Ionic Capital Management LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$2.3B
Holdings
286
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (286 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —WELLS FARGO & CO NEW | 69,966 | $877K | 0.04% | |
| 202 | LM05LIBERTY MEDIA CORP DELAWARE | 29,380 | $842K | 0.04% | |
| 203 | XLESELECT SECTOR SPDR TR | 11,892 | $840K | 0.04% | |
| 204 | —ADVENT CLAYMORE ENH GRW & IN | 100,013 | $835K | 0.04% | |
| 205 | ADXADAMS DIVERSIFIED EQUITY FD | 62,742 | $825K | 0.04% | |
| 206 | MDYSPDR S&P MIDCAP 400 ETF TR | 2,509 | $708K | 0.03% | |
| 207 | —WINTRUST FINL CORP | 19,277 | $659K | 0.03% | |
| 208 | —CBS CORP NEW | 11,255 | $623K | 0.03% | |
| 209 | BATRAUSDLIBERTY MEDIA CORP DELAWARE | 34,799 | $607K | 0.03% | |
| 210 | —ASSOCIATED BANC CORP | 217,259 | $587K | 0.03% | |
| 211 | INGMINGRAM MICRO INC | 16,244 | $579K | 0.03% | |
| 212 | AVPUSDAVON PRODS INC | 90,000 | $509K | 0.02% | Call |
| 213 | VIABVIACOM INC NEW | 13,216 | $504K | 0.02% | |
| 214 | —M I ACQUISITIONS INC | 50,000 | $501K | 0.02% | |
| 215 | —TCF FINL CORP | 300,812 | $481K | 0.02% | |
| 216 | —ROFIN SINAR TECHNOLOGIES INC | 14,902 | $480K | 0.02% | |
| 217 | —DOW CHEM CO | 9,190 | $476K | 0.02% | |
| 218 | —CAPITOL ACQUISITION CORP III | 46,325 | $471K | 0.02% | |
| 219 | —ALERE INC | 10,452 | $452K | 0.02% | |
| 220 | —QUINPARIO ACQUISITION CORP 2 | 44,857 | $445K | 0.02% | |
| 221 | —GP INVTS ACQUISITION COR | 43,010 | $420K | 0.02% | |
| 222 | —STERICYCLE INC | 6,274 | $414K | 0.02% | |
| 223 | —BOULEVARD ACQUISITION | 39,664 | $405K | 0.02% | |
| 224 | —TEXAS CAPITAL BANCSHARES INC | 9,983 | $396K | 0.02% | |
| 225 | —DOMINION RES INC VA NEW | 7,817 | $389K | 0.02% | |
| 226 | TERTERADYNE INC | 17,957 | $388K | 0.02% | |
| 227 | BCXBLACKROCK RES & COMM STRAT T | 46,977 | $383K | 0.02% | |
| 228 | —TERRAPIN 3 ACQUISITION CORP | 37,737 | $375K | 0.02% | |
| 229 | 2362120DSINCLAIR BROADCAST GROUP INC | 12,740 | $368K | 0.02% | |
| 230 | —DOUBLE EAGLE ACQUISITION COR | 34,465 | $352K | 0.02% | |
| 231 | —MYLAN N V | 9,200 | $351K | 0.02% | |
| 232 | —HYDRA INDS ACQUISITION CORP | 33,640 | $335K | 0.01% | |
| 233 | —GORES HLDGS INC | 26,452 | $323K | 0.01% | |
| 234 | BABOEING CO | 2,400 | $316K | 0.01% | |
| 235 | —M & T BK CORP | 7,335 | $315K | 0.01% | |
| 236 | ELV 5.25 05/01/18ANTHEM INC | 6,961 | $302K | 0.01% | |
| 237 | PEOADAM NAT RES FD INC | 15,000 | $299K | 0.01% | |
| 238 | XLFISELECT SECTOR SPDR TR | 5,500 | $293K | 0.01% | |
| 239 | HRLHORMEL FOODS CORP | 7,700 | $292K | 0.01% | |
| 240 | CLXCLOROX CO DEL | 2,300 | $288K | 0.01% | |
| 241 | —PACE HLDGS CORP | 27,455 | $287K | 0.01% | |
