HBK INVESTMENTS L P Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$15.4B

Holdings

156

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (156 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	29,955,700	$12.8B	83.16%	Put
2	NDQINVESCO QQQ TR	627,400	$224.0M	1.45%	Put
3	UPSUNITED PARCEL SERVICE INC	1,238,200	$192.0M	1.25%	Put
4	XOMEXXON MOBIL CORP	1,299,929	$151.0M	0.98%	Put
5	IWMISHARES TR	771,400	$136.0M	0.88%	Put
6	MPWRMONOLITHIC PWR SYS INC	260,100	$119.0M	0.77%	Put
7	3M4MASIMO CORP	1,020,000	$88.0M	0.57%	Put
8	SIMOSILICON MOTION TECHNOLOGY CO	1,300,000	$66.0M	0.43%
9	MDB 0.25 01/15/26MONGODB INC	30,651,000	$52.0M	0.34%
10	RCL 6 08/15/25ROYAL CARIBBEAN GROUP	25,000,000	$49.0M	0.32%
11	PANW 0.375 06/01/25PALO ALTO NETWORKS INC	20,000,000	$47.0M	0.31%
12	CNKCINEMARK HLDGS INC	2,270,800	$41.0M	0.27%	Put
13	JETSETF SER SOLUTIONS	2,305,000	$39.0M	0.25%	Put
14	CHRWC H ROBINSON WORLDWIDE INC	451,400	$38.0M	0.25%	Put
15	TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO	39,100,000	$36.0M	0.23%
16	F 0 03/15/26FORD MTR CO DEL	37,500,000	$36.0M	0.23%
17	BXMTBLACKSTONE MTG TR INC	1,550,000	$33.0M	0.21%	Put
18	WWAYFAIR INC	567,100	$33.0M	0.21%	Put
19	KVUEKENVUE INC	1,475,000	$29.0M	0.19%
20	RCLROYAL CARIBBEAN GROUP	295,800	$27.0M	0.18%	Put
21	TRIPTRIPADVISOR INC	1,612,390	$26.0M	0.17%	Put
22	FDSFACTSET RESH SYS INC	56,637	$24.3M	0.16%	Put
23	EXAS 0.375 03/01/28EXACT SCIENCES CORP	28,000,000	$24.0M	0.16%
24	DASHDOORDASH INC	295,000	$23.0M	0.15%	Put
25	RITMRITHM CAPITAL CORP	2,538,200	$23.0M	0.15%	Put
26	SNASNAP ON INC	89,600	$22.0M	0.14%	Put
27	TRIP 0.25 04/01/26TRIPADVISOR INC	24,750,000	$21.0M	0.14%
28	POSTPOST HLDGS INC	250,000	$21.0M	0.14%	Call
29	ERIEERIE INDTY CO	70,295	$19.0M	0.12%	Put
30	STWDSTARWOOD PPTY TR INC	1,049,600	$19.0M	0.12%	Put
31	OLNOLIN CORP	400,000	$19.0M	0.12%	Call
32	TDSTELEPHONE & DATA SYS INC	992,411	$18.0M	0.12%
33	ZTO 1.5 09/01/27ZTO EXPRESS CAYMAN INC	19,500,000	$18.0M	0.12%
34	MFAMFA FINL INC	1,976,500	$18.0M	0.12%	Put
35	ETSY 0.25 06/15/28ETSY INC	25,000,000	$18.0M	0.12%
36	PAR 1.5 10/15/27PAR TECHNOLOGY CORP	21,750,000	$18.0M	0.12%
37	RIVNRIVIAN AUTOMOTIVE INC	740,800	$17.0M	0.11%	Put
38	ABNB 0 03/15/26AIRBNB INC	20,000,000	$17.0M	0.11%
39	GDGENERAL DYNAMICS CORP	76,400	$16.0M	0.10%	Put
40	AYX 0.5 08/01/24ALTERYX INC	17,233,000	$16.0M	0.10%
41	CLVTRIP COM GROUP LTD	450,000	$15.0M	0.10%	Put
42	KIMKIMCO RLTY CORP	850,000	$14.0M	0.09%	Put
43	MSFTMICROSOFT CORP	47,032	$14.0M	0.09%	Put
44	FFORD MTR CO DEL	1,080,300	$13.0M	0.08%	Put
45	BUDANHEUSER BUSCH INBEV SA/NV	250,000	$13.0M	0.08%
46	QCOMQUALCOMM INC	111,122	$12.0M	0.08%	Put
47	SPLK 1.125 09/15/25SPLUNK INC	10,678,000	$11.0M	0.07%
