HIGHBRIDGE CAPITAL MANAGEMENT LLC Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$3.8B

Holdings

321

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (321 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	400,000	$171.7M	4.54%	Put
2	DHRDANAHER CORPORATION	290,405	$88.4M	2.34%
3	BLMN 5 05/01/25BLOOMIN BRANDS INC	38,954,000	$87.9M	2.32%
4	W 1.125 11/01/24WAYFAIR INC	36,000,000	$81.9M	2.16%
5	KKRKKR & CO INC	1,178,821	$71.8M	1.90%
6	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	841,428	$71.6M	1.89%
7	—COPA HOLDINGS SA	40,138,000	$69.4M	1.83%
8	OMER 5.25 02/15/26OMEROS CORP	61,033,000	$67.3M	1.78%
9	FWONK 1 01/30/23LIBERTY MEDIA CORP DEL	47,655,000	$67.3M	1.78%
10	—ENVESTNET INC	49,698,000	$62.3M	1.65%
11	LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN	41,029,000	$59.4M	1.57%
12	MIDD 1 09/01/25MIDDLEBY CORP	40,010,000	$58.1M	1.54%
13	LITE 0.25 03/15/24LUMENTUM HLDGS INC	33,994,000	$50.0M	1.32%
14	—THERAVANCE BIOPHARMA INC	49,675,000	$46.0M	1.22%
15	—INFINERA CORP	40,000,000	$44.5M	1.18%
16	—PARATEK PHARMACEUTICALS INC	50,277,000	$43.6M	1.15%
17	AVYA 2.25 06/15/23AVAYA HLDGS CORP	40,000,000	$42.0M	1.11%
18	—CREE INC	30,056,000	$41.9M	1.11%
19	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	36,748,000	$40.6M	1.07%
20	0VVBVIACOMCBS INC	987,082	$39.0M	1.03%
21	RMBS 1.375 02/01/23RAMBUS INC DEL	30,701,000	$38.8M	1.03%
22	LUV 1.25 05/01/25SOUTHWEST AIRLS CO	25,750,000	$38.5M	1.02%
23	TRIB 4 04/01/45TRINITY BIOTECH INVT LTD	53,175,000	$37.8M	1.00%
24	—COLLEGIUM PHARMACEUTICAL INC	37,245,000	$37.5M	0.99%
25	—NORTHERN STAR INVSTMNT CORP	3,736,074	$37.1M	0.98%
26	—ACORDA THERAPEUTICS INC	45,283,000	$36.7M	0.97%
27	INSG 3.25 05/01/25INSEEGO CORP	39,380,000	$36.2M	0.96%
28	VIAV 1 03/01/24VIAVI SOLUTIONS INC	27,014,000	$35.3M	0.93%
29	—WORKDAY INC	20,000,000	$34.3M	0.91%
30	NIONIO INC	956,400	$34.1M	0.90%	Put
31	RGENREPLIGEN CORP	13,342,000	$33.8M	0.89%
32	EZPW 2.875 07/01/24EZCORP INC	30,077,000	$32.1M	0.85%
33	—FLEXION THERAPEUTICS INC	35,558,000	$31.7M	0.84%
34	—HOSTESS BRANDS INC	10,348,616	$30.8M	0.82%
35	AORT 4.25 07/01/25CRYOLIFE INC	24,000,000	$30.1M	0.79%
36	SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC	20,000,000	$29.8M	0.79%
37	BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC	21,000,000	$29.0M	0.77%
38	—HUDSON EXECUTIVE INVES III	2,861,648	$27.8M	0.74%
39	OXY/WSOCCIDENTAL PETE CORP	2,310,100	$27.4M	0.72%
40	—SPARTAN ACQUISITION CORP III	2,686,021	$26.5M	0.70%
41	BDXBECTON DICKINSON & CO	106,569	$26.2M	0.69%
42	—EPIPHANY TECHNOLOGY ACQUISIT	2,520,565	$24.6M	0.65%
43	CCIXCHURCHILL CAPITAL CORP VII	2,527,947	$24.6M	0.65%
44	—CONX CORP	2,340,506	$22.9M	0.61%
45	—26 CAPITAL ACQUISITION CORP	2,351,497	$22.9M	0.60%
46	—OSI SYSTEMS INC	21,776,000	$22.7M	0.60%
47	—ACCELERATE ACQUISITION CORP	2,328,551	$22.7M	0.60%
48	—CF ACQUISITION CORP VIII	2,262,359	$22.6M	0.60%
49	—AUSTERLITZ ACQUISITION CORP	2,306,031	$22.5M	0.59%
