4.5B | 38.10% | |
| 628 | GSBDGOLDMAN SACHS BDC INC | 243,773 | $4.5B | 37.97% | |
| 629 | CDNSCADENCE DESIGN SYSTEM INC | 102,951 | $4.5B | 37.93% | |
| 630 | —EL PASO ELEC CO | 89,130 | $4.5B | 37.86% | |
| 631 | LEALEAR CORP | 36,214 | $4.5B | 37.71% | |
| 632 | NRKNUVEEN NEW YORK AMT QLT MUNI | 381,844 | $4.4B | 37.69% | |
| 633 | DVNDEVON ENERGY CORP NEW | 197,141 | $4.4B | 37.65% | |
| 634 | RFREGIONS FINL CORP NEW | 330,715 | $4.4B | 37.49% | |
| 635 | KNXKNIGHT SWIFT TRANSN HLDGS IN | 176,436 | $4.4B | 37.49% | |
| 636 | —TORTOISE PIPELINE & ENERGY F | 356,052 | $4.4B | 37.44% | |
| 637 | IIMINVESCO VALUE MUN INCOME TR | 326,728 | $4.4B | 37.43% | |
| 638 | GSKGLAXOSMITHKLINE PLC | 115,193 | $4.4B | 37.30% | |
| 639 | ETOEATON VANCE TX ADV GLB DIV O | 233,877 | $4.4B | 37.20% | |
| 640 | VTNINVESCO TR INVT GRADE NY MUN | 367,319 | $4.4B | 37.16% | |
| 641 | APCANADARKO PETE CORP | 99,969 | $4.4B | 37.13% | |
| 642 | PHPARKER HANNIFIN CORP | 29,345 | $4.4B | 37.09% | |
| 643 | MUJBLACKROCK MUNIHLDGS NJ QLTY | 346,921 | $4.4B | 36.98% | |
| 644 | KSSKOHLS CORP | 65,713 | $4.4B | 36.93% | |
| 645 | BENFRANKLIN RES INC | 146,771 | $4.4B | 36.88% | |
| 646 | GWRUSDGENESEE & WYO INC | 58,539 | $4.3B | 36.71% | |
| 647 | —GOLDMAN SACHS MLP ENERGY REN | 986,182 | $4.3B | 36.68% | |
| 648 | FRCBFIRST REP BK SAN FRANCISCO C | 49,654 | $4.3B | 36.56% | |
| 649 | LGNDLIGAND PHARMACEUTICALS INC | 31,569 | $4.3B | 36.30% | |
| 650 | HYEMVANECK VECTORS ETF TR | 189,598 | $4.2B | 35.95% | |
| 651 | NYCBEURNEW YORK CMNTY BANCORP INC | 450,492 | $4.2B | 35.93% | |
| 652 | FRTEURFEDERAL REALTY INVT TR | 35,902 | $4.2B | 35.91% | |
| 653 | DGDOLLAR GEN CORP NEW | 38,885 | $4.2B | 35.61% | |
| 654 | BKBANK NEW YORK MELLON CORP | 89,274 | $4.2B | 35.60% | |
| 655 | IHYVANECK VECTORS ETF TR | 179,283 | $4.2B | 35.56% | |
| 656 | PLXSPLEXUS CORP | 81,822 | $4.2B | 35.42% | |
| 657 | GTGOODYEAR TIRE & RUBR CO | 204,554 | $4.2B | 35.38% | |
| 658 | GQ9SPDR GOLD TRUST | 34,384 | $4.2B | 35.32% | |
| 659 | FITBFIFTH THIRD BANCORP | 176,709 | $4.2B | 35.24% | |
| 660 | APHAMPHENOL CORP NEW | 51,319 | $4.2B | 35.23% | |
| 661 | AFBALLIANCEBERNSTEIN NATL MUNI | 342,654 | $4.2B | 35.21% | |
| 662 | DISCAUSDDISCOVERY INC | 167,914 | $4.2B | 35.20% | |
| 663 | HOGHARLEY DAVIDSON INC | 121,717 | $4.2B | 35.19% | |
