HighTower Advisors, LLC Q4 2016 Filing
Filed February 10, 2017
Portfolio Value
$9.2B
Holdings
1,874
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (1,874 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 801 | —DYNEX CAP INC | 16,160 | $110.0M | 1.20% | |
| 802 | —MIDCOAST ENERGY PARTNERS L P | 15,471 | $109.0M | 1.18% | |
| 803 | AYS1SANDSTORM GOLD LTD | 27,130 | $107.0M | 1.16% | |
| 804 | —TANZANIAN ROYALTY EXPL CORP | 215,000 | $107.0M | 1.16% | |
| 805 | —NAVIDEA BIOPHARMACEUTICALS I | 166,066 | $107.0M | 1.16% | |
| 806 | —I D SYSTEMS INC | 19,600 | $106.0M | 1.15% | |
| 807 | MTARCELORMITTAL SA LUXEMBOURG | 14,331 | $104.0M | 1.13% | |
| 808 | —UNITED CMNTY FINL CORP OHIO | 11,480 | $103.0M | 1.12% | |
| 809 | INOINOVIO PHARMACEUTICALS INC | 15,640 | $103.0M | 1.12% | |
| 810 | GEGENERAL ELECTRIC CO | 3,172,057 | $100.2M | 1.09% | |
| 811 | PRCPGBPPERCEPTRON INC | 15,000 | $100.0M | 1.09% | |
| 812 | JPMJPMORGAN CHASE & CO | 1,147,610 | $99.1M | 1.08% | |
| 813 | PGPROCTER AND GAMBLE CO | 1,162,022 | $98.7M | 1.07% | Call |
| 814 | ARRYEURARRAY BIOPHARMA INC | 11,750 | $94.0M | 1.02% | Put |
| 815 | MRKMERCK & CO INC | 1,583,910 | $93.3M | 1.01% | |
| 816 | UPSUNITED PARCEL SERVICE INC | 811,421 | $93.0M | 1.01% | |
| 817 | —BARCLAYS BK PLC | 14,436 | $93.0M | 1.01% | |
| 818 | RMTROYCE MICRO-CAP TR INC | 11,385 | $93.0M | 1.01% | |
| 819 | —NAVIOS MARITIME HOLDINGS INC | 66,139 | $93.0M | 1.01% | |
| 820 | DBDEUTSCHE BANK AG | 17,319 | $92.0M | 1.00% | Put |
| 821 | OXQ1ADVANCED EMISSIONS SOLUTS IN | 10,000 | $92.0M | 1.00% | |
| 822 | BACVERIZON COMMUNICATIONS INC | 1,722,401 | $91.9M | 1.00% | |
| 823 | —COBALT INTL ENERGY INC | 75,739 | $90.0M | 0.98% | |
| 824 | —SPANISH BROADCASTING SYS INC | 29,113 | $90.0M | 0.98% | |
| 825 | —WIDEPOINT CORP | 109,800 | $89.0M | 0.97% | |
| 826 | —PLURISTEM THERAPEUTICS INC | 62,200 | $88.0M | 0.96% | |
| 827 | —INVIVO THERAPEUTICS HLDGS CO | 21,125 | $88.0M | 0.96% | |
| 828 | NRTNORTH EUROPEAN OIL RTY TR | 13,303 | $88.0M | 0.96% | |
| 829 | —RYDEX ETF TRUST | 1,010,895 | $87.6M | 0.95% | |
| 830 | AXPAMERICAN EXPRESS CO | 301,856 | $83.7M | 0.91% | Put |
| 831 | MUFGMITSUBISHI UFJ FINL GROUP IN | 13,275 | $82.0M | 0.89% | |
| 832 | —MDC PARTNERS INC | 12,377 | $80.0M | 0.87% | |
| 833 | IOUSDION GEOPHYSICAL CORP | 13,333 | $80.0M | 0.87% | |
| 834 | EXTREXTREME NETWORKS INC | 15,810 | $80.0M | 0.87% | |
| 835 | —REX ENERGY CORPORATION | 165,000 | $78.0M | 0.85% | |
| 836 | IWFISHARES TR | 734,344 | $77.0M | 0.84% | |
| 837 | PFEPFIZER INC | 2,372,412 | $76.9M | 0.84% | |
| 838 | IHDVOYA EMERGING MKTS HIGH DIVI | 10,055 | $76.0M | 0.83% | |
| 839 | VTGNUSDVISTAGEN THERAPEUTICS INC | 20,215 | $75.0M | 0.81% | |
| 840 | —TTM TECHNOLOGIES INC | 47,000 | $71.0M | 0.77% | |
| 841 | HIXWESTERN ASSET HIGH INCM FD I | 10,070 | $71.0M | 0.77% | |
| 842 | LYGLLOYDS BANKING GROUP PLC | 23,148 | $70.0M | 0.76% | |
| 843 | BMYBRISTOL MYERS SQUIBB CO | 1,153,949 | $67.5M | 0.73% | |
| 844 | CVXCHEVRON CORP NEW | 568,980 | $67.1M | 0.73% | |
| 845 | INTCINTEL CORP | 1,842,499 | $66.8M | 0.73% | |
| 846 | JYNTJOINT CORP | 25,000 | $66.0M | 0.72% | |
| 847 | NDLSUSDNOODLES & CO | 15,890 | $65.0M | 0.71% | |
