HBK INVESTMENTS L P Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$25.8B

Holdings

703

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (703 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	32,947,800	$15.6B	60.64%	Put
2	STTSPDR S&P 500 ETF TR	7,505,200	$3.6B	13.81%	Call
3	—NATURAL ORDER ACQUISITION CO	691,483	$290.0M	1.12%
4	AMDADVANCED MICRO DEVICES INC	1,637,900	$235.7M	0.91%	Put
5	AQLTISHARES TR	974,300	$216.7M	0.84%	Put
6	SPYSPDR S&P 500 ETF TR	350,654	$166.5M	0.65%
7	MDB 0.25 01/15/26MONGODB INC	56,064,000	$143.2M	0.56%
8	AQLTISHARES TR	590,300	$131.3M	0.51%	Call
9	—AMERICAN AIRLS GROUP INC	6,940,300	$124.6M	0.48%	Put
10	—KAIROS ACQUISITION CORP	230,180	$112.0M	0.43%
11	—BLOCK INC	51,678,000	$108.0M	0.42%
12	QQQINVESCO QQQ TR	259,900	$103.4M	0.40%	Put
13	BHPBHP GROUP LTD	1,672,000	$100.9M	0.39%	Call
14	W 1.125 11/01/24WAYFAIR INC	57,300,000	$100.3M	0.39%
15	LYVLIVE NATION ENTERTAINMENT IN	785,714	$94.0M	0.36%
16	ZS 0.125 07/01/25ZSCALER INC	42,276,000	$92.6M	0.36%
17	LYVLIVE NATION ENTERTAINMENT IN	677,000	$81.0M	0.31%	Put
18	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$79.5M	0.31%
19	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	52,809,000	$73.2M	0.28%
20	BRK-BBERKSHIRE HATHAWAY INC DEL	209,800	$62.7M	0.24%	Call
21	BRK-BBERKSHIRE HATHAWAY INC DEL	208,400	$62.3M	0.24%	Put
22	—ARBOR REALTY TRUST INC	49,424,000	$54.4M	0.21%
23	RWTREDWOOD TR INC	4,046,100	$53.4M	0.21%	Put
24	W 0.625 10/01/25WAYFAIR INC	57,500,000	$52.4M	0.20%
25	AQLTISHARES TR	600,000	$52.2M	0.20%	Call
26	TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO	47,500,000	$48.2M	0.19%
27	BL 0.125 08/01/24BLACKLINE INC	31,906,000	$48.1M	0.19%
28	ROKUROKU INC	205,200	$46.8M	0.18%	Call
29	RBLXROBLOX CORP	451,200	$46.5M	0.18%	Put
30	ABNBAIRBNB INC	277,200	$46.2M	0.18%	Call
31	ABNBAIRBNB INC	265,600	$44.2M	0.17%	Put
32	DISCKUSDDISCOVERY INC	1,900,000	$43.5M	0.17%
33	MSTR 0.75 12/15/25MICROSTRATEGY INC	26,000,000	$40.8M	0.16%
34	—ARES CAPITAL CORP	36,517,000	$40.8M	0.16%
35	EQT 1.75 05/01/26EQT CORP	22,935,000	$38.2M	0.15%
36	ABRARBOR REALTY TRUST INC	2,043,800	$37.4M	0.15%	Put
37	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	24,000,000	$36.3M	0.14%
38	—SAILPOINT TECHNOLOGIES HLDGS	20,031,000	$35.8M	0.14%
39	ZSZSCALER INC	111,100	$35.7M	0.14%	Put
40	COUP 0.125 06/15/25COUPA SOFTWARE INC	28,868,000	$35.4M	0.14%
41	—ENCORE CAP GROUP INC	24,500,000	$33.6M	0.13%
42	—THERAVANCE BIOPHARMA INC	34,195,000	$33.0M	0.13%
43	—MFA FINL INC	31,952,000	$32.9M	0.13%
44	PRAAPRA GROUP INC	628,000	$31.5M	0.12%	Put
45	RIVNRIVIAN AUTOMOTIVE INC	300,000	$31.1M	0.12%
46	ROKUROKU INC	134,700	$30.7M	0.12%	Put
47	—ENCORE CAP EUROPE FIN LTD	19,600,000	$29.3M	0.11%
48	TRIPTRIPADVISOR INC	1,068,900	$29.1M	0.11%	Put
