K2 PRINCIPAL FUND, L.P. Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$527.6M

Holdings

211

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (211 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—NEBULA ACQUISITION CORP	100,972	$1.0M	0.19%
102	ZGZILLOW GROUP INC	30,000	$1.0M	0.19%
103	XLESELECT SECTOR SPDR TR	35,000	$1.0M	0.19%	Call
104	—BROOGE HLDGS LTD	1,249,524	$1.0M	0.19%	Call
105	—GORES METROPOULOS INC	97,573	$991K	0.19%
106	BHCBAUSCH HEALTH COS INC	60,000	$930K	0.18%	Call
107	—FGL HLDGS	92,338	$905K	0.17%
108	0VVBVIACOMCBS INC	64,200	$899K	0.17%	Call
109	HCCWARRIOR MET COAL INC	83,700	$889K	0.17%	Call
110	—NEWBORN ACQUISITION CORP	90,095	$874K	0.17%
111	LMEURLEGG MASON INC	17,500	$855K	0.16%
112	MAMASTERCARD INC	3,500	$845K	0.16%	Call
113	BENFRANKLIN RESOURCES INC	50,000	$835K	0.16%	Call
114	RHIROBERT HALF INTL INC	21,700	$819K	0.16%	Call
115	WBC1EURWABCO HLDGS INC	5,655	$764K	0.14%
116	—TAUBMAN CTRS INC	17,953	$752K	0.14%
117	BHPBHP GROUP LTD	19,600	$719K	0.14%	Call
118	—TUSCAN HOLDINGS CORP	1,803,555	$703K	0.13%	Call
119	—CF FIN ACQUISITION CORP	1,393,167	$697K	0.13%	Call
120	OSKOSHKOSH CORP	10,000	$643K	0.12%	Call
121	SPLKCHFSPLUNK INC	5,000	$631K	0.12%
122	MMSIMERIT MED SYS INC	20,000	$625K	0.12%
123	CAECAE INC	34,200	$608K	0.12%
124	—THUNDER BRDG ACQUISTION II L	58,201	$593K	0.11%
125	—COLLIER CREEK HOLDINGS	419,725	$567K	0.11%	Call
126	—TRIDENT ACQUISITIONS CORP	49,048	$531K	0.10%
127	—SIRIUS INTERNATIONAL INSURAN	60,205	$512K	0.10%
128	GOGOGOGO INC	241,200	$511K	0.10%	Put
129	ADSWADVANCED DISP SVCS INC DEL	15,000	$492K	0.09%
130	—US ECOLOGY INC	111,720	$492K	0.09%	Call
131	AYXEURALTERYX INC	5,000	$476K	0.09%
132	—EL PASO ELEC CO	6,900	$469K	0.09%
133	DOCUDOCUSIGN INC	5,000	$462K	0.09%	Put
134	—ADESTO TECHNOLOGIES CORP	41,066	$460K	0.09%
135	—CITIC CAPITAL ACQUISITION CO	45,830	$452K	0.09%
136	NAVNAVISTAR INTL CORP NEW	26,600	$438K	0.08%	Put
137	USOUNITED STATES OIL FUND LP	100,000	$421K	0.08%	Call
138	HAMHARMONY GOLD MNG LTD	189,623	$413K	0.08%
139	AVYAUSDAVAYA HLDGS CORP	50,000	$405K	0.08%	Put
140	BATRKUSDLIBERTY MEDIA CORP DEL	20,000	$381K	0.07%
141	NFLXNETFLIX INC	1,000	$376K	0.07%	Call
142	—ARYA SCIENCES ACQUISITION CO	195,937	$361K	0.07%	Call
143	LILALIBERTY LATIN AMERICA LTD	35,000	$359K	0.07%
144	DISCKUSDDISCOVERY INC	20,100	$353K	0.07%
145	PVG1EURPRETIUM RES INC	44,000	$353K	0.07%	Put
146	—APEX TECHNOLOGY ACQUISITION	35,566	$347K	0.07%
147	—WEALTHBRIDGE ACQUISITION LTD	33,055	$338K	0.06%
148	—DELPHI TECHNOLOGIES PL	41,556	$335K	0.06%
149	HUBSHUBSPOT INC	2,500	$333K	0.06%	Put
150	VALEVALE S A	40,000	$332K	0.06%	Call
151	NWSNEWS CORP NEW	35,617	$320K	0.06%