| 848 | VIGVANGUARD SPECIALIZED PORTFOL | 743,857 | $63.4M | 0.69% | |
| 849 | CYANCYANOTECH CORP | 14,765 | $63.0M | 0.68% | |
| 850 | —OCEAN RIG UDW INC | 36,125 | $63.0M | 0.68% | |
| 851 | PEPPEPSICO INC | 598,522 | $62.5M | 0.68% | |
| 852 | IWDISHARES TR | 557,308 | $62.4M | 0.68% | |
| 853 | IBMINTERNATIONAL BUSINESS MACHS | 369,270 | $61.3M | 0.67% | |
| 854 | —ATHERSYS INC | 39,200 | $61.0M | 0.66% | |
| 855 | HDHOME DEPOT INC | 454,867 | $60.9M | 0.66% | |
| 856 | EPDENTERPRISE PRODS PARTNERS L | 2,224,190 | $60.1M | 0.65% | |
| 857 | KOCOCA COLA CO | 1,412,865 | $59.5M | 0.65% | Call |
| 858 | —LADENBURG THALMAN FIN SVCS I | 23,738 | $58.0M | 0.63% | |
| 859 | —TSAKOS ENERGY NAVIGATION LTD | 12,083 | $57.0M | 0.62% | |
| 860 | MOALTRIA GROUP INC | 838,560 | $56.7M | 0.62% | |
| 861 | BABOEING CO | 358,438 | $55.9M | 0.61% | |
| 862 | PNCPNC FINL SVCS GROUP INC | 477,324 | $55.8M | 0.61% | |
| 863 | —KCAP FINL INC | 13,717 | $55.0M | 0.60% | |
| 864 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 716,965 | $54.2M | 0.59% | |
| 865 | TRQEURTURQUOISE HILL RES LTD | 16,746 | $54.0M | 0.59% | |
| 866 | —ORGANOVO HLDGS INC | 16,050 | $54.0M | 0.59% | |
| 867 | —TEEKAY OFFSHORE PARTNERS L P | 10,802 | $54.0M | 0.59% | |
| 868 | PPTPUTNAM PREMIER INCOME TR | 10,557 | $53.0M | 0.58% | |
| 869 | METAFACEBOOK INC | 438,293 | $51.4M | 0.56% | Call |
| 870 | DONSPDR DOW JONES INDL AVRG ETF | 56,708 | $50.9M | 0.55% | Put |
| 871 | VCELVERICEL CORP | 16,389 | $50.0M | 0.54% | |
| 872 | —VIRNETX HLDG CORP | 22,300 | $49.0M | 0.53% | |
| 873 | —EKSO BIONICS HLDGS INC | 12,393 | $49.0M | 0.53% | |
| 874 | —CORMEDIX INC | 32,188 | $49.0M | 0.53% | |
| 875 | —ANTHERA PHARMACEUTICALS INC | 73,100 | $49.0M | 0.53% | |
| 876 | MCDMCDONALDS CORP | 388,778 | $48.2M | 0.52% | Put |
| 877 | —APOLLO COML REAL EST FIN INC | 46,000 | $48.0M | 0.52% | |
| 878 | NGNOVAGOLD RES INC | 10,195 | $47.0M | 0.51% | |
| 879 | CSCOCISCO SYS INC | 1,549,977 | $46.8M | 0.51% | |
| 880 | 4I1PHILIP MORRIS INTL INC | 507,263 | $46.4M | 0.50% | |
| 881 | GPRCHFGREAT PANTHER SILVER LTD | 27,500 | $46.0M | 0.50% | |
| 882 | BRK-BBERKSHIRE HATHAWAY INC DEL | 188 | $45.9M | 0.50% | |
| 883 | —IBIO INC | 113,020 | $45.0M | 0.49% | |
| 884 | KGCKINROSS GOLD CORP | 14,454 | $45.0M | 0.49% | |
| 885 | SDTTUUSDSANDRIDGE MISSISSIPPIAN TR I | 33,940 | $45.0M | 0.49% | |
| 886 | TWXCHFTIME WARNER INC | 456,533 | $44.1M | 0.48% | |
| 887 | —LIQTECH INTL INC | 69,700 | $44.0M | 0.48% | |
| 888 | —AVINGER INC | 11,678 | $44.0M | 0.48% | |
| 889 | —VITAL THERAPIES INC | 10,000 | $44.0M | 0.48% | |
| 890 | VUGVANGUARD INDEX FDS | 389,620 | $43.4M | 0.47% | |
| 891 | —OHR PHARMACEUTICAL INC | 27,000 | $41.0M | 0.45% | |
| 892 | SCHFSCHWAB STRATEGIC TR | 1,464,117 | $40.5M | 0.44% | |
| 893 | —NORDIC AMERN OFFSHORE LTD | 14,505 | $40.0M | 0.43% | |
| 894 | GOOGLALPHABET INC | 50,264 | $40.0M | 0.43% | |
| 895 | EGOELDORADO GOLD CORP NEW | 11,780 | $39.0M | 0.42% | |
| 896 | —BLACKSTONE MTG TR INC | 35,000 | $39.0M | 0.42% | |
| 897 | IVVISHARES TR | 171,393 | $38.5M | 0.42% | |
| 898 | AMGNAMGEN INC | 263,914 | $38.5M | 0.42% | |
| 899 | MMM3M CO | 215,541 | $38.5M | 0.42% | |
| 900 | —SHARPS COMPLIANCE CORP | 10,000 | $38.0M | 0.41% |