HBK INVESTMENTS L P Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$8.2B

Holdings

645

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (645 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	9,206,500	$3.0B	36.34%	Put
2	TSLATESLA INC	1,210,700	$506.5M	6.21%	Put
3	STTSPDR S&P 500 ETF TR	1,018,700	$327.9M	4.02%	Call
4	—SILVER SPIKE ACQUISITION COR	375,000	$150.0M	1.84%	Call
5	GENNORTONLIFELOCK INC	5,100,000	$130.2M	1.60%	Call
6	SPYSPDR S&P 500 ETF TR	355,000	$114.3M	1.40%
7	QQQINVESCO QQQ TR	500,000	$106.3M	1.30%	Put
8	UBERUBER TECHNOLOGIES INC	3,228,500	$96.0M	1.18%	Put
9	—FORUM MERGER II CORP	205,767	$95.0M	1.17%	Call
10	—TORTOISE ACQUISITION CORP	188,965	$88.0M	1.08%	Call
11	—TESLA INC	56,315,000	$85.1M	1.04%
12	—EXPERIENCE INVESTMENT CORP	250,000	$83.0M	1.02%	Call
13	—SINA CORP	1,773,742	$70.8M	0.87%
14	PRAA 3.5 06/01/23PRA GROUP INC	60,042,000	$62.8M	0.77%
15	PRAAPRA GROUP INC	1,490,500	$54.1M	0.66%	Put
16	—TESLA INC	42,440,000	$54.1M	0.66%
17	IQIQIYI INC	2,433,800	$51.4M	0.63%	Put
18	—IQIYI INC	39,700,000	$44.1M	0.54%
19	DISCKUSDDISCOVERY INC	1,330,343	$40.6M	0.50%
20	RWTREDWOOD TR INC	2,100,000	$34.7M	0.43%	Put
21	FSICUSDFS KKR CAPITAL CORP	5,519,792	$33.8M	0.41%
22	—ENCORE CAP GROUP INC	920,000	$32.5M	0.40%	Put
23	UBERUBER TECHNOLOGIES INC	1,000,000	$29.7M	0.36%	Call
24	—BLACKSTONE MTG TR INC	27,537,000	$29.3M	0.36%
25	CVSCVS HEALTH CORP	387,700	$28.8M	0.35%	Call
26	—WESTERN ASSET MTG CAP CORP	2,630,000	$27.2M	0.33%	Put
27	TSLATESLA INC	63,800	$26.7M	0.33%	Call
28	—EXANTAS CAP CORP	2,167,688	$25.6M	0.31%
29	TAT&T INC	619,600	$24.2M	0.30%	Put
30	TAT&T INC	619,600	$24.2M	0.30%	Call
31	WDCWESTERN DIGITAL CORP	380,200	$24.1M	0.30%	Put
32	FDXFEDEX CORP	155,500	$23.5M	0.29%	Put
33	CVSCVS HEALTH CORP	316,500	$23.5M	0.29%	Put
34	IACIEURIAC INTERACTIVECORP	93,445	$23.3M	0.29%
35	FDXFEDEX CORP	153,400	$23.2M	0.28%	Call
36	—OCCIDENTAL PETE CORP	562,600	$23.2M	0.28%	Call
37	RWT 4.75 08/15/23REDWOOD TR INC	22,500,000	$23.1M	0.28%
38	AAPLAPPLE INC	77,300	$22.7M	0.28%	Put
39	AAPLAPPLE INC	77,300	$22.7M	0.28%	Call
40	QCOMQUALCOMM INC	254,800	$22.5M	0.28%	Put
41	AIGAMERICAN INTL GROUP INC	436,500	$22.4M	0.27%	Put
42	LM03LIBERTY MEDIA CORP DELAWARE	460,011	$22.2M	0.27%
43	TGTTARGET CORP	168,100	$21.6M	0.26%	Call
44	SLBSCHLUMBERGER LTD	535,400	$21.5M	0.26%	Put
45	—PENNYMAC MTG INVT TR	962,500	$21.5M	0.26%	Put
46	QCOMQUALCOMM INC	240,600	$21.2M	0.26%	Call
47	XBISPDR SERIES TRUST	221,225	$21.0M	0.26%
48	—PORTFOLIO RECOVERY ASSOCS IN	20,424,000	$20.4M	0.25%
49	MUMICRON TECHNOLOGY INC	377,800	$20.3M	0.25%	Call