152	USX1UNITED STATES STL CORP NEW	50,000	$316K	0.06%	Call
153	—IMMUNOVANT INC	127,100	$305K	0.06%	Call
154	—THUNDER BRDG ACQUISTION II L	421,900	$295K	0.06%	Call
155	SSRMSSR MNG INC	25,000	$285K	0.05%	Call
156	KGCKINROSS GOLD CORP	50,000	$283K	0.05%
157	PHGEBIOMX INC	455,167	$273K	0.05%	Call
158	NESRNATIONAL ENERGY SERVICES REU	774,681	$256K	0.05%	Call
159	—IBERIABANK CORP	6,948	$251K	0.05%
160	—TENZING ACQUISITION CORP	23,352	$246K	0.05%
161	—SC HEALTH CORP	250,000	$239K	0.05%	Call
162	—FINTECH ACQUISITION CORP III	377,576	$227K	0.04%	Call
163	EQXEQUINOX GOLD CORP	24,200	$227K	0.04%
164	—NEBULA ACQUISITION CORP	216,666	$219K	0.04%	Call
165	—LONGEVITY ACQUISITION CORP	20,800	$217K	0.04%
166	—8I ENTERPRISES ACQUISITION C	492,715	$192K	0.04%	Call
167	BMY-RBRISTOL-MYERS SQUIBB CO	50,300	$191K	0.04%
168	—GRAF INDL CORP	15,933	$162K	0.03%
169	—ALLEGRO MERGER CORP	14,267	$161K	0.03%
170	GNRUQGREENROSE ACQUISITION CORP	16,300	$158K	0.03%
171	—ALBERTON ACQUISITION CORP	766,539	$146K	0.03%	Call
172	—ELDORADO RESORTS INC	10,000	$144K	0.03%	Call
173	—LANDCADIA HLDGS II INC	329,552	$132K	0.03%	Call
174	CBAYUSDCYMABAY THERAPEUTICS INC	83,099	$123K	0.02%
175	—TUSCAN HLDGS CORP II	584,556	$123K	0.02%	Call
176	—GIGCAPITAL2 INC	400,000	$123K	0.02%	Call
177	—TELARIA INC	20,408	$122K	0.02%
178	—HEALTHCARE MERGER CORP	118,300	$111K	0.02%	Call
179	—NETFIN ACQUISITION CORP	281,590	$110K	0.02%	Call
180	—APEX TECHNOLOGY ACQUISITION	121,200	$109K	0.02%	Call
181	—HAYMAKER ACQUISITION CORP II	10,567	$103K	0.02%
182	—LONGEVITY ACQUISITION CORP	833,746	$92K	0.02%	Call
183	—FAR PT ACQUISITION CORP	170,787	$92K	0.02%	Call
184	—CHURCHILL CAP CORP II	49,925	$72K	0.01%	Call
185	—TRINE ACQUISITION CORP	119,550	$72K	0.01%	Call
186	—HAYMAKER ACQUISITION CORP II	62,283	$65K	0.01%	Call
187	—UNION ACQUISITION CORP II	249,400	$62K	0.01%	Call
188	—HENNESSY CAP ACQUSTION CORP	176,867	$62K	0.01%	Call
189	—REPLAY ACQUISITION CORP	99,302	$59K	0.01%	Call
190	—INSURANCE ACQUISITION CORP	99,700	$58K	0.01%	Call
191	—BIG ROCK PARTNERS ACQUISI CO	627,103	$57K	0.01%	Call
192	—WEALTHBRIDGE ACQUISITION LTD	122,300	$56K	0.01%	Call
193	—LF CAP ACQUISITION CORP	277,305	$50K	0.01%	Call
194	—FINSERV ACQUISITION CORP	85,300	$47K	0.01%	Call
195	—SPARTAN ENERGY ACQUISITION C	124,382	$37K	0.01%	Call
196	—ANDINA ACQUISITION CORP III	244,300	$35K	0.01%	Call
197	—MONOCLE ACQUISITION CORP	105,585	$32K	0.01%	Call
198	—LONGEVITY ACQUISITION CORP	200,000	$30K	0.01%	Call
199	—ROSEHILL RES INC	864,548	$26K	0.00%	Call
200	THTARGET HOSPITALITY CORP	133,693	$26K	0.00%	Call

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