49	—KISMET ACQUISITION TWO CORP	58,401	$29.0M	0.11%
50	—BLACKSTONE MTG TR INC	912,500	$27.9M	0.11%	Put
51	—NEW YORK MTG TRUST	26,001,000	$26.0M	0.10%
52	AMDADVANCED MICRO DEVICES INC	180,000	$25.9M	0.10%	Call
53	—BLACKSTONE MORTGAGE TRUST IN	25,030,000	$25.4M	0.10%
54	UBERUBER TECHNOLOGIES INC	604,918	$25.4M	0.10%
55	—ATLASSIAN CORP PLC	63,300	$24.1M	0.09%	Put
56	INVA 2.5 08/15/25INNOVIVA INC	19,650,000	$23.9M	0.09%
57	ZEN1EURZENDESK INC	225,000	$23.5M	0.09%
58	—ATLASSIAN CORP PLC	58,700	$22.4M	0.09%	Call
59	NDQINVESCO QQQ TR	54,571	$21.7M	0.08%
60	EXAS 0.375 03/01/28EXACT SCIENCES CORP	22,000,000	$21.5M	0.08%
61	WWAYFAIR INC	112,300	$21.3M	0.08%	Call
62	PINSPINTEREST INC	580,200	$21.1M	0.08%	Call
63	PAR 1.5 10/15/27PAR TECHNOLOGY CORP	20,042,000	$20.2M	0.08%
64	—KISMET ACQUISITION THREE COR	40,001	$20.0M	0.08%
65	—ENCORE CAP GROUP INC	294,000	$18.3M	0.07%	Put
66	CHGG 0 09/01/26CHEGG INC	21,855,000	$18.2M	0.07%
67	AMCAMC ENTMT HLDGS INC	635,593	$17.3M	0.07%
68	OKTA 0.125 09/01/25OKTA INC	12,565,000	$17.1M	0.07%
69	UBERUBER TECHNOLOGIES INC	377,100	$15.8M	0.06%	Put
70	—ZENDESK INC	150,000	$15.6M	0.06%	Put
71	ONON SEMICONDUCTOR CORP	227,827	$15.5M	0.06%
72	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.3M	0.06%
73	—COHN ROBBINS HOLDINGS CORP	1,547,342	$15.2M	0.06%
74	FVAVFORTRESS VALUE ACQUISI CORP	1,550,566	$15.1M	0.06%
75	WWAYFAIR INC	79,100	$15.0M	0.06%	Put
76	—CC NEUBERGER PRIN HLDGS II	1,500,000	$14.8M	0.06%
77	VVISA INC	68,500	$14.8M	0.06%	Call
78	VVISA INC	68,500	$14.8M	0.06%	Put
79	—PROSPECTOR CAPITAL CORP	1,514,219	$14.7M	0.06%
80	—HORIZON ACQUISITION CORPORAT	1,433,273	$14.1M	0.05%
81	EXASEXACT SCIENCES CORP	177,700	$13.8M	0.05%	Put
82	—EXECUTIVE NETWORK PARTNERING	1,386,938	$13.6M	0.05%
83	RWT 4.75 08/15/23REDWOOD TRUST INC	13,022,000	$13.3M	0.05%
84	—REDBALL ACQUISITION CORP	1,321,652	$13.1M	0.05%
85	—COMPUTE HEALTH ACQUISITIN CO	1,312,515	$12.8M	0.05%
86	COINCOINBASE GLOBAL INC	50,500	$12.7M	0.05%	Put
87	—LEAD EDGE GROWTH OPRTUNTS LT	1,301,300	$12.7M	0.05%
88	SPOTSPOTIFY TECHNOLOGY S A	51,600	$12.1M	0.05%	Call
89	TWLOTWILIO INC	45,600	$12.0M	0.05%	Call
90	RITMNEW RESIDENTIAL INVT CORP	1,117,300	$12.0M	0.05%	Put
91	—ZENDESK INC	10,000,000	$12.0M	0.05%
92	—EPIPHANY TECHNOLOGY ACQUISIT	1,208,923	$11.8M	0.05%
93	—PATHFINDER ACQUISITION CORP	1,197,885	$11.6M	0.05%
94	JPMJPMORGAN CHASE & CO	71,600	$11.3M	0.04%	Call
95	—JPMORGAN CHASE & CO	71,600	$11.3M	0.04%	Put
96	RBLXROBLOX CORP	109,600	$11.3M	0.04%	Call
97	—DPCM CAP INC	1,146,562	$11.3M	0.04%
98	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$11.1M	0.04%
99	—BRIGHT LIGHTS ACQUISITION CO	1,127,000	$11.1M	0.04%
100	—GROUP NINE ACQUISITION CORP	1,127,000	$11.0M	0.04%

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