HBK INVESTMENTS L P Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$22.0B

Holdings

730

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (730 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	29,562,700	$12.7B	57.74%	Put
2	STTSPDR S&P 500 ETF TR	7,650,600	$3.3B	14.94%	Call
3	AMDADVANCED MICRO DEVICES INC	1,637,900	$168.5M	0.77%	Put
4	—SQUARE INC	53,678,000	$165.3M	0.75%
5	AQLTISHARES TR	700,000	$153.1M	0.70%	Put
6	W 1.125 11/01/24WAYFAIR INC	62,800,000	$141.1M	0.64%
7	GLDSPDR GOLD TR	680,000	$111.7M	0.51%	Put
8	GLDSPDR GOLD TR	680,000	$111.7M	0.51%	Call
9	—AMERICAN AIRLS GROUP INC	4,807,300	$98.6M	0.45%	Put
10	MDB 0.25 01/15/26MONGODB INC	41,400,000	$94.8M	0.43%
11	BHPBHP GROUP LTD	1,672,000	$89.5M	0.41%	Call
12	AQLTISHARES TR	393,800	$86.1M	0.39%	Call
13	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	52,809,000	$81.0M	0.37%
14	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$74.9M	0.34%
15	ROKUROKU INC	236,700	$74.2M	0.34%	Put
16	W 0.625 10/01/25WAYFAIR INC	70,000,000	$69.9M	0.32%
17	BL 0.125 08/01/24BLACKLINE INC	36,906,000	$61.9M	0.28%
18	ROKUROKU INC	193,800	$60.7M	0.28%	Call
19	ZS 0.125 07/01/25ZSCALER INC	31,276,000	$57.1M	0.26%
20	TWO 6.25 01/15/26TWO HBRS INVT CORP	54,500,000	$56.3M	0.26%
21	SESEA LTD	174,100	$55.5M	0.25%	Put
22	—ARBOR REALTY TRUST INC	49,424,000	$55.3M	0.25%
23	AQLTISHARES TR	600,000	$52.5M	0.24%	Call
24	RWTREDWOOD TR INC	4,046,100	$52.2M	0.24%	Put
25	COINCOINBASE GLOBAL INC	186,400	$42.4M	0.19%	Put
26	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	31,000,000	$42.4M	0.19%
27	—HH&L ACQUISITION CO	90,000	$42.0M	0.19%	Call
28	EXAS 0.375 03/01/28EXACT SCIENCES CORP	38,500,000	$41.5M	0.19%
29	COUP 0.125 06/15/25COUPA SOFTWARE INC	27,037,000	$40.9M	0.19%
30	LYVLIVE NATION ENTERTAINMENT IN	421,400	$38.4M	0.17%	Put
31	ABRARBOR REALTY TRUST INC	2,043,800	$37.9M	0.17%	Put
32	QQQINVESCO QQQ TR	105,000	$37.6M	0.17%	Put
33	TRIPTRIPADVISOR INC	1,095,600	$37.1M	0.17%	Put
34	—ARES CAPITAL CORP	34,217,000	$36.8M	0.17%
35	CHGG 0.125 03/15/25CHEGG INC	25,500,000	$36.7M	0.17%
36	—MFA FINL INC	33,952,000	$34.8M	0.16%
37	SESEA LTD	108,000	$34.4M	0.16%	Call
38	DOCUDOCUSIGN INC	127,200	$32.7M	0.15%	Put
39	—BLACKSTONE MTG TR INC	1,037,500	$31.5M	0.14%	Put
40	ZSZSCALER INC	111,100	$29.1M	0.13%	Put
41	—ENCORE CAP GROUP INC	24,500,000	$28.1M	0.13%
42	PRAAPRA GROUP INC	628,000	$26.5M	0.12%	Put
43	—NEW YORK MTG TR INC	26,001,000	$26.4M	0.12%
44	AMCAMC ENTMT HLDGS INC	685,258	$26.1M	0.12%
45	—ENCORE CAP EUROPE FIN LTD	19,600,000	$25.3M	0.12%
46	—BLACKSTONE MORTGAGE TRUST IN	25,030,000	$25.3M	0.12%
47	SPOTSPOTIFY TECHNOLOGY S A	111,400	$25.1M	0.11%	Put
48	DOCUDOCUSIGN INC	97,300	$25.0M	0.11%	Call
