K2 PRINCIPAL FUND, L.P. Q1 2016 Filing
Filed May 12, 2016
Portfolio Value
$732.9B
Holdings
178
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (178 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | BABOEING CO | 10,000 | $1.3B | 0.17% | Put |
| 102 | —MONARCH FINANCIAL HOLDINGS I | 76,114 | $1.3B | 0.17% | |
| 103 | DLTRDOLLAR TREE INC | 15,000 | $1.2B | 0.17% | Call |
| 104 | BXUSDBLACKSTONE GROUP L P | 44,000 | $1.2B | 0.17% | Call |
| 105 | HYGISHARES TR | 14,768 | $1.2B | 0.16% | Put |
| 106 | UTXZUNITED TECHNOLOGIES CORP | 12,000 | $1.2B | 0.16% | Put |
| 107 | —KEYCORP NEW PFD 7.75% SR A | 8,854 | $1.2B | 0.16% | |
| 108 | —SYNGENTA AG | 13,600 | $1.1B | 0.15% | |
| 109 | —GARNERO GROUP ACQUISITION CO | 112,343 | $1.1B | 0.15% | |
| 110 | BFHALLIANCE DATA SYSTEMS CORP | 5,000 | $1.1B | 0.15% | Call |
| 111 | USOUNITED STATES OIL FUND LP | 112,794 | $1.1B | 0.15% | |
| 112 | —ATLANTIC ALLIANCE PARTNER CO | 103,020 | $1.1B | 0.15% | |
| 113 | —INTERVAL LEISURE GROUP INC | 71,500 | $1.0B | 0.14% | Call |
| 114 | —KKR & CO L P DEL COM UNITS | 70,000 | $1.0B | 0.14% | Call |
| 115 | —BLOUNT INTL INC NEW | 97,047 | $969.0M | 0.13% | |
| 116 | PANLPANGAEA LOGISTICS SOLUTION L | 492,662 | $963.0M | 0.13% | |
| 117 | —PACE HLDGS CORP | 99,000 | $933.0M | 0.13% | |
| 118 | SNDKSANDISK CORP | 12,086 | $920.0M | 0.13% | |
| 119 | —NTELOS HLDGS CORP | 100,000 | $920.0M | 0.13% | |
| 120 | IPINTL PAPER CO | 20,000 | $821.0M | 0.11% | Call |
| 121 | SLG2EURSL GREEN RLTY CORP | 8,000 | $776.0M | 0.11% | Call |
| 122 | —STAPLES INC | 66,000 | $728.0M | 0.10% | Call |
| 123 | IMGIAMGOLD CORP | 328,600 | $725.0M | 0.10% | Put |
| 124 | UISUNISYS CORP | 90,000 | $694.0M | 0.09% | Call |
| 125 | MGMMGM RESORTS INTERNATIONAL | 30,000 | $643.0M | 0.09% | Call |
| 126 | ABXBARRICK GOLD CORP | 44,500 | $604.0M | 0.08% | Call |
| 127 | —DIREXION SHS ETF TR | 14,000 | $601.0M | 0.08% | Put |
| 128 | QSRRESTAURANT BRANDS INTL INC | 15,000 | $583.0M | 0.08% | Call |
| 129 | QUADQUAD / GRAPHICS INC COM | 43,200 | $559.0M | 0.08% | Put |
| 130 | TJXTJX COS INC NEW | 7,043 | $552.0M | 0.08% | |
| 131 | —TALMER BANCORP INC | 30,375 | $549.0M | 0.07% | |
| 132 | KLACKLA-TENCOR CORP | 7,204 | $525.0M | 0.07% | |
| 133 | IBBISHARES TR | 2,000 | $522.0M | 0.07% | Call |
| 134 | RRYDER SYS INC | 8,000 | $518.0M | 0.07% | Put |
| 135 | —ATMEL CORP | 60,000 | $487.0M | 0.07% | |
| 136 | VWOVANGUARD INTL EQUITY INDEX F | 14,000 | $484.0M | 0.07% | Put |
| 137 | MUMICRON TECHNOLOGY INC | 45,800 | $480.0M | 0.07% | |
| 138 | —APOLLO INVT CORP | 79,000 | $438.0M | 0.06% | |
| 139 | —ITC HLDGS CORP | 10,000 | $436.0M | 0.06% | |
