K2 PRINCIPAL FUND, L.P. Q1 2019 Filing

Filed May 14, 2019

Portfolio Value

$784.7B

Holdings

261

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (261 positions)

#StockSharesValue% PortfolioType
101
GS ACQUISITION HLDGS CORP
248,036$2.5B0.32%
102
VALEVALE S A
190,000$2.5B0.32%Put
103
MONOCLE ACQUISITION CORP
250,000$2.5B0.31%
104
AVAAVISTA CORP
60,000$2.4B0.31%
105
7SUSUMMIT MATLS INC
152,001$2.4B0.31%Call
106
CICIGNA CORP NEW
15,000$2.4B0.31%Call
107
CARSCARS COM INC
102,121$2.3B0.30%
108
CM SEVEN STAR ACQUISITION CO
217,700$2.3B0.29%
109
FAR PT ACQUISITION CORP
225,369$2.2B0.29%
110
MOSAIC ACQUISITION CORP
217,300$2.2B0.29%
111
THUNDER BRIDGE ACQUISITION L
206,500$2.2B0.28%
112
FDCFIRST DATA CORP NEW
84,106$2.2B0.28%
113
ETF MANAGERS TR
60,000$2.2B0.28%Put
114
SILICON LABORATORIES INC
2,000$2.2B0.28%
115
ZGZILLOW GROUP INC
62,792$2.1B0.27%
116
REGALWOOD GLOBAL ENERGY LTD
207,742$2.1B0.27%
117
DANAHER CORPORATION
2,000$2.1B0.27%
118
LEISURE ACQUISITION CORP
210,000$2.1B0.27%
119
SENS 5.25 02/01/23SENSEONICS HLDGS INC
2,000$2.1B0.27%
120
CENTACENTRAL GARDEN & PET CO
90,183$2.1B0.27%
121
CECOCECO ENVIRONMENTAL CORP
283,296$2.0B0.26%
122
LONGEVITY ACQUISITION CORP
200,000$2.0B0.26%
123
CYPRESS SEMICONDUCTOR CORP
135,000$2.0B0.26%Call
124
8I ENTERPRISES ACQUISITIN CO
200,000$2.0B0.26%
125
BIG ROCK PARTNERS ACQUISI CO
193,091$2.0B0.25%
126
UQM TECHNOLOGIES INC
1,203,100$2.0B0.25%
127
BF/ABROWN FORMAN CORP
38,538$2.0B0.25%
128
BELMOND LTD
78,686$2.0B0.25%
129
JENSYN ACQUISITION CORP
178,395$2.0B0.25%
130
ISCAUSDINTERNATIONAL SPEEDWAY CORP
44,947$2.0B0.25%
131
ONE MADISON CORP
181,866$1.9B0.25%
132
GREENLAND ACQUISITIN CORPORA
175,964$1.8B0.23%
133
MAXWELL TECHNOLOGIES INC
410,000$1.8B0.23%Call
134
QUADQUAD / GRAPHICS INC
151,990$1.8B0.23%
135
MXMAGNACHIP SEMICONDUCTOR CORP
240,000$1.8B0.23%
136
OAKTREE CAP GROUP LLC
35,405$1.8B0.22%
137
LENLENNAR CORP
35,722$1.8B0.22%
138
MUDRICK CAP ACQUISITION CORP
166,594$1.7B0.21%
139
BLUEGREEN VACATIONS CORP
113,000$1.7B0.21%
140
CAPITOL INVT CORP IV
164,513$1.7B0.21%
141
XLNXEURXILINX INC
12,500$1.6B0.20%Put
142
PERSHING GOLD CORP
1,348,790$1.6B0.20%
143
OSVEURVANECK VECTORS ETF TR
90,500$1.6B0.20%
144
AMDADVANCED MICRO DEVICES INC
60,000$1.5B0.20%Call
145
RMG ACQUISITION CORP
150,000$1.5B0.19%
146
IYTISHARES TR
8,000$1.5B0.19%Call
147
PURE ACQUISITION CORP
1,371,863$1.5B0.19%Call
148
GIGCAPITAL INC
145,887$1.5B0.19%
149
TWITTER INC
