K2 PRINCIPAL FUND, L.P. Q1 2023 Filing
Filed May 11, 2023
Portfolio Value
$726.6B
Holdings
244
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (244 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —PROJECT ENERGY REIMAGINED AC | 13,815 | $986K | 0.00% | |
| 2 | —CONSILIUM ACQUISITN CORP I L | 31,000 | $852K | 0.00% | |
| 3 | DYHTARGET CORP | 167,400 | $27K | 0.00% | Call |
| 4 | FCXFREEPORT-MCMORAN INC | 625,000 | $25K | 0.00% | Put |
| 5 | TLTISHARES TR | 240,000 | $24K | 0.00% | Put |
| 6 | BNSBANK NOVA SCOTIA HALIFAX | 481,800 | $24K | 0.00% | Call |
| 7 | HYGISHARES TR | 268,800 | $20K | 0.00% | Put |
| 8 | FRPTFRESHPET INC | 321,300 | $20K | 0.00% | Put |
| 9 | SPYSPDR SP 500 ETF TR | 50,000 | $20K | 0.00% | Put |
| 10 | XMESPDR SER TR | 365,000 | $19K | 0.00% | Put |
| 11 | AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA | 19,300 | $19K | 0.00% | |
| 12 | SPRYARS PHARMACEUTICALS INC | 2,815,890 | $17K | 0.00% | Put |
| 13 | DBX 0 03/01/26DROPBOX INC | 15,859 | $14K | 0.00% | |
| 14 | SPLK 0.5 09/15/23SPLUNK INC | 13,339 | $13K | 0.00% | |
| 15 | SJTSAN JUAN BASIN RTY TR | 1,212,305 | $12K | 0.00% | Call |
| 16 | —WISDOMTREE INC | 12,000 | $12K | 0.00% | |
| 17 | RGLDROYAL GOLD INC | 89,000 | $11K | 0.00% | Call |
| 18 | ENV 0.75 08/15/25ENVESTNET INC | 12,500 | $11K | 0.00% | |
| 19 | 07WAMR COOPER GROUP INC | 286,211 | $11K | 0.00% | Call |
| 20 | PMTPENNYMAC MTG INVT TR | 839,533 | $10K | 0.00% | |
| 21 | NTNX 0.25 10/01/27NUTANIX INC | 13,000 | $10K | 0.00% | |
| 22 | SPOT 0 03/15/26SPOTIFY USA INC | 13,000 | $10K | 0.00% | |
| 23 | RCLROYAL CARIBBEAN GROUP | 162,500 | $10K | 0.00% | Put |
| 24 | MPCMARATHON PETE CORP | 82,000 | $10K | 0.00% | Put |
| 25 | TOLTOLL BROTHERS INC | 166,600 | $9K | 0.00% | Put |
| 26 | IAU*ISHARES GOLD TR | 245,000 | $9K | 0.00% | Call |
| 27 | DOCU 0 01/15/24DOCUSIGN INC | 10,230 | $9K | 0.00% | |
| 28 | DASHDOORDASH INC | 129,200 | $8K | 0.00% | Call |
| 29 | TRIP 0.25 04/01/26TRIPADVISOR INC | 10,500 | $8K | 0.00% | |
| 30 | SAVE 1 05/15/26SPIRIT AIRLS INC | 10,491 | $8K | 0.00% | |
| 31 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 9,375 | $8K | 0.00% | |
| 32 | GQ9SPDR GOLD TR | 40,000 | $7K | 0.00% | Put |
| 33 | YRIYAMANA GOLD INC | 1,212,401 | $7K | 0.00% | |
| 34 | JNJJOHNSON JOHNSON | 54,389 | $7K | 0.00% | Call |
| 35 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $6K | 0.00% | |
| 36 | USOUNITED STS OIL FD LP | 100,000 | $6K | 0.00% | Call |
| 37 | SRGSERITAGE GROWTH PPTYS | 860,562 | $6K | 0.00% | Call |
| 38 | SSRMCN 2.5 04/01/39SSR MINING IN | 5,000 | $5K | 0.00% | |
| 39 | PFSIPENNYMAC FINL SVCS INC NEW | 88,000 | $5K | 0.00% | Call |
| 40 | ACIALBERTSONS COS INC | 280,699 | $5K | 0.00% | |
| 41 | —ACUITYADS HLDGS INC | 2,791,184 | $5K | 0.00% | Call |
| 42 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 6,300 | $5K | 0.00% | |
| 43 | HTZHERTZ GLOBAL HLDGS INC | 381,635 | $5K | 0.00% | Call |
| 44 | FT2FIRST HORIZON CORPORATION | 382,798 | $5K | 0.00% | Put |
| 45 | HASHASBRO INC | 76,300 | $4K | 0.00% | Call |
| 46 | SLVISHARES SILVER TR | 215,000 | $4K | 0.00% | Put |
| 47 | PTONPELOTON INTERACTIVE INC | 402,400 | $4K | 0.00% | Call |
| 48 | IWMISHARES TR | 25,000 | $4K | 0.00% | Put |