50	NFLXNETFLIX INC	60,900	$19.7M	0.24%	Call
51	BMY-RBRISTOL MYERS SQUIBB CO	6,486,100	$19.5M	0.24%	Call
52	CHWYCHEWY INC	654,700	$19.0M	0.23%	Put
53	MUMICRON TECHNOLOGY INC	347,200	$18.7M	0.23%	Put
54	—OASIS PETE INC NEW	22,288,000	$17.4M	0.21%
55	XARSPDR SERIES TRUST	157,794	$17.2M	0.21%
56	—TWO HBRS INVT CORP	1,150,000	$16.8M	0.21%	Put
57	ADBEADOBE INC	50,684	$16.7M	0.21%
58	XOMEXXON MOBIL CORP	238,300	$16.6M	0.20%	Put
59	—APACHE CORP	649,000	$16.6M	0.20%	Call
60	IYRISHARES TR	178,100	$16.6M	0.20%
61	SLBSCHLUMBERGER LTD	405,700	$16.3M	0.20%	Call
62	LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN	2,179,800	$16.0M	0.20%
63	—ENCORE CAP GROUP INC	15,000,000	$15.6M	0.19%
64	LSXMKUSDLIBERTY MEDIA CORP DELAWARE	322,064	$15.5M	0.19%
65	HALHALLIBURTON CO	631,400	$15.4M	0.19%	Call
66	SBUXSTARBUCKS CORP	175,600	$15.4M	0.19%	Put
67	SBUXSTARBUCKS CORP	175,600	$15.4M	0.19%	Call
68	—OCCIDENTAL PETE CORP	372,200	$15.3M	0.19%	Put
69	UNHUNITEDHEALTH GROUP INC	49,421	$14.5M	0.18%
70	RIGTRANSOCEAN LTD	2,079,000	$14.3M	0.18%	Put
71	—INTERNATIONAL BUSINESS MACHS	105,000	$14.1M	0.17%	Put
72	—BLACKSTONE MTG TR INC	377,500	$14.1M	0.17%	Put
73	—DISNEY WALT CO	96,200	$13.9M	0.17%	Call
74	—HANNON ARMSTRONG SUST INFR C	11,328,000	$13.8M	0.17%
75	NOCNORTHROP GRUMMAN CORP	39,800	$13.7M	0.17%	Call
76	NFLXNETFLIX INC	42,200	$13.7M	0.17%	Put
77	NIONIO INC	3,300,000	$13.3M	0.16%	Put
78	—M D C HLDGS INC	345,800	$13.2M	0.16%	Put
79	FXYINVESCO CURNCYSHS JAPANESE Y	150,000	$13.1M	0.16%
80	TGTTARGET CORP	100,200	$12.8M	0.16%	Put
81	PTONPELOTON INTERACTIVE INC	450,000	$12.8M	0.16%
82	KHCKRAFT HEINZ CO	396,700	$12.7M	0.16%	Call
83	KHCKRAFT HEINZ CO	396,700	$12.7M	0.16%	Put
84	—GENERAL MLS INC	234,000	$12.5M	0.15%	Call
85	—APOLLO COML REAL EST FIN INC	675,000	$12.3M	0.15%	Put
86	—COLLIER CREEK HOLDINGS	1,200,000	$12.3M	0.15%
87	—DISNEY WALT CO	84,600	$12.2M	0.15%	Put
88	—WESTERN ASSET MTG CAP CORP	12,000,000	$12.2M	0.15%
89	PSXPHILLIPS 66	108,000	$12.0M	0.15%	Put
90	INTCINTEL CORP	200,700	$12.0M	0.15%	Call
91	—GENERAL MLS INC	223,100	$11.9M	0.15%	Put
92	—IRONWOOD PHARMACEUTICALS INC	10,116,000	$11.8M	0.14%
93	BZUNBAOZUN INC	356,700	$11.8M	0.14%
94	LMTLOCKHEED MARTIN CORP	29,700	$11.6M	0.14%	Call
95	CATCATERPILLAR INC DEL	77,900	$11.5M	0.14%	Call
96	—CHURCHILL CAP CORP II	1,100,001	$11.4M	0.14%
97	DALDELTA AIR LINES INC DEL	194,100	$11.4M	0.14%	Put
98	IBMINTERNATIONAL BUSINESS MACHS	83,271	$11.2M	0.14%
99	—APACHE CORP	435,600	$11.1M	0.14%	Put
100	STZCONSTELLATION BRANDS INC	57,600	$10.9M	0.13%	Call

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