1,500$1.5B0.19%
150
POINTER TELOCATION LTD
94,001$1.5B0.19%
151
LEGACY ACQUISITION CORP
145,000$1.5B0.19%
152
XLUSELECT SECTOR SPDR TR
25,000$1.5B0.19%Put
153
MELLANOX TECHNOLOGIES LTD
12,000$1.4B0.18%
154
TSLATESLA INC
5,000$1.4B0.18%Put
155
SUNTRUST BKS INC
23,403$1.4B0.18%
156
SIL1EURSILVERCREST METALS INC
418,061$1.4B0.17%
157
AELUSDAMERICAN EQTY INVT LIFE HLD
50,000$1.4B0.17%Call
158
ABXBARRICK GOLD CORPORATION
96,999$1.3B0.17%Call
159
CCLCARNIVAL CORP
25,000$1.3B0.16%Put
160
WEALTHBRIDGE ACQUISITION LTD
125,000$1.3B0.16%
161
TKK SYMPHONY ACQUISITION COR
125,000$1.2B0.16%
162
ROWAN COMPANIES PLC
109,087$1.2B0.15%
163
IAIISHARES TR
20,000$1.2B0.15%Put
164
PACBPACIFIC BIOSCIENCES CALIF IN
161,697$1.2B0.15%
165
LEO HOLDINGS CORP
115,727$1.2B0.15%
166
NWSNEWS CORP NEW
91,568$1.1B0.15%
167
SWCHFSIERRA WIRELESS INC
90,200$1.1B0.14%Put
168
ALITHYA GROUP INC
346,677$1.1B0.14%
169
BHPBHP GROUP LTD
20,000$1.1B0.14%Put
170
BGCPEURBGC PARTNERS INC
200,000$1.1B0.14%
171
GS ACQUISITION HLDGS CORP
100,000$1.0B0.13%
172
AYXEURALTERYX INC
12,500$1.0B0.13%Call
173
PURE ACQUISITION CORP
102,543$1.0B0.13%
174
TRINITY MERGER CORP
100,100$1.0B0.13%
175
PIVOTAL ACQUISITION CORP
100,000$1.0B0.13%
176
DIAMONDPEAK HLDGS COR
100,000$1.0B0.13%
177
GIB/ACGI INC
14,550$1.0B0.13%
178
NESRNATIONAL ENERGY SERVICES REU
863,981$985.0M0.13%Call
179
FINTECH ACQUISITION CORP III
100,000$975.0M0.12%
180
BMYBRISTOL MYERS SQUIBB CO
20,000$954.0M0.12%Call
181
TWELVE SEAS INVESTMENT COMPA
88,800$928.0M0.12%
182
IMMUNE DESIGN CORP
158,255$926.0M0.12%
183
TOLTOLL BROTHERS INC
25,400$919.0M0.12%
184
WCNWASTE CONNECTIONS INC
10,000$886.0M0.11%Put
185
NIGHTSTAR THERAPEUTICS PLC
34,275$870.0M0.11%
186
BATRKUSDLIBERTY MEDIA CORP DELAWARE
31,263$868.0M0.11%
187
IIPRINNOVATIVE INDL PPTYS INC
10,200$833.0M0.11%Call
188
PHMPULTE GROUP INC
27,500$769.0M0.10%
189
THUNDER BRIDGE ACQUISITION L
75,000$765.0M0.10%
190
SABAN CAP ACQUISITION CORP
74,215$763.0M0.10%
191
VNOMVIPER ENERGY PARTNERS LP
23,002$763.0M0.10%
192
TENZING ACQUISITION CORP
75,000$755.0M0.10%
193
LF CAP ACQUISITION CORP
75,000$754.0M0.10%
194
ALBERTON ACQUISITION CORP
75,000$746.0M0.10%
195
FORUM MERGER II CORP
75,000$743.0M0.09%
196
LSCCLATTICE SEMICONDUCTOR CORP
61,196$730.0M0.09%
197
SATSECHOSTAR CORP
20,000$729.0M0.09%Put
198
BLUE HILLS BANCORP INC
29,807$712.0M0.09%
199
ROSEHILL RES INC
195,714$599.0M0.08%
200
VRNSVARONIS SYS INC
10,000$596.0M0.08%
PreviousPage 2 of 3Next