HighTower Advisors, LLC Q1 2016 Filing

Filed May 16, 2016

Portfolio Value

$30.7M

Holdings

1,985

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (1,985 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	—NEURODERM LTD	12,150	$171K	0.56%
802	AMHAMERICAN HOMES 4 RENT	10,664	$170K	0.55%
803	RJAUSDSWEDISH EXPT CR CORP	27,194	$169K	0.55%
804	PTYPIMCO CORPORATE & INCOME OPP	12,133	$167K	0.54%
805	—ARGOS THERAPEUTICS INC	26,071	$167K	0.54%
806	XFRAXBLACKROCK FLOAT RATE OME STR	12,862	$167K	0.54%
807	—ANTHERA PHARMACEUTICALS INC	46,400	$166K	0.54%
808	—INVIVO THERAPEUTICS HLDGS CO	23,425	$164K	0.53%
809	VGMINVESCO TR INVT GRADE MUNS	11,670	$163K	0.53%
810	AQLTISHARES TR	16,736	$163K	0.53%
811	—MOMENTA PHARMACEUTICALS INC	17,331	$162K	0.53%
812	—NORTHSTAR REALTY EUROPE CORP	13,480	$162K	0.53%
813	—NUVEEN MUN MKT OPPORTUNITY F	11,340	$162K	0.53%
814	RGSUSDREGIS CORP MINN	10,759	$160K	0.52%
815	TIIAYTELECOM ITALIA S P A NEW	14,750	$160K	0.52%
816	EX9EXELIXIS INC	39,662	$159K	0.52%
817	NAVINAVIENT CORP	13,151	$158K	0.52%
818	—PENNEY J C INC	14,325	$157K	0.51%
819	—CHINA UNICOM (HONG KONG) LTD	11,949	$156K	0.51%
820	—SYNUTRA INTL INC	31,286	$155K	0.51%
821	—DEUTSCHE BK AG LONDON BRH	40,000	$155K	0.51%
822	—IMMUNOMEDICS INC	60,315	$153K	0.50%
823	—BLACKROCK MUNIENHANCED FD IN	12,280	$151K	0.49%
824	IMGNEURIMMUNOGEN INC	17,284	$150K	0.49%
825	AXPAMERICAN EXPRESS CO	312,807	$147K	0.48%	Put
826	—1ST CONSTITUTION BANCORP	11,557	$147K	0.48%
827	DNPDNP SELECT INCOME FD	14,602	$147K	0.48%
828	NKTREURNEKTAR THERAPEUTICS	10,387	$147K	0.48%
829	MSFTMICROSOFT CORP	2,646,996	$146K	0.48%
830	—TIER REIT INC	10,964	$146K	0.48%
831	XPCKXPIMCO CALIF MUN INCOME FD II	13,675	$145K	0.47%
832	—CONSOL ENERGY INC	12,902	$145K	0.47%
833	WLB1EURWESTMORELAND COAL CO	20,000	$144K	0.47%
834	VKIINVESCO ADVANTAGE MUNICIPAL	11,464	$142K	0.46%
835	—PROSPECT CAPITAL CORPORATION	143,000	$141K	0.46%
836	SAJACOMPANHIA DE SANEAMENTO BASI	20,831	$138K	0.45%
837	CVECENOVUS ENERGY INC	10,503	$137K	0.45%
838	BBWBUILD A BEAR WORKSHOP	10,455	$136K	0.44%
839	BDJBLACKROCK ENHANCED EQT DIV T	18,156	$135K	0.44%
840	—COUSINS PPTYS INC	12,889	$134K	0.44%
841	NMLNEUBERGER BERMAN MLP INCOME	19,093	$133K	0.43%
842	HTGCHERCULES CAPITAL INC	11,066	$133K	0.43%
843	—CIVEO CORP CDA	108,673	$133K	0.43%
844	FMFFORMFACTOR INC	18,173	$132K	0.43%
845	—NAVIDEA BIOPHARMACEUTICALS I	141,266	$131K	0.43%
846	NIMNUVEEN SELECT MAT MUN FD	12,367	$131K	0.43%
847	TAT&T INC	3,321,202	$130K	0.42%