| 49 | FNVFRANCO NEV CORP | 30,000 | $4K | 0.00% | Call |
| 50 | SPLK 1.125 09/15/25SPLUNK INC | 4,415 | $4K | 0.00% | |
| 51 | TWOTWO HBRS INVT CORP | 339,759 | $4K | 0.00% | |
| 52 | AYX 0.5 08/01/24ALTERYX INC | 4,815 | $4K | 0.00% | |
| 53 | W 1.125 11/01/24WAYFAIR INC | 5,000 | $4K | 0.00% | |
| 54 | ATVIEURACTIVISION BLIZZARD INC | 56,352 | $4K | 0.00% | Call |
| 55 | VMWEURVMWARE INC | 30,147 | $3K | 0.00% | |
| 56 | MTARCELORMITTAL SA LUXEMBOURG | 120,000 | $3K | 0.00% | Put |
| 57 | NVROEURNEVRO CORP | 101,600 | $3K | 0.00% | Call |
| 58 | CFCF INDS HLDGS INC | 50,000 | $3K | 0.00% | Call |
| 59 | SSS1EURLIFE STORAGE INC | 29,782 | $3K | 0.00% | |
| 60 | GL40INDUS REALTY TRUST INC | 53,985 | $3K | 0.00% | |
| 61 | AFRMAFFIRM HLDGS INC | 322,200 | $3K | 0.00% | Call |
| 62 | —NATIONAL INSTRS CORP | 70,461 | $3K | 0.00% | |
| 63 | AYATLANTICA SUSTAINABLE INFR P | 104,100 | $3K | 0.00% | Call |
| 64 | GMEDGLOBUS MED INC | 79,647 | $3K | 0.00% | Call |
| 65 | RYROYAL BK CDA SUSTAINABL | 35,000 | $3K | 0.00% | Call |
| 66 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 5,000 | $3K | 0.00% | |
| 67 | SJR/BEURSHAW COMMUNICATIONS INC | 127,700 | $3K | 0.00% | |
| 68 | RWTREDWOOD TRUST INC | 592,301 | $3K | 0.00% | Call |
| 69 | —NABORS INDS INC | 3,619 | $3K | 0.00% | |
| 70 | BLBLACKLINE INC | 35,000 | $2K | 0.00% | Call |
| 71 | GRPHGRAPHITE BIO INC | 969,620 | $2K | 0.00% | |
| 72 | PMCBPHARMACYTE BIOTECH INC | 723,271 | $2K | 0.00% | |
| 73 | LVLNSPDR SER TR | 50,000 | $2K | 0.00% | Put |
| 74 | —REDWOODS ACQUISITION CORP | 209,786 | $2K | 0.00% | |
| 75 | CCLCARNIVAL CORP | 300,000 | $2K | 0.00% | Put |
| 76 | —SIGNAL HILL ACQUISITION CORP | 209,969 | $2K | 0.00% | |
| 77 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 39,939 | $2K | 0.00% | |
| 78 | —ALSET CAPITAL ACQUISITION CO | 264,831 | $2K | 0.00% | |
| 79 | AAALCOA CORP | 63,000 | $2K | 0.00% | Put |
| 80 | DKNGDRAFTKINGS INC NEW | 121,000 | $2K | 0.00% | Call |
| 81 | CLRCFCLIMATEROCK | 196,312 | $2K | 0.00% | |
| 82 | —HUB CYBER SECURITY LTD | 1,665,019 | $2K | 0.00% | |
| 83 | CCIXCHURCHILL CAPITAL CORP V | 200,000 | $2K | 0.00% | |
| 84 | —AVALON ACQUISITION INC | 210,120 | $2K | 0.00% | |
| 85 | TFPMTRIPLE FLAG PRECIOUS METAL | 99,737 | $2K | 0.00% | |
| 86 | HZNPHORIZON THERAPEUTICS PUB L | 20,300 | $2K | 0.00% | |
| 87 | PSXPHILLIPS 66 | 25,000 | $2K | 0.00% | Put |
| 88 | SAVESPIRIT AIRLS INC | 140,727 | $2K | 0.00% | |
| 89 | AOGOAROGO CAPITAL ACQUISITION CO | 227,423 | $2K | 0.00% | |
| 90 | —EF HUTTON ACQUISITION CORP I | 174,908 | $1K | 0.00% | |
| 91 | —LAMF GLOBAL VENTURES CORP I | 166,027 | $1K | 0.00% | |
| 92 | AIVAPARTMENT INVT MGMT CO | 213,192 | $1K | 0.00% | Call |
| 93 | OSH 0 03/15/26OAK STR HEALTH INC | 2,000 | $1K | 0.00% | |
| 94 | HUBCHUB CYBER SECURITY LTD | 2,154,013 | $1K | 0.00% | |
| 95 | RIVNRIVIAN AUTOMOTIVE INC | 78,000 | $1K | 0.00% | Call |
| 96 | WRLDWORLD ACCEP CORPORATION | 13,233 | $1K | 0.00% | |
| 97 | WWAYFAIR INC | 35,000 | $1K | 0.00% | Call |
| 98 | GDSTGOLDENSTONE ACQUISITION LTD | 160,430 | $1K | 0.00% | |
| 99 | WINGWINGSTOP INC | 9,800 | $1K | 0.00% | Put |
| 100 | GMED 1 06/01/23NUVASIVE INC | 1,670 | $1K | 0.00% |
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