49	SPOTSPOTIFY TECHNOLOGY S A	110,900	$25.0M	0.11%	Call
50	—ATLASSIAN CORP PLC	63,800	$25.0M	0.11%	Put
51	UBERUBER TECHNOLOGIES INC	546,356	$24.5M	0.11%
52	RBLXROBLOX CORP	319,700	$24.2M	0.11%	Call
53	RBLXROBLOX CORP	319,700	$24.2M	0.11%	Put
54	INVA 2.5 08/15/25INNOVIVA INC	19,650,000	$23.7M	0.11%
55	—ATLASSIAN CORP PLC	58,700	$23.0M	0.10%	Call
56	TDOC 0.875 06/01/25LIVONGO HEALTH INC	17,192,000	$22.6M	0.10%
57	PINSPINTEREST INC	442,700	$22.6M	0.10%	Call
58	—THERAVANCE BIOPHARMA INC	22,500,000	$20.8M	0.09%
59	PINSPINTEREST INC	379,200	$19.3M	0.09%	Put
60	IWMISHARES TR	86,442	$18.9M	0.09%
61	UBERUBER TECHNOLOGIES INC	408,100	$18.3M	0.08%	Put
62	EXASEXACT SCIENCES CORP	177,700	$17.0M	0.08%	Put
63	ARKTARK ETF TR	149,700	$16.5M	0.08%	Call
64	COINCOINBASE GLOBAL INC	70,000	$15.9M	0.07%	Call
65	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.9M	0.07%
66	—COHN ROBBINS HOLDINGS CORP	1,538,632	$15.1M	0.07%
67	—CC NEUBERGER PRIN HLDGS II	1,500,000	$14.7M	0.07%
68	FVAVFORTRESS VALUE ACQUISI CORP	1,500,000	$14.6M	0.07%
69	—ENCORE CAP GROUP INC	294,000	$14.5M	0.07%	Put
70	—HORIZON ACQUISITION CORPORAT	1,405,209	$13.8M	0.06%
71	—PROSPECTOR CAPITAL CORP	1,382,332	$13.5M	0.06%
72	RWT 4.75 08/15/23REDWOOD TR INC	13,022,000	$13.4M	0.06%
73	WWAYFAIR INC	50,700	$13.0M	0.06%	Call
74	WWAYFAIR INC	50,700	$13.0M	0.06%	Put
75	TWLOTWILIO INC	40,500	$12.9M	0.06%	Put
76	TWLOTWILIO INC	40,300	$12.9M	0.06%	Call
77	—GORES GUGGENHEIM INC	1,250,000	$12.8M	0.06%
78	—COMPUTE HEALTH ACQUISITIN CO	1,305,815	$12.8M	0.06%
79	—LEAD EDGE GROWTH OPRTUNTS LT	1,301,300	$12.8M	0.06%
80	GPIGROUP 1 AUTOMOTIVE INC	67,600	$12.7M	0.06%	Put
81	—REDBALL ACQUISITION CORP	1,276,979	$12.6M	0.06%
82	—EXECUTIVE NETWORK PARTNERING	1,275,422	$12.5M	0.06%
83	GDRXGOODRX HLDGS INC	300,000	$12.3M	0.06%
84	BABOEING CO	55,600	$12.2M	0.06%	Put
85	CHGG 0 09/01/26CHEGG INC	12,355,000	$12.2M	0.06%
86	—ATHENA TECHNOLOGY ACQUISI CO	1,220,494	$12.1M	0.06%
87	BABOEING CO	54,200	$11.9M	0.05%	Call
88	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$11.8M	0.05%
89	—JPMORGAN CHASE & CO	72,100	$11.8M	0.05%	Put
90	JPMJPMORGAN CHASE & CO	72,100	$11.8M	0.05%	Call
91	—PATHFINDER ACQUISITION CORP	1,191,685	$11.8M	0.05%
92	—EPIPHANY TECHNOLOGY ACQUISIT	1,167,758	$11.4M	0.05%
93	PYPLPAYPAL HLDGS INC	43,100	$11.2M	0.05%	Put
94	PYPLPAYPAL HLDGS INC	43,100	$11.2M	0.05%	Call
95	SESEA LTD	34,547	$11.0M	0.05%
96	—GROUP NINE ACQUISITION CORP	1,127,000	$11.0M	0.05%
97	—BRIGHT LIGHTS ACQUISITION CO	1,127,000	$11.0M	0.05%
98	—FTAC HERA ACQUISITION CORP	1,122,857	$10.9M	0.05%
99	—HUDSON EXECUTIVE INVES III	1,069,228	$10.4M	0.05%
100	UNITUNITI GROUP INC	836,000	$10.3M	0.05%	Call

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