848	AM6AMICUS THERAPEUTICS INC	15,560	$130K	0.42%
849	—TRINITY BIOTECH PLC	11,000	$129K	0.42%
850	—THERAPEUTICSMD INC	20,000	$128K	0.42%
851	XBOEXBLACKROCK GLOBAL OPP EQTY TR	10,825	$128K	0.42%
852	XOMEXXON MOBIL CORP	1,530,025	$128K	0.42%
853	—REX ENERGY CORPORATION	165,000	$127K	0.41%
854	—MORGANS HOTEL GROUP CO	88,844	$123K	0.40%
855	—ATHERSYS INC	54,100	$121K	0.39%
856	—RED LION HOTELS CORP	14,431	$121K	0.39%
857	—VIRNETX HLDG CORP	26,272	$120K	0.39%
858	WATTENERGOUS CORP	11,825	$119K	0.39%
859	—ATMEL CORP	14,736	$118K	0.38%
860	—AMERICAN FARMLAND CO	17,944	$114K	0.37%
861	FTFFRANKLIN LTD DURATION INC TR	10,000	$113K	0.37%
862	GMGENERAL MTRS CO	599,393	$108K	0.35%	Put
863	FUNDSPROTT FOCUS TR INC	17,739	$108K	0.35%
864	NMRNOMURA HLDGS INC	23,982	$108K	0.35%
865	NEANUVEEN SR INCOME FD	17,846	$108K	0.35%
866	IOUSDION GEOPHYSICAL CORP	13,353	$108K	0.35%
867	TWITITAN INTL INC ILL	19,875	$107K	0.35%
868	ECTMECA MARCELLUS TR I	73,000	$107K	0.35%
869	ABBVABBVIE INC	706,042	$104K	0.34%	Put
870	—SYNTHETIC BIOLOGICS INC	44,001	$104K	0.34%
871	—EASTERN VA BANKSHARES INC	15,483	$103K	0.34%
872	—PRIMO WTR CORP	10,200	$103K	0.34%
873	—DATALINK CORP	11,199	$102K	0.33%
874	GEGENERAL ELECTRIC CO	3,188,117	$101K	0.33%
875	—BARCLAYS BK PLC	19,876	$101K	0.33%
876	MBTGBPMOBILE TELESYSTEMS PJSC	12,569	$100K	0.33%
877	NRTNORTH EUROPEAN OIL RTY TR	12,674	$99K	0.32%
878	—SPANISH BROADCASTING SYS INC	29,113	$98K	0.32%
879	AYS1SANDSTORM GOLD LTD	30,130	$97K	0.32%
880	VCELVERICEL CORP	16,389	$96K	0.31%
881	—PLURISTEM THERAPEUTICS INC	59,500	$96K	0.31%
882	—FIRST CMNTY FINL PARTNERS IN	11,025	$96K	0.31%
883	—FULL CIRCLE CAP CORP	36,952	$95K	0.31%
884	CDZICADIZ INC	18,218	$95K	0.31%
885	LNWOSCIENTIFIC GAMES CORP	10,042	$94K	0.31%
886	—OHR PHARMACEUTICAL INC	30,000	$94K	0.31%
887	CCCHEMOURS CO	17,108	$93K	0.30%
888	STMSTMICROELECTRONICS N V	16,711	$93K	0.30%
889	—OCH ZIFF CAP MGMT GROUP	20,853	$92K	0.30%
890	—MAST THERAPEUTICS INC	338,098	$92K	0.30%
891	—VITAL THERAPIES INC	10,000	$91K	0.30%
892	SDTTUUSDSANDRIDGE MISSISSIPPIAN TR I	35,540	$91K	0.30%
893	IHDVOYA EMERGING MKTS HIGH DIVI	11,500	$90K	0.29%
894	EDRENDEAVOUR SILVER CORP	36,740	$90K	0.29%
895	ODPEUROFFICE DEPOT INC	12,409	$89K	0.29%
896	PGPROCTER & GAMBLE CO	1,076,968	$89K	0.29%
897	BACVERIZON COMMUNICATIONS INC	1,636,178	$88K	0.29%
898	MRKMERCK & CO INC NEW	1,667,531	$88K	0.29%
899	GSATUSDGLOBALSTAR INC	60,825	$88K	0.29%
900	JYNTJOINT CORP	28,000	$88K	0.29%

PreviousPage 9 of 20Next