HBK INVESTMENTS L P Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$3.3B

Holdings

499

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (499 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—NIO INC	28,500,000	$13.4B	413.06%
2	—WESTERN ASSET MTG CAP CORP	16,750,000	$6.5B	200.84%
3	—INTREXON CORP	13,500,000	$6.4B	195.58%
4	—OASIS PETROLEUM INC	18,808,000	$2.1B	63.61%
5	SM 1.5 07/01/21SM ENERGY CO	5,000,000	$2.0B	61.85%
6	TLTISHARES TR	2,000,000	$247.0M	7.59%	Put
7	—SILVER SPIKE ACQUISITION COR	375,000	$146.0M	4.49%	Call
8	UBERUBER TECHNOLOGIES INC	4,537,600	$126.7M	3.89%	Put
9	—TESLA INC	65,000,000	$119.2M	3.67%
10	—LEGACY ACQUISITION CORP	449,600	$112.0M	3.44%	Call
11	—DIAMONDPEAK HLDGS COR	150,000	$68.0M	2.09%	Call
12	—IQIYI INC	63,200,000	$64.4M	1.98%
13	—ACAMAR PARTNERS ACQSITION CO	126,667	$61.0M	1.88%	Call
14	IQIQIYI INC	3,056,300	$54.4M	1.67%	Put
15	PRAA 3.5 06/01/23PRA GROUP INC	62,542,000	$54.1M	1.66%
16	—NIELSEN HLDGS PLC	4,000,000	$50.2M	1.54%	Call
17	—TORTOISE ACQUISITION CORP	179,064	$50.0M	1.54%	Call
18	—LANDCADIA HLDGS II INC	125,000	$50.0M	1.54%	Call
19	—BARCLAYS BK PLC	1,000,000	$46.3M	1.42%	Put
20	NFLXNETFLIX INC	104,000	$39.1M	1.20%	Put
21	EXAS 0.375 03/01/28EXACT SCIENCES CORP	45,000,000	$35.6M	1.09%
22	—TWILIO INC	25,000,000	$34.8M	1.07%
23	—FORUM MERGER II CORP	123,952	$33.0M	1.01%	Call
24	—SINA CORP	963,451	$30.7M	0.94%
25	DISCKUSDDISCOVERY INC	1,667,943	$29.3M	0.90%
26	TAT&T INC	919,100	$26.8M	0.82%	Put
27	TAT&T INC	919,100	$26.8M	0.82%	Call
28	XRXXEROX HOLDINGS CORP	1,400,000	$26.5M	0.82%	Call
29	UBERUBER TECHNOLOGIES INC	940,103	$26.2M	0.81%
30	—TWO HBRS INVT CORP	29,123,000	$24.8M	0.76%
31	PRAAPRA GROUP INC	780,500	$21.6M	0.67%	Put
32	—ENCORE CAP GROUP INC	920,000	$21.5M	0.66%	Put
33	FDXFEDEX CORP	170,100	$20.6M	0.63%	Call
34	FDXFEDEX CORP	170,100	$20.6M	0.63%	Put
35	NFLXNETFLIX INC	53,700	$20.2M	0.62%	Call
36	AAPLAPPLE INC	74,900	$19.0M	0.59%	Put
37	AAPLAPPLE INC	74,900	$19.0M	0.59%	Call
38	GENNORTONLIFELOCK INC	600,000	$18.4M	0.57%	Call
39	TAT&T INC	606,333	$17.7M	0.54%
40	—PORTFOLIO RECOVERY ASSOCS IN	17,924,000	$17.7M	0.54%
41	XARSPDR SER TR	228,794	$17.4M	0.54%
42	BMY-RBRISTOL-MYERS SQUIBB CO	4,500,100	$17.1M	0.53%	Call
43	—CHURCHILL CAP CORP III	1,500,000	$15.0M	0.46%
44	—ENCORE CAP GROUP INC	16,315,000	$14.8M	0.45%
45	—TWITTER INC	16,000,000	$14.3M	0.44%
46	IACIEURIAC INTERACTIVECORP	78,045	$14.0M	0.43%
47	UBERUBER TECHNOLOGIES INC	500,000	$14.0M	0.43%	Call
48	—ENCORE CAP GROUP INC	15,000,000	$13.3M	0.41%