| 242 | HONHONEYWELL INTL INC | 2,400 | $280K | 0.01% | |
| 243 | WMTWAL-MART STORES INC | 3,800 | $274K | 0.01% | |
| 244 | IBMINTERNATIONAL BUSINESS MACHS | 1,700 | $270K | 0.01% | |
| 245 | AMTTD AMERITRADE HLDG CORP | 7,600 | $268K | 0.01% | |
| 246 | SLBSCHLUMBERGER LTD | 3,400 | $267K | 0.01% | |
| 247 | VIRTVIRTU FINL INC | 17,800 | $266K | 0.01% | |
| 248 | ABBVABBVIE INC | 4,200 | $265K | 0.01% | |
| 249 | —DELTA TECHNOLOGY HLDGS LTD | 169,503 | $264K | 0.01% | |
| 250 | KELKELLOGG CO | 3,400 | $263K | 0.01% | |
| 251 | —APPLIED DNA SCIENCES INC | 233,455 | $263K | 0.01% | |
| 252 | GOOGLALPHABET INC | 320 | $257K | 0.01% | |
| 253 | —AGROFRESH SOLUTIONS | 319,444 | $250K | 0.01% | |
| 254 | UTXZUNITED TECHNOLOGIES CORP | 2,438 | $248K | 0.01% | |
| 255 | PFFISHARES TR | 5,790 | $229K | 0.01% | |
| 256 | KOCOCA COLA CO | 5,403 | $229K | 0.01% | |
| 257 | —REYNOLDS AMERICAN INC | 4,700 | $222K | 0.01% | |
| 258 | —UBS AG LONDON BRH | 7,900 | $205K | 0.01% | |
| 259 | —MCDERMOTT INTL INC | 40,500 | $203K | 0.01% | Call |
| 260 | GILDGILEAD SCIENCES INC | 2,565 | $203K | 0.01% | |
| 261 | XXCHNXXCHINA FD INC | 11,400 | $187K | 0.01% | |
| 262 | —EASTMAN KODAK CO | 58,611 | $149K | 0.01% | |
| 263 | JPMJPMORGAN CHASE & CO | 2,126 | $142K | 0.01% | |
| 264 | —KITOV PHARMACEUTICALS HLDGS | 108,762 | $120K | 0.01% | |
| 265 | —CELLECTAR BIOSCIENCES INC | 145,035 | $119K | 0.01% | |
| 266 | —CHINA LENDING CORP | 458,764 | $96K | 0.00% | |
| 267 | —BIOTIME INC | 21,100 | $82K | 0.00% | Put |
| 268 | —NEXEO SOLUTIONS INC | 130,955 | $81K | 0.00% | |
| 269 | SDRLSEADRILL LIMITED | 30,300 | $72K | 0.00% | Call |
| 270 | —CARDCONNECT CORP | 64,913 | $71K | 0.00% | |
| 271 | —AROWANA INC | 6,738 | $70K | 0.00% | |
| 272 | —KINDER MORGAN INC DEL | 4,361,154 | $65K | 0.00% | |
| 273 | —EYEGATE PHARMACEUTICALS INC | 152,773 | $53K | 0.00% | |
| 274 | —OCULUS INNOVATIVE SCIENCES I | 208,317 | $52K | 0.00% | |
| 275 | —HENNESSY CAP ACQUISITION COR | 91,680 | $37K | 0.00% | |
| 276 | —SUNTRUST BKS INC | 2,600 | $29K | 0.00% | |
| 277 | —AROWANA INC | 249,811 | $26K | 0.00% | |
| 278 | —APPLIED DNA SCIENCES INC | 5,539 | $16K | 0.00% | Put |
| 279 | —EASTMAN KODAK CO | 3,604 | $13K | 0.00% | |
| 280 | —CONTRAFECT CORP | 73,827 | $9K | 0.00% | |
| 281 | —VALLEY NATL BANCORP | 136,432 | $7K | 0.00% | |
| 282 | —AGROFRESH SOLUTIONS | 1,200 | $6K | 0.00% | Call |
| 283 | —FIELDPOINT PETROLEUM CORP | 209,036 | $5K | 0.00% | |
| 284 | —DELTA TECHNOLOGY HLDGS LTD | 33,904 | $4K | 0.00% | |
| 285 | —CHANTICLEER HLDGS INC | 16,786 | $1K | 0.00% | |
| 286 | —PACE HLDGS CORP | 1 | $0 | 0.00% |
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