| 664 | APLEAPPLE HOSPITALITY REIT INC | 291,170 | $4.2B | 35.18% | |
| 665 | HSICSCHEIN HENRY INC | 52,857 | $4.2B | 35.17% | |
| 666 | RCLROYAL CARIBBEAN CRUISES LTD | 42,248 | $4.1B | 35.00% | |
| 667 | EVREVERCORE INC | 57,704 | $4.1B | 34.99% | |
| 668 | UFSDOMTAR CORP | 117,511 | $4.1B | 34.98% | |
| 669 | VGMINVESCO TR INVT GRADE MUNS | 358,280 | $4.1B | 34.85% | |
| 670 | PMOPUTNAM MUN OPPORTUNITIES TR | 364,244 | $4.1B | 34.66% | |
| 671 | TSCOTRACTOR SUPPLY CO | 48,953 | $4.1B | 34.60% | |
| 672 | RRYDER SYS INC | 84,700 | $4.1B | 34.55% | |
| 673 | GAPGAP INC DEL | 158,151 | $4.1B | 34.52% | |
| 674 | RVTROYCE VALUE TR INC | 343,040 | $4.0B | 34.29% | |
| 675 | NBIXNEUROCRINE BIOSCIENCES INC | 56,583 | $4.0B | 34.24% | |
| 676 | NTESNETEASE INC | 17,150 | $4.0B | 34.21% | |
| 677 | HPTUSDHOSPITALITY PPTYS TR | 169,039 | $4.0B | 34.20% | |
| 678 | GSYINVESCO ACTIVELY MANAGD ETF | 80,240 | $4.0B | 34.05% | |
| 679 | NVGNUVEEN AMT FREE MUN CR INC F | 287,069 | $4.0B | 34.00% | |
| 680 | —BLACKROCK MUNIENHANCED FD IN | 404,633 | $4.0B | 33.94% | |
| 681 | DEODIAGEO P L C | 28,204 | $4.0B | 33.88% | |
| 682 | AMCXAMC NETWORKS INC | 72,850 | $4.0B | 33.88% | |
| 683 | FRMEFIRST MERCHANTS CORP | 116,262 | $4.0B | 33.77% | |
| 684 | FNVFRANCO NEVADA CORP | 56,787 | $4.0B | 33.77% | |
| 685 | PGXINVESCO EXCHNG TRADED FD TR | 295,772 | $4.0B | 33.76% | |
| 686 | MZTILANCASTER COLONY CORP | 22,515 | $4.0B | 33.74% | |
| 687 | FCTFIRST TR SR FLG RTE INCM FD | 355,238 | $4.0B | 33.71% | |
| 688 | HPHELMERICH & PAYNE INC | 82,760 | $4.0B | 33.61% | |
| 689 | DSLDOUBLELINE INCOME SOLUTIONS | 228,615 | $4.0B | 33.57% | |
| 690 | BCEBCE INC | 100,105 | $4.0B | 33.51% | |
| 691 | EATBRINKER INTL INC | 89,717 | $3.9B | 33.44% | |
| 692 | 4DHDANA INCORPORATED | 289,358 | $3.9B | 33.42% | |
| 693 | VCITVANGUARD SCOTTSDALE FDS | 47,533 | $3.9B | 33.38% | |
| 694 | —COHEN & STEERS MLP INC & ENR | 521,550 | $3.9B | 33.15% | |
| 695 | SBCSABRA HEALTH CARE REIT INC | 236,976 | $3.9B | 33.09% | |
| 696 | VCLTVANGUARD SCOTTSDALE FDS | 45,834 | $3.9B | 33.08% | |
| 697 | AVTAVNET INC | 108,084 | $3.9B | 33.06% | |
| 698 | IRINGERSOLL-RAND PLC | 42,773 | $3.9B | 33.06% | |
| 699 | USALIBERTY ALL STAR EQUITY FD | 724,424 | $3.9B | 33.03% | |
| 700 | —DUFF & PHELPS SLT ENGY AND M | 990,514 | $3.9B | 32.99% |