49	PTONPELOTON INTERACTIVE INC	500,000	$13.3M	0.41%
50	AMDADVANCED MICRO DEVICES INC	285,700	$13.0M	0.40%	Call
51	FDXFEDEX CORP	103,616	$12.6M	0.39%
52	—NIELSEN HLDGS PLC	1,000,000	$12.5M	0.39%
53	—COLLIER CREEK HOLDINGS	1,198,900	$12.3M	0.38%
54	NVDANVIDIA CORP	44,200	$11.7M	0.36%	Call
55	XOMEXXON MOBIL CORP	305,300	$11.6M	0.36%	Put
56	XOMEXXON MOBIL CORP	305,300	$11.6M	0.36%	Call
57	TGTTARGET CORP	124,500	$11.6M	0.36%	Put
58	TGTTARGET CORP	124,500	$11.6M	0.36%	Call
59	—ENCORE CAP GROUP INC	12,000,000	$11.4M	0.35%
60	CHTRCHARTER COMMUNICATIONS INC N	26,100	$11.4M	0.35%	Put
61	CHTRCHARTER COMMUNICATIONS INC N	26,100	$11.4M	0.35%	Call
62	ELANELANCO ANIMAL HEALTH INC	494,300	$11.1M	0.34%
63	—FLYING EAGLE ACQUISITION COR	1,100,000	$11.0M	0.34%
64	—CHURCHILL CAP CORP II	1,099,485	$10.9M	0.34%
65	ADSKAUTODESK INC	68,200	$10.6M	0.33%	Put
66	RWTREDWOOD TR INC	2,100,000	$10.6M	0.33%	Put
67	CVSCVS HEALTH CORP	176,900	$10.5M	0.32%	Put
68	CVSCVS HEALTH CORP	176,900	$10.5M	0.32%	Call
69	—IRONWOOD PHARMACEUTICALS INC	10,116,000	$10.4M	0.32%
70	BZUNBAOZUN INC	356,700	$10.0M	0.31%
71	GENNORTONLIFELOCK INC	525,100	$9.8M	0.30%
72	TTETOTAL S.A.	260,000	$9.7M	0.30%	Call
73	NVDANVIDIA CORP	35,900	$9.5M	0.29%	Put
74	XOMEXXON MOBIL CORP	242,751	$9.2M	0.28%
75	INTCINTEL CORP	169,100	$9.2M	0.28%	Call
76	INTCINTEL CORP	169,100	$9.2M	0.28%	Put
77	ADSKAUTODESK INC	57,268	$8.9M	0.27%
78	—SWITCHBACK ENERGY ACQUISTN C	900,000	$8.7M	0.27%
79	—KKR REAL ESTATE FIN TR INC	10,000,000	$8.3M	0.26%
80	LRCXLAM RESEARCH CORP	34,200	$8.2M	0.25%	Call
81	LRCXLAM RESEARCH CORP	34,200	$8.2M	0.25%	Put
82	—FAR PT ACQUISITION CORP	800,000	$8.1M	0.25%
83	CATCATERPILLAR INC DEL	69,200	$8.0M	0.25%	Put
84	CATCATERPILLAR INC DEL	69,200	$8.0M	0.25%	Call
85	ABBVABBVIE INC	104,300	$7.9M	0.24%	Put
86	ABBVABBVIE INC	104,300	$7.9M	0.24%	Call
87	—THUNDER BRDG ACQUISTION II L	800,000	$7.9M	0.24%
88	WDCWESTERN DIGITAL CORP.	186,300	$7.8M	0.24%	Call
89	WDCWESTERN DIGITAL CORP.	186,300	$7.8M	0.24%	Put
90	XBISPDR SER TR	96,940	$7.5M	0.23%
91	—SPARTAN ENERGY ACQUISITION C	730,476	$7.4M	0.23%
92	—SILVER SPIKE ACQUISITION COR	750,000	$7.4M	0.23%
93	—HAYMAKER ACQUISITION CORP II	750,000	$7.3M	0.23%
94	—OSPREY TECHNLGY AQUISTION CO	750,000	$7.3M	0.22%
95	—CHP MERGER CORP	750,000	$7.3M	0.22%
96	QCOMQUALCOMM INC	107,500	$7.3M	0.22%	Call
97	—EXPERIENCE INVT CORP	750,000	$7.3M	0.22%
98	AAPLAPPLE INC	28,062	$7.1M	0.22%
99	ITWILLINOIS TOOL WKS INC	50,000	$7.1M	0.22%	Call
100	ITWILLINOIS TOOL WKS INC	50,000	$7.1M	0.22%	Put

Page 1 of 5Next