48	PRFT 0.125 11/15/26PERFICIENT INC	13,700,000	$11.0M	0.07%
49	RWTREDWOOD TRUST INC	1,640,000	$11.0M	0.07%	Put
50	MOALTRIA GROUP INC	264,800	$11.0M	0.07%	Put
51	WELLWELLTOWER INC	162,364	$11.0M	0.07%	Put
52	SKTTANGER FACTORY OUTLET CTRS I	500,000	$11.0M	0.07%	Put
53	NWSANEWS CORP NEW	594,000	$11.0M	0.07%
54	BTUPEABODY ENERGY CORP	400,000	$10.0M	0.06%	Call
55	PI 1.125 05/15/27IMPINJ INC	12,550,000	$10.0M	0.06%
56	NOGNORTHERN OIL & GAS INC	269,400	$10.0M	0.06%	Put
57	DC4DEXCOM INC	115,307	$10.0M	0.06%	Put
58	VVISA INC	47,700	$10.0M	0.06%	Put
59	6PMPARAMOUNT GROUP INC	2,057,052	$9.0M	0.06%
60	SPLK 1.125 06/15/27SPLUNK INC	10,000,000	$9.0M	0.06%
61	CNMCORE & MAIN INC	314,200	$9.0M	0.06%	Call
62	MIDDMIDDLEBY CORP	72,300	$8.8M	0.06%	Put
63	RWT 5.75 10/01/25RWT HLDGS INC	9,056,000	$8.0M	0.05%
64	RSRELIANCE STEEL & ALUMINUM CO	35,000	$8.0M	0.05%	Put
65	ENRENERGIZER HLDGS INC NEW	267,600	$8.0M	0.05%	Call
66	AGNCAGNC INVT CORP	900,000	$8.0M	0.05%	Put
67	LUVSOUTHWEST AIRLS CO	373,836	$8.0M	0.05%	Put
68	ECPGENCORE CAP GROUP INC	169,100	$8.0M	0.05%	Put
69	TSLATESLA INC	38,141	$8.0M	0.05%	Put
70	KRKROGER CO	200,000	$8.0M	0.05%	Put
71	ARCH1USDARCH RESOURCES INC	50,000	$8.0M	0.05%	Call
72	CIMCHIMERA INVT CORP	1,300,000	$7.0M	0.05%	Put
73	AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA	8,600,000	$7.0M	0.05%
74	ZTOZTO EXPRESS CAYMAN INC	292,800	$7.0M	0.05%	Put
75	BL 0 03/15/26BLACKLINE INC	8,996,000	$7.0M	0.05%
76	GTESGATES INDL CORP PLC	600,000	$6.0M	0.04%
77	SNAP 0 05/01/27SNAP INC	8,500,000	$6.0M	0.04%
78	SEALTD 0.25 09/15/26SEA LTD	7,500,000	$6.0M	0.04%
79	W 1 08/15/26WAYFAIR INC	8,100,000	$6.0M	0.04%
80	AMKRAMKOR TECHNOLOGY INC	300,000	$6.0M	0.04%
81	CRWDCROWDSTRIKE HLDGS INC	37,900	$6.0M	0.04%	Call
82	—LIBERTY MEDIA CORP DEL	258,699	$6.0M	0.04%
83	PYPLPAYPAL HLDGS INC	112,705	$6.0M	0.04%	Put
84	AYXEURALTERYX INC	185,754	$6.0M	0.04%	Call
85	NIONIO INC	640,000	$5.0M	0.03%	Put
86	PMTPENNYMAC MTG INVT TR	460,000	$5.0M	0.03%	Put
87	PARPAR TECHNOLOGY CORP	136,100	$5.0M	0.03%	Put
88	OPRAOPERA LTD	450,000	$5.0M	0.03%
89	BDCBELDEN INC	58,100	$5.0M	0.03%	Call
90	SESEA LTD	117,846	$4.8M	0.03%	Put
91	NTNXNUTANIX INC	178,434	$4.7M	0.03%	Put
92	ZZILLOW GROUP INC	105,945	$4.6M	0.03%	Put
93	GWREGUIDEWIRE SOFTWARE INC	50,800	$4.4M	0.03%	Put
94	MTCHMATCH GROUP INC NEW	130,356	$4.2M	0.03%	Put
95	ALITALIGHT INC	600,000	$4.0M	0.03%
96	UBERUBER TECHNOLOGIES INC	94,081	$4.0M	0.03%
97	LM0CLIBERTY MEDIA CORP DEL	181,173	$4.0M	0.03%	Call
98	CCLCARNIVAL CORP	297,900	$4.0M	0.03%	Put
99	PQ3PROVIDENT FINL SVCS INC	294,319	$4.0M	0.03%
100	ADUNITED STATES CELLULAR CORP	99,300	$4.0M	0.03%	Call

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