50	—ATLAS CREST INVESTMENT CORP	2,215,466	$21.6M	0.57%
51	—PIVOTAL INVESTMENT CORP III	2,209,383	$21.5M	0.57%
52	—GOOD WKS II ACQUISITION CORP	2,191,415	$21.4M	0.57%
53	—NORTH ATLANTIC ACQUISITN COR	2,191,372	$21.4M	0.57%
54	—MACONDRAY CAP ACQUISITN CORP	2,166,826	$21.3M	0.56%
55	—CF ACQUISITION CORP IV	2,099,865	$20.4M	0.54%
56	—WILLIAMS ROWLAND ACQUISITION COM	2,040,823	$20.2M	0.53%
57	MLAB 1.375 08/15/25MESA LABS INC	15,650,000	$20.0M	0.53%
58	HVIIHENNESSY CAPITAL INVST CORP	1,989,256	$19.8M	0.52%
59	—AMRYT PHARMA PLC	1,634,366	$19.8M	0.52%
60	—GLOBAL CONSUMER ACQUISITN CO	1,974,826	$19.5M	0.52%
61	RBC 5 10/15/24 ARBC BEARINGS INC	175,000	$19.5M	0.52%
62	—FORUM MERGER IV CORP	1,995,980	$19.5M	0.51%
63	—LANNETT CO INC	34,800,000	$19.2M	0.51%
64	AQNCN 7.75 06/15/24ALGONQUIN PWR UTILS CORP	373,567	$18.1M	0.48%
65	JWSMFJAWS MUSTANG ACQUISITION COR	1,842,617	$18.0M	0.48%
66	—GIGINTERNATIONAL1 INC	1,812,845	$17.9M	0.47%
67	APACSTONEBRIDGE ACQUISITION CORP	1,780,525	$17.8M	0.47%
68	—ENVIRONMENTAL IMPACT ACQU CO	1,792,381	$17.7M	0.47%
69	—CORNER GROWTH ACQUISITN CORP	1,755,818	$17.3M	0.46%
70	KCAC-UNKENSINGTON CAPITAL ACQUISITI	1,696,976	$17.3M	0.46%
71	—FOREST ROAD ACQUISITION COR	1,762,142	$17.2M	0.45%
72	—FAST ACQUISITION CORP II	1,767,359	$17.1M	0.45%
73	—ACE CONVERGENCE ACQU CORP CL A	1,722,293	$17.1M	0.45%
74	—APOLLO STRATEGIC GRWT CPTL I	1,715,870	$16.8M	0.44%
75	IMAQINTERNATIONAL MEDIA ACQUISIT	1,710,488	$16.8M	0.44%
76	—FINTECH ACQUISITION CORP VI	1,658,542	$16.5M	0.44%
77	—TUSCAN HLDGS CORP II	1,627,187	$16.5M	0.43%
78	—RMG ACQUISITION CORP III	1,683,128	$16.4M	0.43%
79	—MERCURY ECOM ACQUISITION COR	1,673,500	$16.3M	0.43%
80	PATK 1 02/01/23PATRICK INDS INC	14,500,000	$16.2M	0.43%
81	—CORNER GROWTH ACQUISITION CO	1,663,592	$16.2M	0.43%
82	CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC	24,366,000	$15.8M	0.42%
83	—PROTALIX BIOTHERAPEUTICS INC	15,000,000	$15.8M	0.42%
84	—CF ACQUISITION CORP VI	1,603,000	$15.6M	0.41%
85	—NOVUS CAPITAL CORPORATION II	1,531,275	$15.2M	0.40%
86	—VEONEER INC	9,350,000	$15.1M	0.40%
87	—7GC & CO HOLDINGS INC	1,539,652	$15.0M	0.40%
88	—CLEANTECH ACQUISITION CORP	1,504,645	$14.9M	0.39%
89	—TORTOISEECOFIN ACQUISITION C	1,540,024	$14.9M	0.39%
90	—HUDSON EXECUTIVE INVS CORP I	1,512,430	$14.7M	0.39%
91	SENS 5.25 02/01/23SENSEONICS HLDGS INC	13,200,000	$14.6M	0.39%
92	—ACROPOLIS INFRASTRUCTURE ACQ	1,485,788	$14.5M	0.38%
93	—10X CAP VENTURE ACQSTN CORP	1,451,423	$14.4M	0.38%
94	—CENAQ ENERGY CORP	1,410,000	$14.2M	0.37%
95	—SARISSA CAPITAL ACQUISITN CO	1,407,124	$13.9M	0.37%
96	CCIXCHURCHILL CAPITAL CORP VI	1,410,729	$13.8M	0.36%
97	—SILVER SPIKE ACQUISITN CORP	1,397,845	$13.7M	0.36%
98	—ARIES I ACQUISITION CORP	1,367,242	$13.6M	0.36%
99	—AGRICO ACQUISITION CORP	1,361,351	$13.6M	0.36%
100	—CHP MERGER CORP	1,354,613	$13.6M	0.36%

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