| 140 | —DONNELLEY R R & SONS CO | 26,100 | $428.0M | 0.06% | Put |
| 141 | RIORIO TINTO PLC | 14,800 | $418.0M | 0.06% | Put |
| 142 | —PACIFIC SPL ACQUISITION CORP | 41,200 | $412.0M | 0.06% | |
| 143 | —FELCOR LODGING TR INC | 50,441 | $410.0M | 0.06% | |
| 144 | —DT ASIA INVTS LTD | 39,473 | $401.0M | 0.05% | |
| 145 | ARCCARES CAP CORP | 25,000 | $371.0M | 0.05% | Call |
| 146 | JPMJPMORGAN CHASE & CO | 5,900 | $349.0M | 0.05% | |
| 147 | —CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF | 30,000 | $348.0M | 0.05% | Put |
| 148 | —ANDINA ACQUISITION CORP II | 34,802 | $338.0M | 0.05% | |
| 149 | BLKCHFBLACKROCK INC | 970 | $330.0M | 0.05% | |
| 150 | —VALSPAR CORP | 3,000 | $321.0M | 0.04% | |
| 151 | —AMAYA INC | 22,000 | $294.0M | 0.04% | Call |
| 152 | NXSTNEXSTAR BROADCASTING GROUP I | 6,000 | $266.0M | 0.04% | Call |
| 153 | DRHDIAMONDROCK HOSPITALITY CO | 25,800 | $261.0M | 0.04% | |
| 154 | MGAMAGNA INTL INC | 6,000 | $258.0M | 0.04% | Call |
| 155 | WCNWASTE CONNECTIONS INC | 3,753 | $242.0M | 0.03% | |
| 156 | WPRTWESTPORT INNOVATIONS INC | 88,800 | $232.0M | 0.03% | Put |
| 157 | NWLNEWELL RUBBERMAID INC | 5,000 | $221.0M | 0.03% | Put |
| 158 | —MEDIA GEN INC NEW | 13,496 | $220.0M | 0.03% | |
| 159 | —STAMPS COM INC | 2,011 | $214.0M | 0.03% | |
| 160 | —BASIC ENERGY SVCS INC NEW | 75,000 | $207.0M | 0.03% | Put |
| 161 | SWN1EURSOUTHWESTERN ENERGY CO | 24,100 | $195.0M | 0.03% | Put |
| 162 | —SWIFT TRANSN CO | 10,000 | $186.0M | 0.03% | Call |
| 163 | —HARMONY MERGER CORP | 900,000 | $162.0M | 0.02% | |
| 164 | —WL ROSS HLDG CORP | 255,411 | $123.0M | 0.02% | |
| 165 | I9DNARBUTUS BIOPHARMA CORP | 29,754 | $123.0M | 0.02% | |
| 166 | CEFCENTRAL FD CDA LTD | 10,106 | $121.0M | 0.02% | |
| 167 | —DIREXION SHS ETF TR | 32,700 | $106.0M | 0.01% | Put |
| 168 | —GP INVTS ACQUISITION COR | 10,000 | $99.0M | 0.01% | |
| 169 | —KLR ENERGY ACQUISITION CORP | 500,000 | $95.0M | 0.01% | |
| 170 | JEGBPJUST ENERGY GROUP INC | 14,000 | $83.0M | 0.01% | Put |
| 171 | —TERRAPIN 3 ACQUISITION CORP | 229,600 | $69.0M | 0.01% | |
| 172 | —ELECTRUM SPL ACQUISITION COR | 315,000 | $63.0M | 0.01% | |
| 173 | —DOUBLE EAGLE ACQUISITION COR | 294,917 | $62.0M | 0.01% | |
| 174 | —PRIMERO MNG CORP | 23,700 | $43.0M | 0.01% | Put |
| 175 | PDEURPRECISION DRILLING CORP COM 2010 | 10,000 | $42.0M | 0.01% | Call |
| 176 | —QUINPARIO ACQUISITION CORP 2 | 200,000 | $42.0M | 0.01% | |
| 177 | —GP INVTS ACQUISITION COR | 132,500 | $36.0M | 0.00% | |
| 178 | —PACE HLDGS CORP | 99,000 | $30.0M | 0.00% | |
| 179 | —APPROACH RESOURCES INC | 12,500 | $15.0M | 0.00% | Put |
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